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Childe Rowland to the Dark Tower Came

04 Wednesday Dec 2019

Posted by Ollamh in Artists and Illustrators, Fairy Tales and Myths, J.R.R. Tolkien

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Alan Lee, Barad-Dur, Child Ballads, Fairy Tale, Hildebrandts, Hogwarts, John Howe, Neuschwanstein, Shakespeare, Sunset Crater, The Lord of the Rings, Tolkien, Wukoki

If you are a reader/watcher of Shakespeare, you’ll immediately recognize the title, dear readers, as coming from King Lear, Act 3, Scene 4, where a character named Edgar, pretending to be mad, babbles (among other things):

“Child Roland to the dark tower came.

His word was still ‘Fie, foh, and fum,

I smell the blood of a British man.’ “

“Child Roland” belongs to a Scots ballad, “Burd Helen”, first cited in detail in Robert Jamieson’s Illustrations of Northern Antiquities (1814), page 397 and following. (“Burd” is an old Scots term for a young woman.) [If you’d like your own Jamieson, here’s the LINK to obtain a free copy: https://archive.org/details/illustrationsofn00webe]

That “Fie, foh, and fum” may also be familiar to you from the story of Jack the Giant Killer/Jack and the Bean Stalk, which first appeared in Round about our Coal Fire (1734), in “the story of Jack Spriggins and the Enchanted Bean” on page 45, with the words in a slightly different form:

“Fee-Faw-Fum!————–

I smell the Blood of an English-Man;

Whether he be alive or dead,

I’ll grind his Bones to make my Bread.”

[A copy of the whole pamphlet may be had at this LINK: https://upload.wikimedia.org/wikipedia/commons/9/98/Round_about_our_Coal_Fire%2C_or%2C_Christmas_Entertainments%2C_4th_edn%2C_1734.pdf]

It wasn’t about Jack or his beanstalk, that we began writing this, however, but about that “dark tower”.

And, when we write that, we think, at once, of the Barad-dur—although not perhaps as the Hildebrandts saw it—image1hild

or Alan Lee

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or John Howe

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or Ted Nasmith,

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as much as we respect their ideas and enjoy their work. It’s interesting to see how Tolkien imagined it.

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Oddly, to us, this doesn’t look like anything western, but rather like a Japanese castle, such as Kumamoto, originally built in the 15th century.

image6kumamoto

There is no long description of Sauron’s fortress in The Lord of the Rings, but there are a few bits here and there–

“The Dark Tower was broken, but its foundations were not removed, for they were made with the power of the Ring, and while it remains they will endure.” (The Fellowship of the Ring, Book Two, Chapter 2, “The Council of Elrond”)

“Then at last his [Sam’s] gaze was held: wall upon wall, battlement upon battlement, black, immeasurably strong, mountain of iron, gate of steel, tower of adamant, he saw it: Barad-dur, Fortress of Sauron.” (The Fellowship of the Ring, Book Two, Chapter 10, “The Breaking of the Fellowship”)

“…that vast fortress, armoury, prison, furnace of great power, Barad-dur, the Dark Tower…” (The Two Towers, Book Three, Chapter 8, “The Road to Isengard”)

“…towers and battlements, tall as hills, founded upon a mighty mountain-throne above immeasurable pits; great courts and dungeons, eyeless prisons sheer as cliffs, and gaping gates of steel and adamant…” (The Return of the King, Book Six, Chapter 3, “Mount Doom”)

The last description, in particular, with its mention of “towers and battlements, round as hills”, makes us think of medieval fictional castles built on rocks, like Andelkrag, from the stories of Prince Valiant,

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or historical castles, like “Dracula’s castle”—actually Bran Castle–in Rumania,

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or even the mock-medieval Neuschwanstein, built in the 19th century.

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All of these have the “towers and battlements” necessary, suggesting that the Barad-dur may be called “the dark tower”, but is, in fact, like many medieval castles, a conglomeration of towers

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and therefore perhaps even Hogwarts might be a candidate for a model.

image11hogwarts

In one respect, however, we agree with the Hildebrandts’ view.

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The Barad-dur is built in what is clearly a volcanic world—rather like this—

image31wilderness

so what is it built from? The volcanic area we have some experience of is in northern Arizona, a place called Sunset Crater, the site of a volcanic eruption about 1085AD.

image14sun

It’s obviously a bit overgrown in comparison with our first image, but in the area are the remains of a number of buildings—ancient buildings from a culture called “Puebloan”—which date from after the eruption and they are made of the local sandstone. The most imposing is this—

image15wukoki

Imagine, then, a many-towered castle, with a central tower (perhaps darker than the others, and taller?), built of a ruddy local stone, set on a rocky outcropping in a wide volcanic valley and you have our idea of the Barad-dur. What do you think, dear readers?

Thanks, as always, for reading and

MTCIDC

CD

 

ps

While we were thinking and doing a little looking around about this, we happened on two very different views of that 19th-century castle, Neuschwanstein,

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and we suddenly wondered whether it hadn’t been an inspiration for Minas Tirith?

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pps

By the way, welcome, dear readers!

 

Into the Trees.2

27 Wednesday Nov 2019

Posted by Ollamh in J.R.R. Tolkien, Language

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Alan Lee, Ents, Entwives, Hildebrandts, language, mallorn, Old Forest, Party Tree, Ted Nasmith, The Lord of the Rings, Tolkien, Tom Bombadil, Treebeard, trees, Withywindle

As ever, dear readers, welcome.

In our last, we were examining something which JRRT said in a letter from 1958 discussing a script for a film of The Lord of the Rings.  He was talking about trees and said that “the story is so largely concerned with them.”  (Letters, 275)

image1tolkienandtree.jpg

That seemed to us rather an odd thing to say, there being so many human (or humanoid) characters and so much plot in which they are actors in the novel.  And yet, as we began to consider it, we found ourselves trying to approach the story as if the trees were a major part of things—or perhaps more than one part?—and to wonder just what role or roles they were playing and whether that suggests that we might need to expand our understanding of the goals of the book in general.

We thought first of Treebeard, who is, of course, a character (here, drawn by Alan Lee) in the plot

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and so are the Ents (by Ted Nasmith).

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Besides being plot-drivers, though, Treebeard and his people represent an ancient part of Middle-earth which has somehow survived the long years of human occupation, with its own interests and its own memories—and its own tragedy:  the loss of the Entwives.   As Treebeard says:

“I am not altogether on anybody’s side because nobody is altogether on my side…”  (The Two Towers, Book Three, Chapter 4, “Treebeard”)

The sentient nature of trees is not only to be found in Treebeard and the Ents, however.  Consider the Old Forest.

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As Merry describes it:

“But the Forest is queer.  Everything in it is very much more alive, more aware of what is going on, so to speak, than things are in the Shire…I have only once or twice been in here after dark, and then only near the hedge.  I thought all the trees were whispering to each other, passing news and plots along in an unintelligible language…” (The Fellowship of the Ring, Book One, Chapter 6, “The Old Forest”)

Perhaps the words “unintelligible language” say it best.  Merry appears to accept not only that the trees are awake (“more aware”, as he puts it), but also that they have their own complex form of intercommunication (“language”).  At the same time he may believe such things, what it is they are thinking and saying is not comprehensible, at least by him and, we presume, by those of his acquaintance.  In other words, they are part of a world in which he has no part, just as Treebeard and the Ents are apart from those who visit or, in the case of the orcs, attack them.

In the case of Old Man Willow,

image5omw.jpg

the mostly passive hostility of the Old Forest—

“And the trees do not like strangers.  They watch you.  They are usually content merely to watch you, as long as daylight lasts, and don’t do much.  Occasionally the most unfriendly ones may drop a branch, or stick a root out, or grasp at you with a long trailer.”

becomes something more.  The Forest seems to have been guiding the hobbits, funneling them towards the river Withywindle, about which Merry has said:

“We don’t want to go that way!  The Withywindle valley is said to be the queerest part of the whole wood—the centre from which all the queerness comes, as it were.”

And then—

“Suddenly Frodo himself felt sleep overwhelming him.  His head swam.  There now seemed hardly a sound in the air.  The flies had stopped buzzing.  Only a gentle noise on the edge of hearing, a soft fluttering as of a song half whispered, seemed to stir in the boughs above.  He lifted his heavy eyes and saw leaning over him a huge willow-tree, old and hoary.  Enormous it looked, its sprawling branches going up like reaching arms with many long-fingered hands, its knotted and twisted trunk gapping in wide fissures that creaked faintly as the boughs moved.  The leaves fluttering against the bright sky dazzled him, and he toppled over, lying where he fell upon the grass.”

Frodo isn’t alone in succumbing to the seductive nature of the place:

“Merry and Pippin dragged themselves forward and lay down with their backs to the willow-trunk.  Behind them great cracks gaped wide to receive them as the tree swayed and creaked.  They looked up at the grey and yellow leaves, moving softly against the light, and singing.  They shut their eyes, and then it seemed that they could almost hear words, cool words, saying something about water and sleep.  They gave themselves up to the spell and fell fast asleep at the foot of the great grey willow.”

Again, as Merry has said, there is a language here, this time a little more intelligible, but it might just be part of a general hobbit drowsiness on what appears to be a sultry autumn afternoon, unless we worry about those “great cracks” gaping “wide to receive them”—and we should.  One of the hobbits—the only one not seduced into slumber—does:

“Sam sat down and scratched his head, and yawned like a cavern.  He was worried.  The afternoon was getting late, and he thought this sudden sleepiness uncanny.  ‘There’s more behind this than sun and warm air,’ he muttered to himself.  ‘I don’t like this great big tree.  I don’t trust it.  Hark at it singing about sleep now!  This won’t do at all!’ “

As he rouses himself, he quickly discovers what the seductive tree has been planning:  it is trying to drown Frodo and has completely swallowed Pippin and partially swallowed Merry.

They are rescued, of course, by Tom Bombadil, a character who has been left out of virtually every other medium of telling the story of The Lord of the Rings.

image6tom.jpg

And it’s not hard to see why:  he is somehow, truly out of the story, just as he’s unaffected by the Ring:

“It seemed to grow larger as it lay for a moment on his big brown-skinned hand.  Then suddenly he put it to his eye and laughed.  For a second the hobbits had a vision, both comical and alarming, of his bright blue eye gleaming through a circle of gold.  Then Tom put the Ring round the end of his little finger and held it up to the candlelight.  For a moment the hobbits noticed nothing strange about this.  Then they gasped.  There was no sign of Tom disappearing!” (The Fellowship of the Ring, Book One, Chapter 7, “In the House of Tom Bombadil”)

When it comes to things like the Old Forest and Old Man Willow, however, he is invaluable.

“As they listened, they began to understand the lives of the Forest, apart from themselves, indeed to feel themselves as the strangers where all other things are at home.”

As Tom is apart, and ancient—

“Eldest, that’s what I am.  Mark my words, my friends:  Tom was here before the river and the trees; Tom remembers the first raindrop and the first acorn.”

he is distanced, being senior to all living, growing things, and that gives him both greater knowledge and greater perspective, able to know and understand other ancient things, even if less ancient than he:

“Tom’s words laid bare the hearts of the trees and their thoughts, which were often dark and strange, filled with a hatred of things that go free upon the earth, gnawing, biting, breaking, hacking, burning:  destroyers and usurpers.  It was not called the Old Forest without reason, for it was indeed ancient, a survivor of vast forgotten woods; and in it there lived yet, ageing no quicker than the hills, the fathers of the fathers of trees, remembering times when they were lords.”

And here again we see that sense of otherness:  these are living creatures only tangentially—and then, it seems, often negatively—involved with humans (and humanoids).  And they are not just living things, but things with their own interests and purposes.  Taking all of that into account, and adding in the healing nature of the mallorn seed which Galadriel gives to Sam, which replaces the cut-down Party Tree (please see our previous posting on that subject), we would tentatively advance two possible reasons for JRRT’s remark about the major place of trees in The Lord of the Rings.

First, when it comes to the Old Forest and Old Man Willow, as well as Treebeard and the Ents, by having them in the story we are being quietly told that the history of Middle-earth is not just about its two-footed inhabitants.  Although so much of the plot focuses upon them, there is more to the story, a deeper, older context yet, putting them into a frame so much larger than that in which they and their past or even current actions take place.  This gives Gandalf’s words to Bilbo at the end of The Hobbit that much more weight:

“You are a very fine person, Mr. Baggins, and I am very fond of you; but you are only quite a little fellow in a wide world after all!”  (The Hobbit, Chapter 19, “The Last Stage”)

Second, in growing things there is a continuity beyond the human world, and not necessarily only an Old Forest malevolence.  The seed may be from a tree in fading Lorien, as Galadriel says when she gives the box containing it and earth from her garden to Sam:

“Then you may remember Galadriel, and catch a glimpse of far off Lorien, that you have seen only in our winter.  For our Spring and our Summer are gone by, and they will never be seen on earth again save in memory.”  (The Fellowship of the Ring, Book Two, Chapter 8, “Farewell to Lorien”)

Yet, planted in the Shire, the young tree appears at a time when the whole world is being regenerated:

“Altogether 1420 in the Shire was a marvellous year.  Not only was there wonderful sunshine and delicious rain, in due times and perfect measure, but there seemed something more:  an air of richness and growth, and a gleam of a beauty beyond that of mortal summers that flicker and pass upon this Middle-earth.” (The Return of the King, Book Six, Chapter 9, “The Grey Havens”)

And, thus, though the magical Lorien may fade and die, something of it will live beyond it in another place and time, linked to, and a reminder of, that other place and time, by a tree which

“In after years, as it grew in grace and beauty,… was known, far and wide, and people would come long journeys to see it:  the only mallorn west of the Mountain and east of the Sea…”

image7lorien.jpg

(by the Hildebrandts)

Thanks, as always, for reading and, as always,

MTCIDC

CD

 

Into the Trees.1

20 Wednesday Nov 2019

Posted by Ollamh in Artists and Illustrators, J.R.R. Tolkien, Narrative Methods

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A Long-Expected Party, Alan Lee, Angus McBride, Beech, Charles Addams, Cousin It, Eugenia Weinstein, Galadriel, Hildebrandts, Inger Edelfeldt, Lorien, mallorn, Party Field, Party Tree, Samwise Gamgee, Ted Nasmith, The Addams Family, The Lord of the Rings, Tolkien, Treebeard, trees

Welcome, dear readers, as always.

In the draft of an undated letter from 1958 about a proposed film of The Lord of the Rings, Tolkien wrote about the work of the preparer of the draft for the script (whom he calls “Z”):

“I deeply regret this handling of the ‘Treebeard’ chapter, whether necessary or not.  I have already suspected Z of not being interested in trees:  unfortunate, since the story is so largely concerned with them.” (Letters, 275)

“since the story is so largely concerned with them” puzzled us at first.  JRRT himself, of course, had strong feelings for trees, as he says in this letter from three years earlier:

“I am (obviously) much in love with plants and above all trees and always have been; and I find human maltreatment of them as hard to bear as some find ill-treatment of animals.” (Letters, 220)

image1jrrttree.jpg

“so largely concerned with them”, however, would make them seem almost like characters, or at least major subjects of discussion, within the text.

As far as characters go, there is Treebeard, of course.

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(We’re not quite sure about this early version by the Hildebrandts.  Here, he appears to be wearing a coat of Spanish moss

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and rather reminds us of Cousin It, from the cartoonist, Charles Addams, 1912-1988,

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who created a number of mock-sinister characters, including “Cousin It”.

image4it.jpg

Here it/It is in the 1991 film

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or here it/it is in the new animated feature.

image7it

The challenge in illustrating Treebeard is to find a happy balance between human and tree, as we see in this Alan Lee portrayal, on the one hand,

image8treeb.jpg

 

or that of Angus McBride on the other, with much in between–

image9mcb.GIF

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by Inger Edelfeldt,

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by Eugenia Weinstein.)

And there are the Ents, as well, who, like Tolkien, are more than a little upset over the destruction of trees, but, unlike the author, take a very direct approach to stopping it (by Ted Nasmith).

image10isengard.jpg

Beyond Treebeard and the Ents, what do we find?

First, there is the so-called “Party Tree”:

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“The tents began to go up.  There was a specially large pavilion, so big that the tree that grew in the field was right inside it, and stood proudly at one end, at the head of the chief table.  Lanterns were hung on all its branches.” (The Fellowship of the Ring, Book One, Chapter 1, “A Long-expected Party”)

Although its first appearance is understated, it clearly has greater significance, as we see when the hobbits return to the Shire and Sam sees one particular piece of completely unnecessary destruction:

“ ‘They’ve cut it down!’ cried Sam.  ‘They’ve cut down the Party Tree!’ He pointed to where the tree had stood under which Bilbo had made his Farewell Speech.  It was lying lopped and dead in the field.  As if this was the last straw Sam burst into tears.” (The Return of the King, Book Six, Chapter 8, “The Scouring of the Shire”)

And this is not the end.  When the Fellowship was leaving Lorien, Galadriel gave each a special gift.  To Sam she said:

“ ‘For you little gardener and lover of trees,’ she said to Sam, ‘I have only a small gift.’  She put into this hand a little box of plain grey wood, unadorned save for a single silver rune upon the lid.  ‘Here is set G for Galadriel,’ she said; ‘but also it may stand for garden in your tongue.  In this box there is earth from my orchard, and such blessing as Galadriel has still to bestow is upon it.  It will not keep you on your road, nor defend you against any peril, but if you keep it and see your home again at last, then perhaps it may reward you.  Though you should find all barren and laid waste, there will be few gardens in Middle-earth that will bloom like your garden.’ “ (The Fellowship of the Ring, Book Two, Chapter 8, “Farewell to Lorien”)

When the hobbits return to the Shire and Sharkey and his henchmen are removed, Sam uses Galadriel’s gift to do exactly as she told him to, to regenerate things.  When he opened the box, he found something extra:

“Inside it was filled with a grey dust, soft and fine, in the middle of which was a seed, like a small nut with a silver shale.” (The Return of the King, Book Six, Chapter 9, “The Grey Havens”)

(“Shale” here is an old variation of “shell”.)

Sam chooses a special place for this:

“The little silver nut he planted in the Party Field where the tree had once been; and he wondered what would come of it.  All through the winter he remained as patient as he could, and tried to restrain himself from going round constantly to see if anything was happening.”

From this much build, we know that something just this side of miraculous must be about to happen—and it does:

“Spring surpassed his wildest hopes.  His trees began to sprout and grow, as if time was in a hurry and wished to make one year do for twenty.  In the Party Field a beautiful young sapling leaped up:  it had silver bark and long leaves and burst into golden flowers in April.  It was indeed a mallorn, and it was the wonder of the neighborhood.  In after years, as it grew in grace and beauty, it was known far and wide and people would come long journeys to see it:  the only mallorn west of the Mountains and east of the Sea; and one of the finest in the world.”

It seems that Tolkien so loved trees that he even invented one here.  Mellyrn (the plural of mallorn by the same linguistic process which, in English, turns “foot” into “feet”)  appear to be mostly a beech tree of the type called “Fagus sylvatica” or “European beech” (although there are also actual beech trees in Middle-earth).

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Some adaptation has taken place:  European beeches have spreading branches and can grow to as much as 150 feet, but Tolkien’s tree seems even bigger and has “long leaves”—longer than beech?—

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and “golden flowers”, which beech trees don’t have, although the silver bark is similar.

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So much of Middle-earth is visibly old, sometimes in layers of antiquity, and JRRT is very careful to present a Shire which lives on top of something older, as the East Road, which runs through its middle and had been built by the dwarves and improved upon by the Numenoreans reminds us.  The Party Field, under that name, is almost brand new, however, the party being Bilbo and Frodo’s joint birthday, celebrated at the beginning of The Lord of the Rings.  The original tree just happens to be in the middle of that field.  This replacement, however, is clearly more than just a replacement and we’ll examine its possible significance and more in part 2 of this in our next posting.

In the meantime, thanks, as always for reading and

MTCIDC

CD

Orc Looks

13 Wednesday Nov 2019

Posted by Ollamh in Artists and Illustrators, J.R.R. Tolkien, Villains

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Alan Lee, Angus McBride, Count Orlok, Denis Gordeev, Description, Frank Frazetta, Hal Foster, Hildebrandts, Illustration, John Howe, Nosferatu, Orcs, Peter Jackson, Prince Valiant, Ted Nasmith, The Lord of the Rings, Tolkien, Villains

As ever, dear readers, welcome.

Two postings ago, we were discussing henchmen and, of course, orcs were among them.

While we were discussing, we began to wonder about orcs.  They appear numerous times in The Lord of the Rings, from pursuing the Fellowship in the mines of Moria

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to attacking Boromir and capturing Merry and Pippin

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to forming the initial assault team on Minas Tirith.

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But what do they really look like?

Here’s the first description we’re given, a second-hand one, spoken by Gandalf:

“There are Orcs, very many of them…And some are large and evil:  black Uruks of Mordor.”

(The Fellowship of the Ring, Book Two, Chapter 5, “The Bridge of Khazad-Dum”)

Our first real view of them comes just paragraphs later:

“…a huge orc-chieftain, almost man-high, clad in black mail from head to foot, leaped into the chamber…His broad flat face was swart, his eyes were like coals, and his tongue was red.”

If this orc-chieftain is representative, then, orcs are smaller than men, with dark skin and broad flat faces.  But is this a consistent description?

We next meet the orcs as casualties after the death of Boromir:

“There were four goblin-soldiers of greater stature, swart, slant-eyed, with thick legs and large hands.”

(The Two Towers, Book Three, Chapter 1, “The Departure of Boromir”)

As we know from other references to “goblins”, Tolkien came to blur the words “goblin” and “orc”, where the earlier Hobbit has only the former.  Thus, that compound “goblin-soldiers” really means “orcs” and we see that word “swart”—“dark/black” (like German schwarz)—again.  To which is added “slant-eyed” and the detail “of greater stature” (than the surrounding dead orcs), emphasizing a second time that many, if not most, orcs are apparently normally small creatures.

So far, then, orcs, in general, seem to be dark-skinned and little, with broad, flat faces.  And their next appearance may add a little more:

“In the twilight he saw a large black Orc, probably Ugluk, standing facing Grishnakh, a short crook-legged creature, very broad and with long arms that hung almost to the ground.  Round them were many smaller goblins.  Pippin supposed that these were ones from the North…

Ugluk shouted, and a number of other Orcs of nearly his own size ran up.”

(The Two Towers, Book Three, Chapter 3, “The Uruk-Hai”)

This suggests that there, in fact, at least two subspecies of orcs:  smaller ones (possibly from the north) in the service of Sauron, and larger ones, who are the followers of Saruman.

(There are also large orcs in Sauron’s pay, however, as we saw above in Moria.)

And we might add one more detail—at least one has rather menacing teeth:

“He stooped over Pippin, bringing his yellow fangs close to his face.”

With this much information from the text, we turned to illustrations:  how close are they to these bits of description?  There are many images of orcs on the internet and we ourselves have used a certain number of those images over the years, beginning with this from the Hildebrandts, which we believe must be one of the earliest.

image1hild.jpg

These are mostly very piglike, reminding us both of a wild boar (with a close shave)

image2boar.jpgand of a connection which we suggested some time ago with Jabba the Hutt’s Gammorean Guard—

image3gammoreangd.jpg

That green skin color, both on the Hildebrandt orcs and the Gammorean Guard, will follow orcs through the work of many artists, like Angus McBride,

image4mcb.JPG

and Ted Nasmith–

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although not in this image of the wounding of Boromir–

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and sometimes in the work of Alan Lee,

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as well as that of John Howe.

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In place of the piggyness, we see a kind of apelike quality in this illustration by Frank Frazetta

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or this, by Alan Lee.

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In the Jackson films, the orcs can range from what we think of as rather batlike

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to resembling Count Orlok in Murnau’s 1922 film, Nosferatu,

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to being grossly human.

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And then there’s an outlier in the illustrations of Denis Gordeev, who seems to have read a different version of The Lord of the Rings, as his orcs, whose faces are in the ape category, but who appear to be as shaggy as bears, though definitely “swart”.

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Thus, we mostly see images which don’t really match the descriptions in the books, the short (or almost man-height), black-skinned, flat-faced creatures of The Lord of the Rings, have mostly turned green, come in all sizes, and have faces which range from piglike to batlike.

But does JRRT have any more to say about the look of orcs?  In an undated letter from 1958 to Forrest J. Ackerman, he says of them:

“The Orcs are definitely stated to be corruptions of the ‘human’ form seen in Elves and Men.  They are (or were) squat, broad, flat-nosed, sallow-skinned with wide mouths and slant eyes:  in fact degraded and repulsive versions of the (to Europeans) less lovely Mongol-types.”  (Letters, 274)

The skin color has changed from “swart” to “sallow”, often meaning a kind of yellowish tint, rather like this image of Snape from the Harry Potter films.

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Much of this description, however, seems to match, at least roughly, the earlier ones—except for the potentially racist tone of “less lovely Mongol-types”.  (We should always remember, though, that Tolkien was born in 1892, grew up in a world in which Britain controlled 2/5s of the earth’s land mass in colonies, and where a national poet like Kipling could refer to those colonized as “lesser breeds”.  This might at least explain something of his approach to non-Caucasian people, if not excuse it.)

Putting aside that tone for the moment, to try to understand what he had in mind in this description, what we come up with is something like this, from illustrations done for Hal Foster’s Prince Valiant Fights Attila the Hun (1952)—

image17val.jpgimage18val.jpg

We admit that this is only a rough guess—Tolkien’s orcs, though supposedly derived from elves and therefore more humanoid than most illustrators make them, are probably smaller and perhaps more caricatured or exaggerated, but, at the same time, these figures suggest, to us, something of the barbaric look we believe that JRRT had in mind.

As we’ve seen, however, Tolkien himself seems to have changed his mind over time, turning his orcs from “swart” to “sallow”, although the general impression of smaller, broad creatures with flat faces remained pretty much the same throughout The Lord of the Rings.  So many of his illustrators, however, appear to have had anything from a slightly different to a very different view, making us wish that we could read their letters to find out just where their ideas came from.

Thanks, as always, for reading and

MTCIDC

CD

ps

We do have an idea of where that green skin color came from—perhaps from a misreading of the text, in fact.  In “The Bridge of Khazad-Dum”, Gandalf, in the brief initial description of orcs we quoted above, adds “…but there is something else there.  A great cave-troll, I think, or more than one.”

Shortly after that, the Fellowship is attacked and:

“A huge arm and shoulder, with a dark skin of greenish scales, was thrust through the widening gap.  Then a great, flat, toeless foot was forced through below.”

This appears to be one of those “great cave-troll[s]” and perhaps that “skin of greenish scales” has been accidentally transferred to the orcs?

Helm (2)

04 Wednesday Sep 2019

Posted by Ollamh in Films and Music, J.R.R. Tolkien, Military History, Military History of Middle-earth, The Rohirrim

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Alan Lee, Anglo-Saxon, Bayeux Tapestry, Christian Schwager, Dernhelm, Eowyn, Frank Frazetta, great helm, Great War, helmets, Howard Pyle, John Howe, kettle helm, King Arthur, spangenhelm, Tolkien, vikings, WWI

As ever, dear readers, welcome.

In our last, we focused upon the helmets worn by Tolkien and other European and US soldiers in the Great War, the French

image1adrian.jpg

the German,

image2coal.jpg

and the British (US troops eventually settled on the British pattern).

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The British helmet, we said, has produced the common comment that it looks like it was inspired by the medieval “kettle helm” (the second image being from the 13th-century Maciejowski Bible—but these helmets were clearly so practical that they continued to be used well beyond that time).

image4kettle.jpg

image5kettle.jpg

“inspired by medieval” is the way we commonly see JRRT’s Middle-earth, and it made us wonder about the kinds of helmets we would meet in The Lord of the Rings.  Unfortunately, if there were a concordance (that is, a book dedicated to listing all the times various words are used within a text, like this concordance for Homer’s Odyssey)

image6concordance.jpg

for Tolkien’s work, we are betting that perhaps the only word we would find there would be “helm”, which is generic, unless one adds “great”, which produces a more specific kind of head protection, looking like these, in use from the late 12th to the mid-14th centuries—

image7greathelm.jpg

image8ghelm.jpg

With only “helm” to go on, what clues might help us better to visualize what warriors are wearing?

We’ve suggested before that one possible visual resource for JRRT’s images of medieval warfare was the work of the American illustrator, Howard Pyle (1853-1911), in books like The Story of King Arthur and His Knights (1903), which Tolkien could have read as a boy.

image9pyle.jpg

And here’s a well-known illustration—with a knight in a great helm, in fact.

image10pyle.jpg

But what did Pyle use for models?

In Pyle’s time, the collection and classification of armor was still at its very beginnings (the Metropolitan Museum of Art in New York only instituted an Arms and Armor Department in 1912, for example).  We can only assume, then, that he thought “knights = medieval” and so any armor might do.  (If Arthur were real—there’s been argument about this for many years—he would have lived centuries before the medieval period and so would have had neither knights nor the military equipment of later days anyway.  As myth, Arthur can live at any time, of course.  We think of Hal Foster’s Prince Valiant, where, at one moment, we’re facing Huns and, at the next moment, Vikings.)

If Pyle were one of JRRT’s sources, then, “helm” can easily stand for any kind of protective headgear made of metal and vaguely medieval.  We think that there is more to be said on this, however, and we’ll go into a bit more detail about helmets in The Lord of the Rings in the third part of this little series, but, for now, we want to concentrate on one helmet in particular.

Normally, one thinks of helmets as protection, but, in the novel, we see one also used as a disguise, as Eowyn becomes “Dernhelm” (Old English dirne, “hidden/secret” + helm “head covering/helmet”, so, something like “a helm which hides”?).

What kind of helmet, we asked ourselves, would Eowyn be wearing which would:

  1. keep her identity hidden
  2. blend in with the helmets of other Rohirrim?

We began by looking at modern illustrations of Eowyn but, unfortunately, a cursory survey shows us that almost all modern illustrators appear to have chosen the same scene:  the moment when Eowyn has removed her helmet when facing the Witch King.

image11eowyn.gif

So far, we’ve found only a few artists who capture the previous moment:

  1. whose name so far has eluded us, but who shows a rear view of something which looks rather like a French Great War helmet.

image12helm.jpg

image13rear.jpg

  1. the second, another anonymous (to us), again shows Eowyn from behind, but with a style of helmet which appears to owe more to fantasy than to any medieval reality—

image14eo.jpg

and perhaps a little something to Monty Python and the Holy Grail.

image15monty.jpg

  1. the third is Christian Schwager, based in New Zealand.

image16schwager.jpg Her armor is full plate, which, in our world, is later medieval.  As for the helmet, it somewhat resembles a visored sallet, but only vaguely.

image17sallet.jpg

And that plume and its placement strike us as problematic, at best.

  1. the last is the well-known fantasy illustrator, Frank Frazetta, and although we enjoy some of his work, this illustration suggests to us that the artist doesn’t appear to have taken the scene–or Eowyn– seriously—or practically.

image18fraz.jpg

As we wrote in a post some time ago, the basis of the Rohirrim is Anglo-Saxon, men who wore long mail shirts and conical spangenhelm,

image19spangen.jpg

making them look very much like dismounted versions of their Norman opponents, both being shown in the following panel from the Bayeux Tapestry.

image20bayeux.jpg

A characteristic feature of the spangenhelm is that nasal—the bar which comes down to protect the wearer’s nose.

image21spang.jpg

Potentially, this and the helmet’s brim might shade the eyes and make the face less visible.

image22

 

So, with the need for disguise and blending-in being crucial, and only “helm” to go on in the text, we asked ourselves what did the two artists who acted as inspiration for Jackson’s films, Alan Lee and John Howe, choose to do? Here’s a picture of the battlefield confrontation by Lee—

image23lee

 

Eowyn is, as in the case  of other illustrators, here depicted as having removed her helmet, and, even under magnification, it’s difficult to make much out.  Howe, however, has given us a very detailed picture.

image24howe.jpg

It’s clear, however, that, in choosing to emphasize the dirne in “Dernhelm”, he’s stepped away from the world of knights entirely and into a slightly older world, that of the Vikings, as his helmet more closely resembles the so-called “spectacle helmets”, of which a few examples survive from Viking burials, like this, reconstructed from a discovery at Gjermundbu, in Norway.  (For a very useful view of Viking helmets in general, follow this LINK.)

image25spec.jpg

In turn, Jackson’s designers have followed Lee—

image26eo.jpg

This certainly gives us the “hidden/secret” part of “Dernhelm”, but what about the idea of blending in?  Looking at a group shot of Rohirrim, we find a little surprise.

image27ro.jpg

Instead of looking like Anglo-Saxons, as depicted on the Bayeux Tapestry, Jackson’s Rohirrim look more like Vikings—and so Eowyn’s helmet blends right in (in fact, in this picture, you can see at least one other warrior with a spectacled helmet), almost as if her helmet and its secrecy requirement have been the basis for all of the warriors of Rohan.

There are lots of other helmets to pursue, however, which we’ll do in our next, so, with thanks to you, dear readers, for reading this, we’ll say

MTCIDC,

CD

Baruk Khazad!

12 Wednesday Dec 2018

Posted by Ollamh in Artists and Illustrators, J.R.R. Tolkien, Military History, Military History of Middle-earth

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Adze, Alan Lee, Axe, Bayeux Tapestry, Bilbo, Dane Axe, Dwarves, francisca, Gimli, Harold Godwinson, Helm's Deep, Huscarl, mithril, Skylitzis, The Hobbit, The Lord of the Rings, Thorin, Tolkien, Varangian Guard

As always, dear readers, welcome.

Ever since we saw the original Lord of the Rings films, we’ve been thinking about Gimli and his major weapon.

image1gimli.jpg

In The Hobbit, it would appear that the dwarves had not been armed until they used what was in the Lonely Mountain after Smaug had gone:

“Now the dwarves took down mail and weapons from the walls, and armed themselves.  Royal indeed did Thorin look, clad in a coat of gold-plated rings, with a silver-hafted axe in a belt crusted with scarlet stones.” (The Hobbit, Chapter 13, “Not at Home”)

This is where the mithril coat which eventually protects Frodo in Moria and turns up in the hands of the Mouth of Sauron comes from, when Thorin gives it to Bilbo.

image2mithril.jpg

Not long after we first meet Gimli, at the Council of Elrond, however, we see Gimli already kitted out for war:

“Gimli the dwarf alone wore openly a short shirt of steel rings, for dwarves make light of burdens; and in his belt was a broad-bladed axe.” (The Fellowship of the Ring, Book Two, Chapter 3, “The Ring Goes South”)

Certainly, the axe in Gimli’s right hand in the photo wouldn’t fit through a belt and allow for comfort or freedom of movement and we note that, in that same photo, Gimli appears to have another—but that looks too long for comfort, as well.

image3gimli.jpg

That the two axes fit in with the general persona of dwarves, however, seems to be true—after all, the translation of our title for this post is “Axes of the dwarves!”  (to be followed by Khazad ai-menu!  “the dwarves are upon you!”), which is the dwarves’ rallying cry.  What kind (or kinds) of axes these are doesn’t seem so clear, then.  Alan Lee, for example, shows us a dwarf with something which isn’t really an axe at all, but looks more like an adze, which is a tool used in woodworking to smooth and shape wood.

image4dwarf.jpg

the Broad Axe vs. the Adze - Handmade Houses... with Noah ...

 

 

Because JRRT describes Gimli’s axe as being tuckable, we wondered whether he was thinking of the kind of throwing axe, a francisca, used by Frankish warriors (and which gave them their name).

image6francisca.jpg

image7frank.jpg

When we actually see Gimli in battle, however, he isn’t throwing, but swinging his axe.  At Helm’s deep he says to Legolas, “Give me a row of orc-necks and room to swing and all weariness will fall from me!”  And then he swings that axe:  “An axe swung and swept back.  Two Orcs fell headless.” (The Two Towers, Book Three, Chapter 7, “Helm’s Deep”)

This leads us to ask if perhaps JRRT himself wasn’t clear about Gimli’s weapon.  He never throws it, using it always as a chopper, and, when we thinking of axes with a haft—that is, handle–long enough to do that, we don’t think of that odd item in the image above—which doesn’t look substantial enough to cut through cervical vertebrae—

image8gimli.jpg

but rather of the long-hafted axe, or “Dane axe”  perhaps carried by the giant Viking who defended Stamford Bridge single-handedly against the Anglo-Saxons on 25 September, 1066,

image9stam.jpg

image10stam.jpg

with its razor-sharp blade.

image11axe.jpg

This was the kind of axe that we see carried by the huscarl, the bodyguards, of the English king, Harold Godwinson, in the depiction of the Battle of Hastings, 14 October, 1066, on the so-called Bayeux Tapestry.

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One of which Harold may himself been carrying when he was killed, if the caption on the cloth is referring to Harold being cut down by the mounted Norman in this part of the tapestry.

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These same axes also appear to turn up as part of the armament of the Varangian Guard, the bodyguard of a number of Byzantine emperors from the 10th to 14th centuries, as depicted in the 11th-century  Skylitzis Chronicle.

image15varang.jpg

Much of this guard was made up of Norsemen and Anglo-Saxons, so the pattern of axe, we imagine, was something which both groups brought with them from their original homes.

image16varang.jpg

This is clearly the sort of thing to whack off heads, even two at a time, and so, if we can quietly detach it from Gimli’s belt and have him stand, perhaps even leaning on it, we have the Gimli who competes with Legolas at Helm’s Deep in the number of orcs each has dispatched.

image17vik.jpg

Thanks, as ever, for reading.

MTCIDC

CD

Name, Rank, and…

10 Wednesday Oct 2018

Posted by Ollamh in J.R.R. Tolkien, Military History, Military History of Middle-earth

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1984, Alan Lee, Eye of Sauron, Flodden, George Orwell, Great War, Heraldic Device, Mordor, Oceania, Orcs, Sauron, serial numbers, Serialized, Swan of Dol Amroth, the Lancashire Fusiliers, The Lord of the Rings, Tolkien, White Hand of Saruman, White Horse of Rohan, White Tree of Gondor, Winston Smith

As always, dear readers, welcome.

In George Orwell’s (1903-1950)

image1orwell

1949 horrific political novel 1984,

image2nineteen

the protagonist, Winston Smith, is attempting to do what are called “physical jerks”, meaning calisthenics, in front of a “telescreen”.  This is, in fact, a two-way device, but it’s impossible to know when, as you are watching it, it can be watching you, until:

‘Smith!’ screamed the shrewish voice from the telescreen. ‘6079 Smith W.!

Yes, YOU! Bend lower, please! You can do better than that. You’re not

trying. Lower, please! THAT’S better, comrade. Now stand at ease, the

whole squad, and watch me.’ (1984, Chapter 3)

And so we see just how militarized “Oceania”, Smith’s homeland, has become.  You are not a citizen, but a member of a “squad”, and your name has a serial number attached.

The same is true of Sauron’s Mordor, as Sam and Frodo overhear, desperately trying to conceal themselves behind a “brown and stunted bush”.  Two scouts appear:

“One was clad in ragged brown and was armed with a bow of horn; it was of a small breed, black-skinned, with wide and snuffling nostrils…The other was a big fighting-orc, like those of Shagrat’s company, bearing the token of the Eye.”

(Here’s Alan Lee’s illustration of the two, by the way.)

 

image3orcs

They are soon quarreling and, when the small one tries to escape, the larger fighting-orc shouts:

“You come back…or I’ll report you!”

To which the smaller replies:

“Who to?  Not to your precious Shagrat.  He won’t be captain any more.”

And the larger answers that with:

“I’ll give your name and number to the Nazgul.”  A threat which soon gets him killed.

 

When we think about Tolkien in the Great War,

image4lt.jpg

we can see at once where the idea of the “name and number” came from.  Although there had been attempts at serial numbers as far back as 1857,

image5eighteensixty

in 1881, units in the British Army adopted a regimental serial system.

image6eighteeneighties

Thus, in JRRT’s army, he would have seen a man in his battalion of his regiment (the Lancashire Fusiliers) identified as “189, Smith, W” (although officers like Tolkien were not issued such numbers).

 

image7nineteen

 

There is, of course, another identifying mark for the soldiers both of Sauron and Saruman, the heraldic device on helmets or shields, the red eye for Sauron, the white hand for Saruman

image8eye

image9hand

When we say “heraldic device”, we mean, as you can see, a decoration on cloth or metal, clothing, armor, and flags, which indicates, in some way, who the wearer is, or to whom he belongs.  On a medieval battlefield, before men wore uniforms, this would help those in charge to understand, at a glance, who was fighting whom.

image10flodden

In this painting of the large and confused battle between English and Scots soldiers at Flodden (1513), a late-medieval, early-Renaissance struggle, you can see how confusing things could be, but some order could be made out of the English standard to the left, and two Scottish flags to the right, the far one being generic Scots, but the near one being the banner of the Scottish king himself, James IV.

Up close, the one of the heraldic badges of the Stanley family (on the English side), the claw, marks this archer.

image11stanley

The science of heraldry is large and complicated, but may be seen at its simplest  in The Lord of the Rings, not only among orcs, but also among the forces of the West—

the white horse of Rohan,

image12rohan

the swan and ship of Dol Amroth,

image13dolim

and the tree and seven stars of Gondor.

image14gondor

 

Where there is a strong contrast between the two sides, however, and we can only speculate as to JRRT’s intent, was the assignment of numbers to the orcs of Mordor  and not to the soldiers of the West a quiet comment on the facelessness of modern warfare, where a soldier is a number first, before he is ever a name and perhaps all men are reduced to orcs?

image15dead

Thanks, as ever, for reading.

MTCIDC

CD

 

 

Orc Arsenal.1

26 Wednesday Sep 2018

Posted by Ollamh in Artists and Illustrators, Fairy Tales and Myths, Heroes, J.R.R. Tolkien, Literary History, Military History, Military History of Middle-earth, The Rohirrim

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Alan Lee, And Inquiry Into Ancient Armour, Angus McBride, arming sword, Battle Axe, English Longbowmen, Eowyn, Falchion, Gladius, Gondor, Hildebrandts, Howard Pyle, John Howe, King Arthur, Longbow, Mace, Medieval, Mongols, Morning Star, Orcs, Pelennor, Pitt-Rivers Museum, Robert Louis Stevenson, Rohirrim, Scimitar, Sir Arthur Conan Doyle, Sir Samuel Meyrick, Ted Nasmith, The Black Arrow, The Lord of the Rings, The White Company, Tolkien, Victorian, Wallace Collection, War Hammer, Weaponry, Witch-King of Angmar

Welcome, dear readers, as always.

“The great shadow descended like a falling cloud.  And behold! It was a winged creature…

Upon it sat a shape, black-mantled, huge and threatening…A great black mace he wielded.”

(The Return of the King, Book Five, Chapter 6, “The Battle of the Pelennor Fields”)

This is clearly a scene which has caught the attention, over the years, of many artists, starting, we’d guess, with the Hildebrandts.

image1hild.jpg

 

Then others, like Angus McBride and Ted Nasmith,

image2am.jpg

image3nasmith.jpg

And Alan Lee and John Howe,

 

image4aleeimage4bhowe

as well as many very good artists whom we don’t know by name—

image4cimage5image6image7

 

Of these, all but Lee and the unknown sixth artist follow JRRT’s description more or less closely.  Number 6—it’s a little unclear– but he might be carrying a war hammer of some sort,

image8warhammer.jpg

rather than a mace.

image9mace.jpg

image10mace.jpg

(These last two are basic patterns of a mace.)

The Lee is, well, we’re not sure what it seems to be.  It sort of looks like a battle axe

image11battleaxe.jpg

but also like what was called a “morning star”,

image12mornin.jpg

which should, we think, belong to the flail family.

 

image13flail

This rather fits in with the P Jackson image, shown in this model (and note that sword—definitely not in the original description—which is in his other hand).

image14mace.jpg

This difference made us curious about the weapons the Rohirrim—and the Gondorians—face and, in particular, those of the orcs.  The Hildebrandts

image15captured

 

provide us with odd-looking spears and what might appear to be scimitars

 

image16scim

but might be the suggestion of a medieval sword called a falchion.

image17falchion

McBride, who spent much of his artistic career illustrating military subjects, gives us weapons (mostly) less fanciful.

image18mcbimage19mcb

Lee

image19lee

and Howe

image20howe

veer between the practical and the fantastic and the films clearly follow them—

image21orcimage22orcimage23orc

How does JRRT describe the orc weaponry?

The first armed orc we see appears in Moria:

“His broad flat face was swart, his eyes were like coals, and his tongue was red; he wielded a great spear…Sam, with a cry, hacked at the spear-shaft, and it broke.  But even as the orc flung down the truncheon and swept out his scimitar…” (The Fellowship of the Ring, Book Two, Chapter 5, “The Bridge of Khazad-dum”)

The orcs who pursue the Fellowship through Moria have similar weapons:

“Beyond the fire he saw swarming black figures:  there seemed to be hundreds of orcs.  They brandished spears and scimitars which shone red as blood in the firelight.”

After the death of Boromir, however, Aragorn, Gimli, and Legolas find a different kind of orc:

“There were four goblin-soldiers of greater stature, swart, slant-eyed, with thick legs and large hands.  They were armed with short broad-bladed swords, not with the curved scimitars usual with Orcs: and they had bows of yew, in length and shape like the bows of Men.” (The Two Towers, Book Three, Chapter 1, “The Departure of Boromir”)

So far, we’ve seen spears

image24spears

and scimitars

image25scim

and now we can add to that “short broad-bladed swords”.  Perhaps Tolkien is thinking of the medieval “arming sword”

image26arming

or even the Roman gladius?

image27gladius.jpg

When we add “bows of yew, in length and shape like the bows of Men”, we immediately see the classic English longbow.

image28longbowman.jpg

This doesn’t quite match with the first orc bowman we see in the films, however, “Lurtz”—

image29lurtz.jpg

image30lurtz.jpg

who appears to have some sort of recurved bow, possibly composite, of the sort the Mongols used

image31mongol

even though, from the white hand on his face, he is supposed to be one of those “goblin-soldiers” from Isengard.

As we were looking through Tolkien’s text, we wondered where he would have gotten his ideas for weapons from.  If the basis, as we imagine it, would have been his background in medieval literature, then he might have gone to the library and found an old standard work, Sir Samuel Meyrick’s (1783-1848)

image32meyrick.jpg

An Inquiry Into Ancient Armour, As It Existed in Europe, Particularly in Great Britain, From the Norman Conquest to the Reign of Charles the Second, first published in 1824.  (Here’s a LINK if you’d like to look at this text for yourself.)

image33mey

Meyrick was the first great English specialist in armor and the later editions of his work (in 3 volumes) have wonderful early hand-colored plates, all based upon surviving armor, tombs, manuscripts, and any other period materials he could gather.

image34meyill.jpg

If JRRT wanted to see such things for himself, he would have found more exotic weapons in the Pitt-Rivers Museum in Oxford,

image35pittriversimage36pitt

or he could have traveled up to London to see the Wallace Collection

image37wallaceimage38wallace

or, best of all, he could have visited the Tower of London, with its massive collection (the organizing of which had earned Meyrick his knighthood in 1832) of medieval arms and armor, which had been available to the public in some form even before Meyrick’s time—here’s a Victorian tour.

image39tower

image40towerimage41tower

It could have been all of the above, of course, but it seems to us that the descriptions we’re reading are actually not really very specific—“mace”, “spear”, “scimitar”—only those short swords and bows suggest anything more detailed.  Perhaps, then, Tolkien was inspired by something else—perhaps he had read, perhaps even possessed, as a boy, books like Howard Pyle’s 1903 The Story of King Arthur and His Knights

image42pyle

and been inspired by its illustrations.

image43pyle

There were plenty of illustrated tales like this—Conan Doyle’s The White Company (first published in serial form in 1891),

image44whitecompany.jpg

or Robert Louis Stevenson’s The Black Arrow (serial 1883, book 1888).

image45blackarrow.jpg

With any and all of that background, we wonder what he might have made of this, however, an orc sword from the films which looks more like something manufactured from a car part than the product of a medieval armorer…

image46sword.jpg

Thanks, as ever, for reading.

MTCIDC

CD

ps

If car part weapons don’t bother you, you might be interested in this LINK—it’s an early article on ideas for weapons and armor for the Jackson films.

Middle-under-earth

04 Wednesday Apr 2018

Posted by Ollamh in Artists and Illustrators, Heroes, J.R.R. Tolkien, Literary History, Narrative Methods

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Alan Lee, Andrew Lang, Barrow-downs, Beowulf, cyclops, Dragons, George Macdonald, Goblin Feet, Goblins, Great War, Grendel, Grendel's Mother, John Howe, monsters, Polyphemus, Sir Gawain and the Green Knight, Smaug, Storia Moria Castle, Tales of Troy and Greece, The Hobbit, The Lord of the Rings, The Princess and the Goblin, The Red Book of Animal Stories, The Red Fairy Book, Tolkien, trenches, tumulus

As always, dear readers, welcome!

One of us is currently teaching The Hobbit and, is always seems to be the case when we are teaching an old friend, we are struck by something new.  In this case, it’s the idea of “what lurks beneath” and where it might come from.

What occurred to us now was that, virtually every time there is trouble for Bilbo and the dwarves, it is strongly linked with caves and hollowed-out places:  trolls who came out of a cave (“Roast Mutton”), goblins who live in caves (“Over Hill and Under Hill”), Gollum (“Riddles in the Dark”), hostile elves (“Flies and Spiders” and “Barrels Out of Bond”), and, of course, Smaug (“On the Doorstep”, “Inside Information”, and “Not At Home”).  Only the wargs, the overgrown spiders, and the men of Lake-town in the Battle of the Five Armies have above-ground origins, as, after all, the other forces—goblins, elves, and even Iron Hills dwarves (we assume), have subterranean dwellings.

We knew that JRRT thought to become a classicist early in his academic career and we can imagine right away that one influence upon him for this underground menace would have been Polyphemus the Cyclops, who, after all, lives in a cave.

image1cyclops.jpg

Before he read that part of Odysseus’ story in Greek, he might have seen it in Andrew Lang’s 1907 Tales of Troy and Greece—

image2alang.jpg

image3lang.jpg

Tolkien tells us that, as a child, he had read other Lang works and a story in one, The Red Fairy Book (1890), might even have influenced some Middle-earth geography, from “Storia Moria Castle”.

image4redfairybook.jpeg

image5leemoria.jpg

Another childhood favorite (although he appears to have changed his mind later in life) were the fantasy novels of George Macdonald

image6gmacd.jpg

and his The Princess and the Goblin (1872),

image7princess.jpg

as its title suggests, is full of goblins and their underground world.  These goblins are powerful, but have one fatal flaw—tender feet—which JRRT said that he never believed (see Letters, 178)—although Tolkien’s first published poem was entitled “Goblin Feet” (Oxford Poetry 1915).

Beyond possible childhood reading, there is his career focus, which includes two other potential underground influences.

First, there is Beowulf.  Grendel, the monster in this poem,

image8grendel.jpg

lives in a cave at the bottom of a pool with his mother and, in the second part of his monster-slaying, Beowulf has to dive into that pool to deal with her.image9beowulfandmama.jpg

This illustration comes from another Andrew Lang book, The Red Book of Animal Stories (1899).

image10redbook.jpg

(The picture of Grendel is by Brian Froud.  We found it on the website of K.T.Katzmann, I Write Monsters.  Here’s a LINK.)

Then, of course, there’s that dragon, against whom Beowulf fights and dies—and which is the direct ancestor of another famous and familiar dragon…

image11dragonandhoard.jpg

We are told that it lives in an abandoned tumulus—that is, an ancient grave mound, like this one.

image12tumulus.png

(This is, in fact, a famous Neolithic burial at Gavrinis, in Brittany.)

JRRT worked in Middle English, as well as Old English, and here we find one more possible source in his own edition (with E.V. Gordon) of the 14th-century poem Sir Gawain and the Green Knight.

image13tolkgord.JPG

The Green Knight who challenges King Arthur’s court to a mutual head-chopping contest, is said, in the fourth part of the poem,  to inhabit a “green chapel” and to appear out of a hole when Sir Gawain, who has accepted the challenge and cut off the Green Knight’s head, makes his appearance there to fulfill his half of the contest.

image14sirg.jpg

This chapel has sounded like a tumulus to generations of scholars and here’s John Howe’s 2003 illustration, complete with chapel as tumulus (not to mention a very large green man).

image15johnhowe.png

Tumuli also make their appearance, of course, in The Lord of the Rings, when Frodo and his party go astray on the Barrow Downs.

image16barrowwight.jpg

We can’t finish this posting without at least suggesting one more source, something even more personal than JRRT’s scholarly work:  his experiences in the Great War.

image17lt.jpg

By the time Tolkien entered the service in France, the Western Front was, basically, a 500-mile trench, from Switzerland to the North Sea.

image18trenches.gif

Much of the entrenching was simply deep, reinforced ditching.

image19trenches.jpg

But some—particularly on the German side—could be elaborate, even built with stone or concrete, and set far enough into the ground as to be almost impervious to bombardment.

image21bunker.jpg

And we imagine that, with all of that earlier literary work in his mind, JRRT might have faced such defenses wondering whether what was inside them would be Germans

image22trenchclearing.jpg

or something much worse.

image23smaug.jpg

And did this haunt his later writing as much as the Great War haunted the minds of soldiers all over the world?

Thanks, as ever, for reading!

MTCIDC

CD

I Think That I Shall Never See…

10 Wednesday Jan 2018

Posted by Ollamh in Artists and Illustrators, Economics in Middle-earth, Fairy Tales and Myths, J.R.R. Tolkien, Literary History, Military History, Military History of Middle-earth, Narrative Methods, Uncategorized

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Alan Lee, Alexander Volkov, Battle of the Somme, C.S. Lewis, Caspar David Friedrich, deforestation, Fangorn, Fangorn Forest, German Romantics, Grimm Brothers, Haensel and Gretel, Industrial Revolution, Isengard, Kansas, L. Frank Baum, Leonid Vladimirsky, Mordor, pre-industrial, Saruman, The Lord of the Rings, The Scouring of the Shire, The Wizard of Emerald City, The Wizard of Oz, Tin Woodman, Tolkien, trees

Welcome, dear readers, as always.

In a letter to his aunt, Jane, dated 8-9 September, 1962, JRRT wrote:

“Every tree has its enemy, few have an advocate.” (Letters, 321)

We know, from his letters and from interviews, just how passionate he was about trees,

image1jrrt.jpg

but we were immediately caught by just how very Treebeardish he sounded:

“I am not altogether on anybody’s side, because nobody is altogether on my side, if you understand me…” (The Two Towers, Book Three, Chapter 4, “Treebeard”)

image2tbd.jpg

Trees almost seemed to be people to Tolkien—in fact, we know that Treebeard was based in part upon a person—his friend, CS Lewis—at least his voice and manner of speaking.

image3csl.jpg

As near-people, then, to Tolkien, their destruction would have been a kind of murder.  With that in mind, we thought of our last posting, in which we quoted Farmer Cotton talking about Sharkey’s regime in the Shire, including “They cut down trees and leave ‘em lie.”  (The Return of the King, Book Six, Chapter 8, “The Scouring of the Shire”).  And we wondered whether, behind this, JRRT was talking not only about the orcs’ wanton devastation of trees,

image4treeruin.jpg

but also reliving the Battle of the Somme, in 1916, and seeing once more the acres of unburied dead (60,000 British casualties alone on the first day, 1 July, 1916).

image5dead.jpg

Certainly Treebeard saw this as murder, as he says to Merry and Pippin about Saruman

“He and his foul folk are making havoc now.  Down on the borders they are felling trees—good trees.  Some of the trees they just cut down and left to rot—orc-mischief that; but most are hewn up and carried off to feed the fires of Orthanc…Curse him root and branch!  Many of those trees were my friends, creatures I had known from nut and acorn; many had voices of their own that are lost for ever now.  And there are wastes of stump and bramble where once there were singing groves.”  (The Two Towers, Book Three, Chapter 4, “Treebeard”)

Saruman, a person with “a mind of metal and wheels”, who was “plotting to become a Power”,

image6saruman.jpg

has turned Isengard into a vast factory, where “there is always a smoke rising”.

image7isengard.jpg

Thus, just as JRRT may have been recalling the Battle of the Somme, so perhaps he was also suggesting  the industrialization which had been in full swing when he was born and which he disliked intensely and which was reducing much of the part of England in which he grew up to the smoking wasteland Sharkey tried to make the Shire

image8.jpg

as we see in this Alan Lee depiction.

image9.jpg

Of course the deforestation went back long before the Industrial Revolution began.  Once upon a time, great forests covered much of the northern European world and humans lived in the midst of miles and miles of trees in clearings which they cut for themselves.

image10schwarz.jpg

image11farm.jpg

And we still have a distant memory of these, we would suggest, in some of our fairy tales.  If you think about the Brothers Grimm fairy tale of “Haensel and Gretel”, for example,

image12grimms.jpg

image13kinderund.jpg

image14schatten.jpg

you’ll remember that, not only did the children live in the middle of such forest, as did the witch, but their father was a woodcutter, someone who would have been involved in that very deforestation, if in a very small way.

image15woodcutter.jpg

This memory, collected by the Grimms and others in folktale form in the early 19th century, also provided inspiration for the German Romantics—as you can see in this painting by one of their greatest painters, Caspar David Friedrich (1774-1840).

image16chasseur.jpg

To those Romantics, the forest was scary—but fascinating, as well—and disappearing, as the industrialism which JRRT disliked swallowed it.

image17blackcountry.jpg

Wood was, however, the plastic of the world for many generations, with infinite uses, from home heating to ship-building, and, wherever humans settled, wood was eaten up.  Here is a telling chart for Britain of the contrast between 2000BC and 1990AD.

image18mapofgb.gif

It is no surprise, then, that, during the 17th century colonization of what is called New England in the US, a major attraction was the availability of wood and the colonists took full advantage of that availability, as this chart shows—

image19deforest.jpg

The forest which Treebeard shepherds is, in fact, rather like the forest depicted in that chart of Britain, as Aragorn says:

“Yes, it is old…as old as the forest by the Barrow-downs, and it is far greater.  Elrond says that the two are akin, the last strongholds of the mighty woods of the Elder Days, in which the Firstborn roamed while Men still slept.”  (The Two Towers, Book Three, Chapter 2, “The Riders of Rohan”)

But what would have happened to it had Saruman not lost Isengard to the very trees he was destroying?

image20destructionofisengard.jpg

In thinking about this, we were reminded of another woodcutter in a children’s story.

image21tinwoodsman.png

Or, if you prefer the film—

image22woodsman.jpg

He lives in the still-wooded land of Oz

image23oz.png

where there are even talking trees (although a lot less friendly than Treebeard).

image24talkingtree.jpg

Dorothy, however, lives in a Kansas seemingly blighted by the so-called “Dust Bowl” of the 1930s.

image25kansas.jpg

image26dustbowl.jpg

Would this have been Fangorn’s fate?  We have only to look at Mordor to believe it might have been, when all the trees fell silent.

image27mordor.jpg

As ever, thanks for reading.

MTCIDC

CD

PS

In 1939, a Russian children’s author, Alexander Volkov, published The Wizard of the Emerald City.  When one compares it with a certain American book of about 40 years before, striking similarities appear, starting with the title character.  And the illustrations, by Leonid Vladimirsky, also have something familiar about them…

image28vlad.jpg

There was one very practical change, however:  the Tin Woodman became the “Iron Lumberjack”, which rectifies a mistake in the original.  When Dorothy discovers the Woodman, he has rusted in place, but tin can’t rust!

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