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Childe Rowland to the Dark Tower Came

04 Wednesday Dec 2019

Posted by Ollamh in Artists and Illustrators, Fairy Tales and Myths, J.R.R. Tolkien

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Alan Lee, Barad-Dur, Child Ballads, Fairy Tale, Hildebrandts, Hogwarts, John Howe, Neuschwanstein, Shakespeare, Sunset Crater, The Lord of the Rings, Tolkien, Wukoki

If you are a reader/watcher of Shakespeare, you’ll immediately recognize the title, dear readers, as coming from King Lear, Act 3, Scene 4, where a character named Edgar, pretending to be mad, babbles (among other things):

“Child Roland to the dark tower came.

His word was still ‘Fie, foh, and fum,

I smell the blood of a British man.’ “

“Child Roland” belongs to a Scots ballad, “Burd Helen”, first cited in detail in Robert Jamieson’s Illustrations of Northern Antiquities (1814), page 397 and following. (“Burd” is an old Scots term for a young woman.) [If you’d like your own Jamieson, here’s the LINK to obtain a free copy: https://archive.org/details/illustrationsofn00webe]

That “Fie, foh, and fum” may also be familiar to you from the story of Jack the Giant Killer/Jack and the Bean Stalk, which first appeared in Round about our Coal Fire (1734), in “the story of Jack Spriggins and the Enchanted Bean” on page 45, with the words in a slightly different form:

“Fee-Faw-Fum!————–

I smell the Blood of an English-Man;

Whether he be alive or dead,

I’ll grind his Bones to make my Bread.”

[A copy of the whole pamphlet may be had at this LINK: https://upload.wikimedia.org/wikipedia/commons/9/98/Round_about_our_Coal_Fire%2C_or%2C_Christmas_Entertainments%2C_4th_edn%2C_1734.pdf]

It wasn’t about Jack or his beanstalk, that we began writing this, however, but about that “dark tower”.

And, when we write that, we think, at once, of the Barad-dur—although not perhaps as the Hildebrandts saw it—image1hild

or Alan Lee

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or John Howe

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or Ted Nasmith,

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as much as we respect their ideas and enjoy their work. It’s interesting to see how Tolkien imagined it.

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Oddly, to us, this doesn’t look like anything western, but rather like a Japanese castle, such as Kumamoto, originally built in the 15th century.

image6kumamoto

There is no long description of Sauron’s fortress in The Lord of the Rings, but there are a few bits here and there–

“The Dark Tower was broken, but its foundations were not removed, for they were made with the power of the Ring, and while it remains they will endure.” (The Fellowship of the Ring, Book Two, Chapter 2, “The Council of Elrond”)

“Then at last his [Sam’s] gaze was held: wall upon wall, battlement upon battlement, black, immeasurably strong, mountain of iron, gate of steel, tower of adamant, he saw it: Barad-dur, Fortress of Sauron.” (The Fellowship of the Ring, Book Two, Chapter 10, “The Breaking of the Fellowship”)

“…that vast fortress, armoury, prison, furnace of great power, Barad-dur, the Dark Tower…” (The Two Towers, Book Three, Chapter 8, “The Road to Isengard”)

“…towers and battlements, tall as hills, founded upon a mighty mountain-throne above immeasurable pits; great courts and dungeons, eyeless prisons sheer as cliffs, and gaping gates of steel and adamant…” (The Return of the King, Book Six, Chapter 3, “Mount Doom”)

The last description, in particular, with its mention of “towers and battlements, round as hills”, makes us think of medieval fictional castles built on rocks, like Andelkrag, from the stories of Prince Valiant,

image7andelkrag

or historical castles, like “Dracula’s castle”—actually Bran Castle–in Rumania,

image8dracs

or even the mock-medieval Neuschwanstein, built in the 19th century.

image9neu

All of these have the “towers and battlements” necessary, suggesting that the Barad-dur may be called “the dark tower”, but is, in fact, like many medieval castles, a conglomeration of towers

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and therefore perhaps even Hogwarts might be a candidate for a model.

image11hogwarts

In one respect, however, we agree with the Hildebrandts’ view.

image12hil

The Barad-dur is built in what is clearly a volcanic world—rather like this—

image31wilderness

so what is it built from? The volcanic area we have some experience of is in northern Arizona, a place called Sunset Crater, the site of a volcanic eruption about 1085AD.

image14sun

It’s obviously a bit overgrown in comparison with our first image, but in the area are the remains of a number of buildings—ancient buildings from a culture called “Puebloan”—which date from after the eruption and they are made of the local sandstone. The most imposing is this—

image15wukoki

Imagine, then, a many-towered castle, with a central tower (perhaps darker than the others, and taller?), built of a ruddy local stone, set on a rocky outcropping in a wide volcanic valley and you have our idea of the Barad-dur. What do you think, dear readers?

Thanks, as always, for reading and

MTCIDC

CD

 

ps

While we were thinking and doing a little looking around about this, we happened on two very different views of that 19th-century castle, Neuschwanstein,

image16neu

image17neu

and we suddenly wondered whether it hadn’t been an inspiration for Minas Tirith?

image18mt

pps

By the way, welcome, dear readers!

 

Into the Trees.2

27 Wednesday Nov 2019

Posted by Ollamh in J.R.R. Tolkien, Language

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Alan Lee, Ents, Entwives, Hildebrandts, language, mallorn, Old Forest, Party Tree, Ted Nasmith, The Lord of the Rings, Tolkien, Tom Bombadil, Treebeard, trees, Withywindle

As ever, dear readers, welcome.

In our last, we were examining something which JRRT said in a letter from 1958 discussing a script for a film of The Lord of the Rings.  He was talking about trees and said that “the story is so largely concerned with them.”  (Letters, 275)

image1tolkienandtree.jpg

That seemed to us rather an odd thing to say, there being so many human (or humanoid) characters and so much plot in which they are actors in the novel.  And yet, as we began to consider it, we found ourselves trying to approach the story as if the trees were a major part of things—or perhaps more than one part?—and to wonder just what role or roles they were playing and whether that suggests that we might need to expand our understanding of the goals of the book in general.

We thought first of Treebeard, who is, of course, a character (here, drawn by Alan Lee) in the plot

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and so are the Ents (by Ted Nasmith).

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Besides being plot-drivers, though, Treebeard and his people represent an ancient part of Middle-earth which has somehow survived the long years of human occupation, with its own interests and its own memories—and its own tragedy:  the loss of the Entwives.   As Treebeard says:

“I am not altogether on anybody’s side because nobody is altogether on my side…”  (The Two Towers, Book Three, Chapter 4, “Treebeard”)

The sentient nature of trees is not only to be found in Treebeard and the Ents, however.  Consider the Old Forest.

image4theoldforest.gif

As Merry describes it:

“But the Forest is queer.  Everything in it is very much more alive, more aware of what is going on, so to speak, than things are in the Shire…I have only once or twice been in here after dark, and then only near the hedge.  I thought all the trees were whispering to each other, passing news and plots along in an unintelligible language…” (The Fellowship of the Ring, Book One, Chapter 6, “The Old Forest”)

Perhaps the words “unintelligible language” say it best.  Merry appears to accept not only that the trees are awake (“more aware”, as he puts it), but also that they have their own complex form of intercommunication (“language”).  At the same time he may believe such things, what it is they are thinking and saying is not comprehensible, at least by him and, we presume, by those of his acquaintance.  In other words, they are part of a world in which he has no part, just as Treebeard and the Ents are apart from those who visit or, in the case of the orcs, attack them.

In the case of Old Man Willow,

image5omw.jpg

the mostly passive hostility of the Old Forest—

“And the trees do not like strangers.  They watch you.  They are usually content merely to watch you, as long as daylight lasts, and don’t do much.  Occasionally the most unfriendly ones may drop a branch, or stick a root out, or grasp at you with a long trailer.”

becomes something more.  The Forest seems to have been guiding the hobbits, funneling them towards the river Withywindle, about which Merry has said:

“We don’t want to go that way!  The Withywindle valley is said to be the queerest part of the whole wood—the centre from which all the queerness comes, as it were.”

And then—

“Suddenly Frodo himself felt sleep overwhelming him.  His head swam.  There now seemed hardly a sound in the air.  The flies had stopped buzzing.  Only a gentle noise on the edge of hearing, a soft fluttering as of a song half whispered, seemed to stir in the boughs above.  He lifted his heavy eyes and saw leaning over him a huge willow-tree, old and hoary.  Enormous it looked, its sprawling branches going up like reaching arms with many long-fingered hands, its knotted and twisted trunk gapping in wide fissures that creaked faintly as the boughs moved.  The leaves fluttering against the bright sky dazzled him, and he toppled over, lying where he fell upon the grass.”

Frodo isn’t alone in succumbing to the seductive nature of the place:

“Merry and Pippin dragged themselves forward and lay down with their backs to the willow-trunk.  Behind them great cracks gaped wide to receive them as the tree swayed and creaked.  They looked up at the grey and yellow leaves, moving softly against the light, and singing.  They shut their eyes, and then it seemed that they could almost hear words, cool words, saying something about water and sleep.  They gave themselves up to the spell and fell fast asleep at the foot of the great grey willow.”

Again, as Merry has said, there is a language here, this time a little more intelligible, but it might just be part of a general hobbit drowsiness on what appears to be a sultry autumn afternoon, unless we worry about those “great cracks” gaping “wide to receive them”—and we should.  One of the hobbits—the only one not seduced into slumber—does:

“Sam sat down and scratched his head, and yawned like a cavern.  He was worried.  The afternoon was getting late, and he thought this sudden sleepiness uncanny.  ‘There’s more behind this than sun and warm air,’ he muttered to himself.  ‘I don’t like this great big tree.  I don’t trust it.  Hark at it singing about sleep now!  This won’t do at all!’ “

As he rouses himself, he quickly discovers what the seductive tree has been planning:  it is trying to drown Frodo and has completely swallowed Pippin and partially swallowed Merry.

They are rescued, of course, by Tom Bombadil, a character who has been left out of virtually every other medium of telling the story of The Lord of the Rings.

image6tom.jpg

And it’s not hard to see why:  he is somehow, truly out of the story, just as he’s unaffected by the Ring:

“It seemed to grow larger as it lay for a moment on his big brown-skinned hand.  Then suddenly he put it to his eye and laughed.  For a second the hobbits had a vision, both comical and alarming, of his bright blue eye gleaming through a circle of gold.  Then Tom put the Ring round the end of his little finger and held it up to the candlelight.  For a moment the hobbits noticed nothing strange about this.  Then they gasped.  There was no sign of Tom disappearing!” (The Fellowship of the Ring, Book One, Chapter 7, “In the House of Tom Bombadil”)

When it comes to things like the Old Forest and Old Man Willow, however, he is invaluable.

“As they listened, they began to understand the lives of the Forest, apart from themselves, indeed to feel themselves as the strangers where all other things are at home.”

As Tom is apart, and ancient—

“Eldest, that’s what I am.  Mark my words, my friends:  Tom was here before the river and the trees; Tom remembers the first raindrop and the first acorn.”

he is distanced, being senior to all living, growing things, and that gives him both greater knowledge and greater perspective, able to know and understand other ancient things, even if less ancient than he:

“Tom’s words laid bare the hearts of the trees and their thoughts, which were often dark and strange, filled with a hatred of things that go free upon the earth, gnawing, biting, breaking, hacking, burning:  destroyers and usurpers.  It was not called the Old Forest without reason, for it was indeed ancient, a survivor of vast forgotten woods; and in it there lived yet, ageing no quicker than the hills, the fathers of the fathers of trees, remembering times when they were lords.”

And here again we see that sense of otherness:  these are living creatures only tangentially—and then, it seems, often negatively—involved with humans (and humanoids).  And they are not just living things, but things with their own interests and purposes.  Taking all of that into account, and adding in the healing nature of the mallorn seed which Galadriel gives to Sam, which replaces the cut-down Party Tree (please see our previous posting on that subject), we would tentatively advance two possible reasons for JRRT’s remark about the major place of trees in The Lord of the Rings.

First, when it comes to the Old Forest and Old Man Willow, as well as Treebeard and the Ents, by having them in the story we are being quietly told that the history of Middle-earth is not just about its two-footed inhabitants.  Although so much of the plot focuses upon them, there is more to the story, a deeper, older context yet, putting them into a frame so much larger than that in which they and their past or even current actions take place.  This gives Gandalf’s words to Bilbo at the end of The Hobbit that much more weight:

“You are a very fine person, Mr. Baggins, and I am very fond of you; but you are only quite a little fellow in a wide world after all!”  (The Hobbit, Chapter 19, “The Last Stage”)

Second, in growing things there is a continuity beyond the human world, and not necessarily only an Old Forest malevolence.  The seed may be from a tree in fading Lorien, as Galadriel says when she gives the box containing it and earth from her garden to Sam:

“Then you may remember Galadriel, and catch a glimpse of far off Lorien, that you have seen only in our winter.  For our Spring and our Summer are gone by, and they will never be seen on earth again save in memory.”  (The Fellowship of the Ring, Book Two, Chapter 8, “Farewell to Lorien”)

Yet, planted in the Shire, the young tree appears at a time when the whole world is being regenerated:

“Altogether 1420 in the Shire was a marvellous year.  Not only was there wonderful sunshine and delicious rain, in due times and perfect measure, but there seemed something more:  an air of richness and growth, and a gleam of a beauty beyond that of mortal summers that flicker and pass upon this Middle-earth.” (The Return of the King, Book Six, Chapter 9, “The Grey Havens”)

And, thus, though the magical Lorien may fade and die, something of it will live beyond it in another place and time, linked to, and a reminder of, that other place and time, by a tree which

“In after years, as it grew in grace and beauty,… was known, far and wide, and people would come long journeys to see it:  the only mallorn west of the Mountain and east of the Sea…”

image7lorien.jpg

(by the Hildebrandts)

Thanks, as always, for reading and, as always,

MTCIDC

CD

 

Into the Trees.1

20 Wednesday Nov 2019

Posted by Ollamh in Artists and Illustrators, J.R.R. Tolkien, Narrative Methods

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A Long-Expected Party, Alan Lee, Angus McBride, Beech, Charles Addams, Cousin It, Eugenia Weinstein, Galadriel, Hildebrandts, Inger Edelfeldt, Lorien, mallorn, Party Field, Party Tree, Samwise Gamgee, Ted Nasmith, The Addams Family, The Lord of the Rings, Tolkien, Treebeard, trees

Welcome, dear readers, as always.

In the draft of an undated letter from 1958 about a proposed film of The Lord of the Rings, Tolkien wrote about the work of the preparer of the draft for the script (whom he calls “Z”):

“I deeply regret this handling of the ‘Treebeard’ chapter, whether necessary or not.  I have already suspected Z of not being interested in trees:  unfortunate, since the story is so largely concerned with them.” (Letters, 275)

“since the story is so largely concerned with them” puzzled us at first.  JRRT himself, of course, had strong feelings for trees, as he says in this letter from three years earlier:

“I am (obviously) much in love with plants and above all trees and always have been; and I find human maltreatment of them as hard to bear as some find ill-treatment of animals.” (Letters, 220)

image1jrrttree.jpg

“so largely concerned with them”, however, would make them seem almost like characters, or at least major subjects of discussion, within the text.

As far as characters go, there is Treebeard, of course.

image2treebeard.jpg

(We’re not quite sure about this early version by the Hildebrandts.  Here, he appears to be wearing a coat of Spanish moss

image3amoss.jpg

and rather reminds us of Cousin It, from the cartoonist, Charles Addams, 1912-1988,

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who created a number of mock-sinister characters, including “Cousin It”.

image4it.jpg

Here it/It is in the 1991 film

image5it.jpg

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or here it/it is in the new animated feature.

image7it

The challenge in illustrating Treebeard is to find a happy balance between human and tree, as we see in this Alan Lee portrayal, on the one hand,

image8treeb.jpg

 

or that of Angus McBride on the other, with much in between–

image9mcb.GIF

image10atree.jpg

by Inger Edelfeldt,

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by Eugenia Weinstein.)

And there are the Ents, as well, who, like Tolkien, are more than a little upset over the destruction of trees, but, unlike the author, take a very direct approach to stopping it (by Ted Nasmith).

image10isengard.jpg

Beyond Treebeard and the Ents, what do we find?

First, there is the so-called “Party Tree”:

image11party.jpg

“The tents began to go up.  There was a specially large pavilion, so big that the tree that grew in the field was right inside it, and stood proudly at one end, at the head of the chief table.  Lanterns were hung on all its branches.” (The Fellowship of the Ring, Book One, Chapter 1, “A Long-expected Party”)

Although its first appearance is understated, it clearly has greater significance, as we see when the hobbits return to the Shire and Sam sees one particular piece of completely unnecessary destruction:

“ ‘They’ve cut it down!’ cried Sam.  ‘They’ve cut down the Party Tree!’ He pointed to where the tree had stood under which Bilbo had made his Farewell Speech.  It was lying lopped and dead in the field.  As if this was the last straw Sam burst into tears.” (The Return of the King, Book Six, Chapter 8, “The Scouring of the Shire”)

And this is not the end.  When the Fellowship was leaving Lorien, Galadriel gave each a special gift.  To Sam she said:

“ ‘For you little gardener and lover of trees,’ she said to Sam, ‘I have only a small gift.’  She put into this hand a little box of plain grey wood, unadorned save for a single silver rune upon the lid.  ‘Here is set G for Galadriel,’ she said; ‘but also it may stand for garden in your tongue.  In this box there is earth from my orchard, and such blessing as Galadriel has still to bestow is upon it.  It will not keep you on your road, nor defend you against any peril, but if you keep it and see your home again at last, then perhaps it may reward you.  Though you should find all barren and laid waste, there will be few gardens in Middle-earth that will bloom like your garden.’ “ (The Fellowship of the Ring, Book Two, Chapter 8, “Farewell to Lorien”)

When the hobbits return to the Shire and Sharkey and his henchmen are removed, Sam uses Galadriel’s gift to do exactly as she told him to, to regenerate things.  When he opened the box, he found something extra:

“Inside it was filled with a grey dust, soft and fine, in the middle of which was a seed, like a small nut with a silver shale.” (The Return of the King, Book Six, Chapter 9, “The Grey Havens”)

(“Shale” here is an old variation of “shell”.)

Sam chooses a special place for this:

“The little silver nut he planted in the Party Field where the tree had once been; and he wondered what would come of it.  All through the winter he remained as patient as he could, and tried to restrain himself from going round constantly to see if anything was happening.”

From this much build, we know that something just this side of miraculous must be about to happen—and it does:

“Spring surpassed his wildest hopes.  His trees began to sprout and grow, as if time was in a hurry and wished to make one year do for twenty.  In the Party Field a beautiful young sapling leaped up:  it had silver bark and long leaves and burst into golden flowers in April.  It was indeed a mallorn, and it was the wonder of the neighborhood.  In after years, as it grew in grace and beauty, it was known far and wide and people would come long journeys to see it:  the only mallorn west of the Mountains and east of the Sea; and one of the finest in the world.”

It seems that Tolkien so loved trees that he even invented one here.  Mellyrn (the plural of mallorn by the same linguistic process which, in English, turns “foot” into “feet”)  appear to be mostly a beech tree of the type called “Fagus sylvatica” or “European beech” (although there are also actual beech trees in Middle-earth).

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Some adaptation has taken place:  European beeches have spreading branches and can grow to as much as 150 feet, but Tolkien’s tree seems even bigger and has “long leaves”—longer than beech?—

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and “golden flowers”, which beech trees don’t have, although the silver bark is similar.

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So much of Middle-earth is visibly old, sometimes in layers of antiquity, and JRRT is very careful to present a Shire which lives on top of something older, as the East Road, which runs through its middle and had been built by the dwarves and improved upon by the Numenoreans reminds us.  The Party Field, under that name, is almost brand new, however, the party being Bilbo and Frodo’s joint birthday, celebrated at the beginning of The Lord of the Rings.  The original tree just happens to be in the middle of that field.  This replacement, however, is clearly more than just a replacement and we’ll examine its possible significance and more in part 2 of this in our next posting.

In the meantime, thanks, as always for reading and

MTCIDC

CD

Orc Looks

13 Wednesday Nov 2019

Posted by Ollamh in Artists and Illustrators, J.R.R. Tolkien, Villains

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Alan Lee, Angus McBride, Count Orlok, Denis Gordeev, Description, Frank Frazetta, Hal Foster, Hildebrandts, Illustration, John Howe, Nosferatu, Orcs, Peter Jackson, Prince Valiant, Ted Nasmith, The Lord of the Rings, Tolkien, Villains

As ever, dear readers, welcome.

Two postings ago, we were discussing henchmen and, of course, orcs were among them.

While we were discussing, we began to wonder about orcs.  They appear numerous times in The Lord of the Rings, from pursuing the Fellowship in the mines of Moria

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to attacking Boromir and capturing Merry and Pippin

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to forming the initial assault team on Minas Tirith.

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But what do they really look like?

Here’s the first description we’re given, a second-hand one, spoken by Gandalf:

“There are Orcs, very many of them…And some are large and evil:  black Uruks of Mordor.”

(The Fellowship of the Ring, Book Two, Chapter 5, “The Bridge of Khazad-Dum”)

Our first real view of them comes just paragraphs later:

“…a huge orc-chieftain, almost man-high, clad in black mail from head to foot, leaped into the chamber…His broad flat face was swart, his eyes were like coals, and his tongue was red.”

If this orc-chieftain is representative, then, orcs are smaller than men, with dark skin and broad flat faces.  But is this a consistent description?

We next meet the orcs as casualties after the death of Boromir:

“There were four goblin-soldiers of greater stature, swart, slant-eyed, with thick legs and large hands.”

(The Two Towers, Book Three, Chapter 1, “The Departure of Boromir”)

As we know from other references to “goblins”, Tolkien came to blur the words “goblin” and “orc”, where the earlier Hobbit has only the former.  Thus, that compound “goblin-soldiers” really means “orcs” and we see that word “swart”—“dark/black” (like German schwarz)—again.  To which is added “slant-eyed” and the detail “of greater stature” (than the surrounding dead orcs), emphasizing a second time that many, if not most, orcs are apparently normally small creatures.

So far, then, orcs, in general, seem to be dark-skinned and little, with broad, flat faces.  And their next appearance may add a little more:

“In the twilight he saw a large black Orc, probably Ugluk, standing facing Grishnakh, a short crook-legged creature, very broad and with long arms that hung almost to the ground.  Round them were many smaller goblins.  Pippin supposed that these were ones from the North…

Ugluk shouted, and a number of other Orcs of nearly his own size ran up.”

(The Two Towers, Book Three, Chapter 3, “The Uruk-Hai”)

This suggests that there, in fact, at least two subspecies of orcs:  smaller ones (possibly from the north) in the service of Sauron, and larger ones, who are the followers of Saruman.

(There are also large orcs in Sauron’s pay, however, as we saw above in Moria.)

And we might add one more detail—at least one has rather menacing teeth:

“He stooped over Pippin, bringing his yellow fangs close to his face.”

With this much information from the text, we turned to illustrations:  how close are they to these bits of description?  There are many images of orcs on the internet and we ourselves have used a certain number of those images over the years, beginning with this from the Hildebrandts, which we believe must be one of the earliest.

image1hild.jpg

These are mostly very piglike, reminding us both of a wild boar (with a close shave)

image2boar.jpgand of a connection which we suggested some time ago with Jabba the Hutt’s Gammorean Guard—

image3gammoreangd.jpg

That green skin color, both on the Hildebrandt orcs and the Gammorean Guard, will follow orcs through the work of many artists, like Angus McBride,

image4mcb.JPG

and Ted Nasmith–

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although not in this image of the wounding of Boromir–

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and sometimes in the work of Alan Lee,

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as well as that of John Howe.

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In place of the piggyness, we see a kind of apelike quality in this illustration by Frank Frazetta

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or this, by Alan Lee.

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In the Jackson films, the orcs can range from what we think of as rather batlike

image11bat.jpg

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to resembling Count Orlok in Murnau’s 1922 film, Nosferatu,

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image14orc.jpg

to being grossly human.

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And then there’s an outlier in the illustrations of Denis Gordeev, who seems to have read a different version of The Lord of the Rings, as his orcs, whose faces are in the ape category, but who appear to be as shaggy as bears, though definitely “swart”.

image15bear.jpg

image16orcs.jpg

Thus, we mostly see images which don’t really match the descriptions in the books, the short (or almost man-height), black-skinned, flat-faced creatures of The Lord of the Rings, have mostly turned green, come in all sizes, and have faces which range from piglike to batlike.

But does JRRT have any more to say about the look of orcs?  In an undated letter from 1958 to Forrest J. Ackerman, he says of them:

“The Orcs are definitely stated to be corruptions of the ‘human’ form seen in Elves and Men.  They are (or were) squat, broad, flat-nosed, sallow-skinned with wide mouths and slant eyes:  in fact degraded and repulsive versions of the (to Europeans) less lovely Mongol-types.”  (Letters, 274)

The skin color has changed from “swart” to “sallow”, often meaning a kind of yellowish tint, rather like this image of Snape from the Harry Potter films.

image17asnape.jpg

Much of this description, however, seems to match, at least roughly, the earlier ones—except for the potentially racist tone of “less lovely Mongol-types”.  (We should always remember, though, that Tolkien was born in 1892, grew up in a world in which Britain controlled 2/5s of the earth’s land mass in colonies, and where a national poet like Kipling could refer to those colonized as “lesser breeds”.  This might at least explain something of his approach to non-Caucasian people, if not excuse it.)

Putting aside that tone for the moment, to try to understand what he had in mind in this description, what we come up with is something like this, from illustrations done for Hal Foster’s Prince Valiant Fights Attila the Hun (1952)—

image17val.jpgimage18val.jpg

We admit that this is only a rough guess—Tolkien’s orcs, though supposedly derived from elves and therefore more humanoid than most illustrators make them, are probably smaller and perhaps more caricatured or exaggerated, but, at the same time, these figures suggest, to us, something of the barbaric look we believe that JRRT had in mind.

As we’ve seen, however, Tolkien himself seems to have changed his mind over time, turning his orcs from “swart” to “sallow”, although the general impression of smaller, broad creatures with flat faces remained pretty much the same throughout The Lord of the Rings.  So many of his illustrators, however, appear to have had anything from a slightly different to a very different view, making us wish that we could read their letters to find out just where their ideas came from.

Thanks, as always, for reading and

MTCIDC

CD

ps

We do have an idea of where that green skin color came from—perhaps from a misreading of the text, in fact.  In “The Bridge of Khazad-Dum”, Gandalf, in the brief initial description of orcs we quoted above, adds “…but there is something else there.  A great cave-troll, I think, or more than one.”

Shortly after that, the Fellowship is attacked and:

“A huge arm and shoulder, with a dark skin of greenish scales, was thrust through the widening gap.  Then a great, flat, toeless foot was forced through below.”

This appears to be one of those “great cave-troll[s]” and perhaps that “skin of greenish scales” has been accidentally transferred to the orcs?

Henchmen and Minions

30 Wednesday Oct 2019

Posted by Ollamh in Films and Music, J.R.R. Tolkien, Narrative Methods, Villains

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A History of Scotland, Albrecht Duerer, Alexandre Dumas, Cardinal Richelieu, Droids, druid, Emperor Palpatine, Flying Monkeys, gangster, Henchmen, Mignon, Neil Oliver, Odysseus, Orcs, Robin Hood, Saint Columba, Saruman, Sauron, Sheriff of Nottingham, Telemachus, The Lord of the Rings, The Three Musketeers, The Wizard of Oz, Tolkien, Winkie Guards

 

Welcome, dear readers, as ever.

A henchman was originally a hengestman, from hengest “horse/stallion” + man “man”—in other words, a groom, a servant who takes care of horses.

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Although the word began with the meaning of “groom”, it has certainly changed over time and now it suggests something like “ thuggish follower”—like these gangster henchmen.

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The word minion comes from the Old French word mignon, “a (little) darling”, but its meaning has also changed–even more than henchmen, now indicating a kind of low-level person who simply follows orders, which the peasants in this picture by Albrecht Duerer make us think of.

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These words originally came to mind while we were watching the first episode of Neil Oliver’s excellent BBC series A History of Scotland. (Smart writing and wonderful photography.)

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In the episode, a scene was reenacted, in which Saint Columba (521-597AD)

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faces off against a Pictish druid.

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(This is the closest we can come to an image of a druid. As far as we know, there are, in fact, no surviving images of the learned class of the Celtic world, just often very imaginative illustrations with little or no factual basis.)

In Adomnan’s (c.624-704AD) Life of Columba, Book II, Chapter XXXIV, Columba struggles to free a slave being held by the druid, Broichan.

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The saint wins, of course, but what struck us about this story—and in this DVD depiction—was that it was a one-on-one contest: neither man called upon backup—something which one might especially expect from the antagonist of the story, as in so many. After all, we thought, just think of villains in all kinds of stories—

The Sheriff of Nottingham has his henchmen ready to try to capture Robin Hood at the famous archery contest.

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Or, if you prefer—

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The evil Cardinal Richelieu

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has his guards

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to fight the musketeers

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in Alexandre Dumas’ The Three Musketeers.

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The Wicked Witch of the West

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has two sets of henchmen: the flying monkeys

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which have been the terror of many childhoods, in our experience, and the Winkie Guards,

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whose drum beat and deep chant always made us a little nervous when we were little (not to mention their skin color and odd noses).

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Here’s a LINK, in case you’ve forgotten what they were like.

In a more modern story, the Separatists have so many droids,

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as Emperor Palpatine has so many stormtroopers.

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And, of course, Saruman

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has so many orcs

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as, along with all of his human minions, does Sauron.

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We can imagine several reasons for such overwhelming force in these stories. For the protagonist/s, the more of the enemy there are, the more impressive their defeat, as when Odysseus faces so many suitors (over a hundred) with only his son, Telemachus, and a couple of servants to help him.

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(And Athena, of course!)

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For the antagonist/s, there is the sense that they are so powerful that they have only to command and vast numbers of henchmen will do their bidding.

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At the same time, we wonder if, underneath all of that force, there is a basic insecurity, a feeling that “my power by itself is really not enough—I can’t do this alone”? After all, it’s not the Sheriff of Nottingham who faces Robin Hood in the 1938 film,

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but the secondary character, Guy of Gisborne (played by Basil Rathbone, who was the first great film Sherlock Holmes).

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The Wicked Witch of the West relies upon her monkeys and her guards and Saruman and Sauron upon their armies and none ever faces an opponent alone: for that matter, we never even see Sauron except as a shadow at his fall.

And perhaps that underlying insecurity has some roots in reality: the only antagonist who actually confronts the protagonist is a little too sure of himself and of his major henchman and we all know what happens next…

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As always, thanks for reading and

MTCIDC, dear readers!

CD

Metatextual

16 Wednesday Oct 2019

Posted by Ollamh in Heroes, J.R.R. Tolkien, Military History, Narrative Methods

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Beowulf, Game of Thrones, Great War, Great War Posters, Metatextual, Propaganda Posters, Samwise Gamgee, Story, The Lord of the Rings, Tolkien, trench warfare, Writing, WWI

Welcome, dear readers, as always—and don’t be weirded-out by the hyperliterary title.  We’ve been thinking about an odd moment in The Lord of the Rings, a moment when two of the main characters seem to possess the ability, at least for that moment, to step away from the story, and to see themselves as characters, which is one way in which metatextuality, meaning “outside the text”, works.  (For a useful definition, see this LINK.)

It’s a passage in The Two Towers, Book Four, Chapter 8, “The Stairs of Cirith Ungol”.  Sam and Frodo are pausing before Gollum leads them through a passageway which will bring them into Mordor.  They have a meal, then talk about where they’re about to go and Sam says:

“…And we shouldn’t be here at all, if we’d known more about it before we started.  But I suppose it’s often that way.  The brave things in the old tales and songs, Mr. Frodo:  adventures, as I used to call them.  I used to think that they were things the wonderful folk of the stories went out and looked for, because they wanted them, because they were exciting and life was a bit dull, a kind of sport, as you might say.”

Because Tolkien was writing this after the Great War, we might imagine that, at one level, he’s reflecting upon the war fever which captured Great Britain in the early days of the conflict, with its recruiting posters and popular art depictions like these—

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and its masses of volunteers crowding recruitment offices.

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This was all before the grim reality of trench warfare

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and casualties beyond anyone’s pre-war comprehension

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dampened that early enthusiasm, leading to a realistic cynicism mostly quietly expressed,

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although soldiers could sometimes express their opinion of the war vocally—see this LINK for some of that vocalizing.

What Sam says next seems to agree with this:

“But that’s not the way of it with the tales that really mattered, or the ones that stay in the mind.  Folk seem to have been just landed in them, usually—their paths were laid that way, as you put it.”

So, “adventures” now, to Sam, are no longer “a kind of sport” which “wonderful folk” seek out, but rather something which just happens to people—in fact, people like Sam and Frodo.  And, just like Sam and Frodo, “…I expect they had lots of chances, like us, of turning back, only they didn’t.”

The consequences of rejecting those chances are obvious:  “And if they had, we shouldn’t know, because they’d have been forgotten.  We hear about those as just went on…”

And Sam’s sense of the consequences of “just going on” is very realistic:  “—and not all to a good end, mind you; at least not to what folk inside a story and not outside it call a good end.  You know, coming home, and finding things all right, though not quite the same—like old Mr. Bilbo.  But those aren’t always the best tales to hear, though they may be the best tales to get landed in!”

So far, then, we might see this as the clear thinking of someone who believed in those 1914 posters and came to learn otherwise.  Sam continues, however, and here’s where that metatextuality comes in:

“I wonder what sort of tale we’ve fallen into?”

We know that Sam has long been fascinated by tales of elves and dragons.  As Gaffer Gamgee says:

“Crazy about stories of the old days, he is, and he listens to all of Mr. Bilbo’s tales.  Mr. Bilbo has learned him his letters…”  (The Fellowship of the Ring, Book One, Chapter 1, “A Long-Expected Party”)

The Gaffer’s last remark suggests that not only has Sam heard tales, but he may even have read them.  We think that it should be no surprise, then, that, when put into a situation far beyond the usual, Sam might believe that it’s not just daily life, but, in fact, a “tale”.  And so he asks, “…what sort…?”

To which Frodo replies:

“I wonder…But I don’t know.  And that’s the way of a real tale.  Take any one that you’re fond of.  You may know, or guess, what kind of tale it is, happy-ending or sad-ending, but the people in it don’t know.  And you don’t want them to.”

In Sam and Frodo’s case, they clearly don’t and can’t know, but, although they don’t know their fate (although we think that Frodo has an idea, saying “Our part will end later—or sooner.”), they both believe that they are in a tale, as Sam says:

“Still I wonder if we shall ever be put into songs or tales.  We’re in one, of course; but I mean put into words, you know, told by the fireside, or read out of a great big book with red and black letters, years and years afterwards.”

This is ironic, of course, as we know that this very story is drawn as Tolkien-as-editor says in the Prologue to The Lord of the Rings, from The Red Book of Westmarch (see “Note on the Shire Records”), a volume jointly written by Bilbo and Frodo and perhaps completed by Sam himself (see The Return of the King, Book Six, Chapter 9, “The Grey Havens”).

There is also, to our minds, as we said, something odd about this view of themselves and their situation.  In general, characters in epic stories—just as Frodo says—are unaware that they are in them.  Achilles never turns to Patroclus in the Iliad and asks, “I wonder how this epic will end?” nor does Beowulf spend time discussing just what sort of tale he and Wiglaf have gotten themselves into.   (You can see a touch of metatextuality in the Game of Thrones series, however, when one of its evilest characters, Ramsay Bolton, can say, “If you think this has a happy ending, you haven’t been paying attention.”)

Frodo takes the idea of their being characters one step farther when he then suggests indirectly that their story is actually in the hands of its readers:

“…We’re going on a bit too fast.  You and I, Sam, are still stuck in the worst places of the story, and it is all too likely that some will say at this point:  ‘Shut the book now, dad; we don’t want to read any more.’ “

As in his earlier remark, that “Our part will end later—or sooner”, we see that Frodo imagines that they’re already in such a bad place that a young audience will want to stop the story.

This then leads us to a question as odd to us as their view of themselves as already-fictional characters in a tale:   if dad listens and agrees, closing the book, what will happen to Frodo and Sam then?

 

Thanks, as ever, for reading and

MTCIDC

CD

See, the Conquering Hero?

09 Wednesday Oct 2019

Posted by Ollamh in Films and Music, Heroes, J.R.R. Tolkien, Narrative Methods

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Battle of Culloden, Beethoven, celebrations, Crowning of Aragorn, endings, George Lucas, Haendel, Joshua, Judas Maccabaeus, oratorio, Return of the Jedi, Star Wars, The Empire Strikes Back, The Field of Cormallen, the Force, The Grey Havens, The Last Jedi, The Lord of the Rings, The Phantom Menace, The Red Book of Westmarch, The Return of the King, The Scouring of the Shire, Tolkien

Welcome, as ever, dear readers.

With Star Wars IX to appear in mid-December, completing the series, we’ve been going back through all of the previous episodes, from I (The Phantom Menace)

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through VIII (The Last Jedi).

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It’s a remarkable achievement and we’re very grateful to George Lucas,

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for bringing it so far, even if his strong sense of the story seems to have been abandoned after VI (Return of the Jedi).

Because there are now so many films (including all of the offshoots, like the animated features, as well as Rogue One and Solo), it’s sometimes hard to remember that, once upon a time, there was only Star Wars (only later A New Hope), with its triumphant conclusion—mass formations of troops, Princess Leia in an actual princess outfit, and medals all around.

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The next film—now V (The Empire Strikes Back) had a much less secure ending, with Darth Vader and the Emperor appearing to win and Han Solo a prisoner, on his way to Jaba the Hutt,

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but VI (The Return of the Jedi) is once more triumphant, both in its original ending, on the forest moon of Endor,

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and in the later revised version, where we see galaxy-wide celebrations.

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Among the other films, we’ve seen another celebration, on Naboo, at the end of I (The Phantom Menace),

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a secret marriage in II (Attack of the Clones),

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and a complex web of plot, including the construction of the Death Star, the separation of the babies—Leia to Alderan, Luke to Tatooine—and the funeral of Padme in III (The Revenge of the Sith).

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VII (The Force Awakens) had a mysterious ending:  Rey having gone to what appears the far end of the galaxy to find—

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while VIII (The Last Jedi) seemed vaguely hopeful, with an unnamed stable boy showing signs of having the Force within him, as Anakin did in I.

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With such a build-up, we’ve been wondering how IX (The Rise of Skywalker) will end.  As it’s supposedly the final episode, we assume that it will not conclude up in the air, like V, but will it have a mass celebration, like I, IV, and VI?

Or will it, like III, have multiple endings?  As we’ve thought about it, you could really see that as the case with The Lord of the Rings.

First, like I, IV, and VI, there are celebrations:  of Frodo and Sam at the field of Cormallen, in The Return of the King, Book Six, Chapter 4, “The Field of Cormallen”.

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Then, in Chapter 5, “The Steward and the King”, we have the crowning of Aragorn

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followed by the wedding of Arwen and Aragorn.

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After that, we have the return of the hobbits to the Shire and the defeat and death of Saruman in Chapter 8, “The Scouring of the Shire”.  The Shire has been badly damaged by Saruman and his henchmen, however, so that, although they are gone, the healing will take many years.

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And the story doesn’t conclude there.  Only a little time goes by and then there is another ending:  the trip to the Grey Havens and beyond in Chapter 9, “The Grey Havens”.

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And then the story finally ends—or does it?  We’ve seen in Star Wars VIII, when the stable boy seems to use the Force, though only for a moment,

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the implication that perhaps the title, The Last Jedi, is more of a puzzle than it would first appear.  The very last line of The Lord of the Rings, spoken by Sam, is “Well, I’m back…”  and it’s true, as far as Sam won’t go off on another adventure.  Before this, however, Frodo has been busy writing:

“There was a big book with plain red leather covers; its tall pages were now almost filled.  At the beginning there were many leaves covered with Bilbo’s thin wavering hand, but most of it was written in Frodo’s firm flowing script.  It was divided into chapters but Chapter 80 was unfinished, and after that were some blank leaves…

‘Why, you have nearly finished it, Mr. Frodo!’ Sam exclaimed.  ‘Well, you have kept at it, I must say.’

‘I have quite finished, Sam,’ said Frodo.  ‘The last pages are for you.’”

But what does this imply?  We have no idea what Sam may have added, but the volume Frodo gave him was the origin of The Red Book of Westmarch, the basis not only for The Lord of the Rings, but for The Hobbit, as well.  Are we being told that writing about adventure is an adventure in itself, and almost as important?

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Thanks, as always, for reading.

MTCIDC, of course!

CD

ps

When we think of music in triumphs, the first piece which pops into our minds (after the Gungan march, of course) was one written by Haendel (1685-1759), “See, the Conquering Hero Comes”.

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It was originally intended for his oratorio, Joshua (1747), but it fit his earlier piece, Judas Maccabaeus (1746) so well that he transferred it to the score of that oratorio.  Judas Maccabaeus was composed as a tribute to the second son of George II of England, William Augustus, the Duke of Cumberland,

 

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after he had decisively beaten the attempt to overthrow his father and replace him with the son of the former monarch, James II, at the battle of Culloden.

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Here’s a LINK to a stirring performance.

In 1796, the young Beethoven (1770-1827)

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wrote a series of 12 variations on the theme for cello and fortepiano.  It’s a lot of fun to hear what Beethoven can do with Haendel’s tune, so we give you a LINK here.

Terrible as an Army with Banners

25 Wednesday Sep 2019

Posted by Ollamh in J.R.R. Tolkien, Military History, Military History of Middle-earth, The Rohirrim

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banner, Captain Souter, color, Dol Amroth, ensign, Eye of Sauron, First Afghan War, flag, George Washington, Revolutionary War, Rohirrim, saltire, standard, The Lord of the Rings, The Song of Solomon, Tolkien, Trooping of the Colour, White Hand of Saruman, white horse of Hannover, White Tree of Gondor, WWI, WWII

Welcome, dear readers, as ever.

Our title comes from the Hebrew Bible, in the book entitled The Song of Solomon, Chapter 6, verses 4 and 10, where the speaker’s beloved’s beauty is likened to an army with banners.  Growing up, we always wondered about that word “terrible”.  We didn’t see why someone’s good looks could be frightening, but we could certainly see how an army with its flags could be scary.

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On the subject of banners, recently, we’ve been writing about 2nd Lieutenant JRR Tolkien.

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In an earlier posting, in fact, we mentioned that that rank of 2nd Lieutenant was a replacement for the earlier rank of “ensign”.  “Lieutenant” is just the English version of a French compound for “place-holder” (lieu + tenant), in this case meaning the person who will step into the captain’s shoes if necessary.  Instead of a compound with its implication of replacement, “ensign” is actually a job description.  An “ensign” is a flag (a “color”, if infantry, “standard”, if cavalry) and an “ensign” is also the person who carried it.

By 1916, when Tolkien became a 2nd Lieutenant, colors were no longer carried in battle, but only on parade, as this early-20th-century illustration demonstrates—

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and is still the case for the famous “Trooping of the Colour” for the Queen of England’s birthday parade, where her splendid footguards march with one of their colo(u)rs.

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This is clearly all about show, now, but, once upon a time, colors—and their ensigns—had an important role in warfare.  Earlier colors were much bigger—in the 18th century, they were 6 feet by 6 feet square (1.82 metres by 1.82).

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And here are some modern reenactors to help you to see just how big that really is.

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The reasons for such a size (on a 9-foot pole, or “pike”—that’s 2.74m) are:

  1. units in earlier times (pre-late-19th-century, more or less) fought in long lines and, if you put the colors in the middle, everyone in a unit had a kind of fixed point to help them know where they—and their unit—were

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  1. as well, earlier firearms, which used black powder, put out enormous clouds of (white) smoke—

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If colors were big and tall, they could still be made out in the midst of those clouds.

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They could also act as a rallying point.  When lines came apart and the order was Charge!  (Or when things were falling apart and the call was for Retreat!)

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In time, colors came to be thought of as almost the physical representative of the spirit of a unit and being called upon to surrender them was looked upon as the worst disgrace.  This portrait of George Washington would have been thought particularly nasty by his British and German enemies because all around him are their colors, captured in two battles, Trenton and Princeton.  (His own headquarters flag—13 stars in a circle on a blue background—is in the upper right of the picture.)

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To escape surrendering their colors, soldiers would strip them from the poles/pikes and hide them in their clothes or, in real desperation, burn them, as the French did in 1760 when forced to surrender to the British at Montreal, in Canada (then New France).

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In earlier centuries, before gunpowder came to dominate battlefields, colors were already used as rallying points,

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but also, in the days before uniforms, colors—big or little—indicated who was fighting.  If you saw a figure bearing a flag with a white, angled cross (a “saltire” in heraldic terms) on a blue field (background), for example, you knew that the King of Scotland was on the battlefield.

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Thus, although 2nd Lieutenant Tolkien would no longer carry one of his unit’s colors into battle, as previous ensigns had, he would have known the importance of their role—and especially of the role of what they carried, which is why, for example, we see that, when it comes to battle in Middie-earth, nearly everyone seems to have a distinctive flag:

  1. the Rohirrim have their running horse

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(which we think JRRT may have borrowed either from the chalk cutting known as the “White Horse of Uffington”

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or possibly from an emblem long-related to the British monarchy, the white horse of Hannover—as we can see on this 18th-century grenadier cap).

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  1. Gondor has its tree and stars

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  1. and, when Aragorn marches out of Minas Tirith,

 

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it’s under his version of that banner–

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which also boldly states his claim to be the rightful king—without actually coming out and saying it—compare the two banners–

  1. and the Prince of Dol Amroth has his flag, with “his token of the Ship and the Silver Swan” (The Return of the King, Book Five, Chapter 1, “Minas Tirith”).

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As for their opponents, we see Saruman’s white hand on armor,

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so we can presume, we think, that any banners carried would bear the same insignia and the same is true for Sauron’s orcs, which would have borne the lidless eye.

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(We might also note that Southrons in the service of Mordor appear to carry red banners—as Gollum reports to Frodo and Sam in The Two Towers, Book Four, Chapter 3, “The Black Gate is Closed”.)

All of which made us wonder if Solomon would have been so eager to describe his beloved as he did if the army he saw looked like this?

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As ever, thanks for reading and

MTCIDC

 

CD

 

 

ps

In an odd but fortunate use of a color, in 1842, during the First Afghan War, a Captain Souter was saved because he had hidden one of his regiment’s colors by wrapping it around his waist.  As the last members of his unit fell around him, his Afghan opponents saw what they believed to be a fancy waistcoat/vest and took him prisoner, hoping for a rich ransom.

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Shadowy

11 Wednesday Sep 2019

Posted by Ollamh in Fairy Tales and Myths, J.R.R. Tolkien, Literary History

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A Child's Garden of Verses, Adelbert von Chamisso, Andrew Lang, Ausgabe des Fortunatus, Charles Perrault, Fortunatus' fortune-bag, Histoires ou Contes du Temps Passe, J.M. Barrie, Le Petit Poucet, Lord Dunsany, Peter Pan, Peter Schlemihl, Peter Schlemihls Wundersame Geschichte, Robert Louis Stevenson, seven-league boots, Shadow, Siglo de Oro, Sortes Tolkienses, The Charwoman's Shadow, The Grey Fairy Book, The Lord of the Rings, Tolkien

Welcome, dear readers, as always.

We were practicing our sortes tolkienses (one way of finding a topic—by simply slipping a finger into The Lord of the Rings and opening it at that page—it’s not 100% useful, but sometimes…) and came upon the title of Chapter 2 of Book One of The Fellowship of the Ring:  “The Shadow of the Past”.

In the context of the chapter, we see that that shadow is cast by the history of the Ring itself and also by its maker, Sauron.  That, in turn, set us off on thinking about literary shadows…

In 1885, Robert Louis Stevenson (1850-1894)

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published a collection of poems.

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Poem #19 (if you count the dedication, which is, in fact, a poem) begins:

“I have a little shadow that goes in and out with me,

And what can be the use of him is more than I can see.”

[If you would like your own copy of this volume, follow this LINK.]

In fact, in literature, its use is both visible—and invisible.

In psychology, the shadow is metaphorical, being used to symbolize an unconscious part of the personality.  [For more on this, see this LINK.]

And, visibly—but also invisibly—the shadow as physical object can represent something more, as we find in perhaps the first modern literary use of the shadow in Adelbert von Chamisso’s (1781-1838)

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novella (a short novel), Peter Schlemihls Wundersame Geschichte (1814), “Peter Schlemihl’s Amazing Story”.

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Here’s the first English translation, from 1824.

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In the story, the protagonist, Peter Schlemihl, meets a strange man, who can pull anything out of his pocket—and we mean anything.  As Schlemihl reports:

“If my mind was confused, nay terrified, with these proceedings, how was I overpowered when the next-breathed wish brought from his pocket three riding horses.  I tell you, three great and noble steeds, with saddles and appurtenances!  Imagine for a moment, I pray you, three saddled horses from the same pocket which had before produced a pocket-book, a telescope, an ornamented carpet twenty paces long and ten broad, a pleasure-tent of the same size, with bars and iron-work!”

(This is from the 3rd edition (1861) of that first English translation.)

Impressed, Schlemihl is quickly persuaded to make a trade.  The strange man offers him a magic purse, which he calls “Fortunatus’ fortune-bag”.  This object is based on an old story which seems to appear for the first time in 1509 as Ausgabe des Fortunatus (the “Edition/Issue of Fortunatus”?), in which Fortunatus (as you’ll probably guess, the name means “Lucky”) has both a wishing cap and this bag.  Here’s the title page of that first edition.

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[If you would like to read one version of the Fortunatus story, here is a link to it from Andrew Lang’s The Grey Fairy Book (1900).]

The purse will always produce ten gold coins when one puts a hand inside, guaranteeing a steady means of wealth for the owner.  In return for this, Schlemihl hands over–his shadow.

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This seems an odd trade, but having a magic bag which acts as an endless bank account is certainly no less strange.  Not to be too literal-minded, but beyond the idea that a shadow is a tradable item, it makes us wonder, however:  what could a shadow be made of that it can be removed and collected?

At the beginning of Peter Pan (1904), Peter has lost his shadow and Wendy reattaches it by sewing it on, as if it were simply mobile black cloth and perhaps this is how we might think about it as a physical object, at least for shadow stories.

image8asewing.jpg

Although he is pleased with the money, Schlemihl soon realizes the real price he has paid:  when people see that he has no shadow, they avoid him in anything from disgust to horror, which ruins his ability to live anywhere and even to marry the girl he wishes.  The shadow, then, is more than cloth:  it is part of a person’s identity.  If you cast no shadow, you are not quite human.  The real price of the shadow is even higher, however, as Schlemihl learns when the strange man (who is obviously Satan in human form) returns to offer a second bargain:  the Devil will return his shadow in return for his soul.

It’s clear that here Schlemihl has learned his lesson, refusing this offer several times and finally throwing away the “fortune-bag”.  Although he may believe that he is done with magic, magic is not yet done with him, however.  With some of the few coins remaining to him, by accident (or so it seems), he buys a pair of seven-league boots.  (A “league”, classically, is about three miles, so, when he puts them on, each step he takes is at least twenty-one miles.)

image8seven

 

This element of the story, in turn, is also based on something in another older story, which appears in Charles Perrault’s (1628-1703)

image9perrault.jpg

1697 collection, Histoires ou Contes du Temps Passe,

image10histoires.jpg

“Le Petit Poucet” (maybe “Thumblet”?).  In this story, a character steals a pair of these boots from a pursuing ogre, allowing the thief to cover great distances with every stride.

[If you’d like to read this story, here’s a LINK from a 1901 translation.]

With these boots, Schlemihl never regains his shadow, but eventually gains a peaceful existence studying the natural world (which, in fact, von Chamisso did, as well, becoming a well-known naturalist later in life).

[Here’s a LINK to a translation of the story by Michael Haldane.]

More than a century later, the early modern fantasy writer, Lord Dunsany (1878-1957)

image11ld.jpg

reused the idea of buying or trading shadows in his 1926 novel, The Charwoman’s Shadow.

image12char.jpg

A charwoman, or, simply, “char” (“char” is the same as “chore”, meaning “a task”), in the UK means a kind of cleaning woman.

image13chars.jpg

When it comes to fantasies, the idea that this may be about the shadow not of a princess, or at least a lady in distress, but of an ordinary cleaning lady, is immediately intriguing, but the charwoman isn’t really the main character.  That’s Ramon, the son of an impoverished Spanish nobleman.

To earn money for his sister’s dowry, as well as to find a profession, Ramon apprentices himself to a wizard who deals, among other things, in shadows.  As payment for his learning, Ramon uses his shadow—but, just like Peter Schlemihl before him, quickly comes to regret it.  The charwoman works in the wizard’s house and, as Ramon slowly learns spells, he also learns her story and what has happened to her since she traded away her shadow long before.

In a moment of chivalry (the story takes place in Spain in what’s called the Siglo de Oro, the “Golden Century”—the early 16th to the later 17th centuries–when wealth from the New World made Spain a world power, as well as a leader in the arts), Ramon promises to rescue the Charwoman’s shadow for her.  In the house of a wizard, you can imagine that this won’t be easy, but, eventually, and through ingenuity, he does so, only to discover that—but you should really read the story for yourself.

[Unfortunately, as this book was published in 1926, it’s still under copyright here in the US, so we can’t offer our usual LINK, but we can offer you Peter and Wendy (1911), the novel version of Barrie’s 1904 play—LINK.]

In contrast to shadows which can be traded or lost, what’s interesting to us about Sauron’s shadow is that it’s no more than a suggestion of the appearance of its owner, who, although he casts that shadow over all of Middle-earth, never appears physically in the novel.  The Nazgul—shadowy figures themselves—represent him, but Sauron himself is never more than a shadow and, in fact, when he is eventually destroyed, it’s his shadow we see broken and swept away:

“And as the Captains gazed south to the Land of Mordor, it seemed to them that, black against the pall of cloud, there rose a huge shape of shadow, impenetrable, lightning-crowned, filling all the sky.  Enormous it reared above the world, and stretched out towards them a vast threatening hand, terrible but impotent:  for even as it leaned over them, a great wind took it, and it was all blown away, and passed; and then a hush fell.”  (The Return of the King, Book Six, Chapter 4, “The Field of Cormallen”)

That “little shadow”, then, certainly has more uses than the child in Stevenson’s poem will ever see.

Thanks, as ever, for reading.

MTCIDC

CD

Helm (2)

04 Wednesday Sep 2019

Posted by Ollamh in Films and Music, J.R.R. Tolkien, Military History, Military History of Middle-earth, The Rohirrim

≈ Leave a comment

Tags

Alan Lee, Anglo-Saxon, Bayeux Tapestry, Christian Schwager, Dernhelm, Eowyn, Frank Frazetta, great helm, Great War, helmets, Howard Pyle, John Howe, kettle helm, King Arthur, spangenhelm, Tolkien, vikings, WWI

As ever, dear readers, welcome.

In our last, we focused upon the helmets worn by Tolkien and other European and US soldiers in the Great War, the French

image1adrian.jpg

the German,

image2coal.jpg

and the British (US troops eventually settled on the British pattern).

image3english.jpg

The British helmet, we said, has produced the common comment that it looks like it was inspired by the medieval “kettle helm” (the second image being from the 13th-century Maciejowski Bible—but these helmets were clearly so practical that they continued to be used well beyond that time).

image4kettle.jpg

image5kettle.jpg

“inspired by medieval” is the way we commonly see JRRT’s Middle-earth, and it made us wonder about the kinds of helmets we would meet in The Lord of the Rings.  Unfortunately, if there were a concordance (that is, a book dedicated to listing all the times various words are used within a text, like this concordance for Homer’s Odyssey)

image6concordance.jpg

for Tolkien’s work, we are betting that perhaps the only word we would find there would be “helm”, which is generic, unless one adds “great”, which produces a more specific kind of head protection, looking like these, in use from the late 12th to the mid-14th centuries—

image7greathelm.jpg

image8ghelm.jpg

With only “helm” to go on, what clues might help us better to visualize what warriors are wearing?

We’ve suggested before that one possible visual resource for JRRT’s images of medieval warfare was the work of the American illustrator, Howard Pyle (1853-1911), in books like The Story of King Arthur and His Knights (1903), which Tolkien could have read as a boy.

image9pyle.jpg

And here’s a well-known illustration—with a knight in a great helm, in fact.

image10pyle.jpg

But what did Pyle use for models?

In Pyle’s time, the collection and classification of armor was still at its very beginnings (the Metropolitan Museum of Art in New York only instituted an Arms and Armor Department in 1912, for example).  We can only assume, then, that he thought “knights = medieval” and so any armor might do.  (If Arthur were real—there’s been argument about this for many years—he would have lived centuries before the medieval period and so would have had neither knights nor the military equipment of later days anyway.  As myth, Arthur can live at any time, of course.  We think of Hal Foster’s Prince Valiant, where, at one moment, we’re facing Huns and, at the next moment, Vikings.)

If Pyle were one of JRRT’s sources, then, “helm” can easily stand for any kind of protective headgear made of metal and vaguely medieval.  We think that there is more to be said on this, however, and we’ll go into a bit more detail about helmets in The Lord of the Rings in the third part of this little series, but, for now, we want to concentrate on one helmet in particular.

Normally, one thinks of helmets as protection, but, in the novel, we see one also used as a disguise, as Eowyn becomes “Dernhelm” (Old English dirne, “hidden/secret” + helm “head covering/helmet”, so, something like “a helm which hides”?).

What kind of helmet, we asked ourselves, would Eowyn be wearing which would:

  1. keep her identity hidden
  2. blend in with the helmets of other Rohirrim?

We began by looking at modern illustrations of Eowyn but, unfortunately, a cursory survey shows us that almost all modern illustrators appear to have chosen the same scene:  the moment when Eowyn has removed her helmet when facing the Witch King.

image11eowyn.gif

So far, we’ve found only a few artists who capture the previous moment:

  1. whose name so far has eluded us, but who shows a rear view of something which looks rather like a French Great War helmet.

image12helm.jpg

image13rear.jpg

  1. the second, another anonymous (to us), again shows Eowyn from behind, but with a style of helmet which appears to owe more to fantasy than to any medieval reality—

image14eo.jpg

and perhaps a little something to Monty Python and the Holy Grail.

image15monty.jpg

  1. the third is Christian Schwager, based in New Zealand.

image16schwager.jpg Her armor is full plate, which, in our world, is later medieval.  As for the helmet, it somewhat resembles a visored sallet, but only vaguely.

image17sallet.jpg

And that plume and its placement strike us as problematic, at best.

  1. the last is the well-known fantasy illustrator, Frank Frazetta, and although we enjoy some of his work, this illustration suggests to us that the artist doesn’t appear to have taken the scene–or Eowyn– seriously—or practically.

image18fraz.jpg

As we wrote in a post some time ago, the basis of the Rohirrim is Anglo-Saxon, men who wore long mail shirts and conical spangenhelm,

image19spangen.jpg

making them look very much like dismounted versions of their Norman opponents, both being shown in the following panel from the Bayeux Tapestry.

image20bayeux.jpg

A characteristic feature of the spangenhelm is that nasal—the bar which comes down to protect the wearer’s nose.

image21spang.jpg

Potentially, this and the helmet’s brim might shade the eyes and make the face less visible.

image22

 

So, with the need for disguise and blending-in being crucial, and only “helm” to go on in the text, we asked ourselves what did the two artists who acted as inspiration for Jackson’s films, Alan Lee and John Howe, choose to do? Here’s a picture of the battlefield confrontation by Lee—

image23lee

 

Eowyn is, as in the case  of other illustrators, here depicted as having removed her helmet, and, even under magnification, it’s difficult to make much out.  Howe, however, has given us a very detailed picture.

image24howe.jpg

It’s clear, however, that, in choosing to emphasize the dirne in “Dernhelm”, he’s stepped away from the world of knights entirely and into a slightly older world, that of the Vikings, as his helmet more closely resembles the so-called “spectacle helmets”, of which a few examples survive from Viking burials, like this, reconstructed from a discovery at Gjermundbu, in Norway.  (For a very useful view of Viking helmets in general, follow this LINK.)

image25spec.jpg

In turn, Jackson’s designers have followed Lee—

image26eo.jpg

This certainly gives us the “hidden/secret” part of “Dernhelm”, but what about the idea of blending in?  Looking at a group shot of Rohirrim, we find a little surprise.

image27ro.jpg

Instead of looking like Anglo-Saxons, as depicted on the Bayeux Tapestry, Jackson’s Rohirrim look more like Vikings—and so Eowyn’s helmet blends right in (in fact, in this picture, you can see at least one other warrior with a spectacled helmet), almost as if her helmet and its secrecy requirement have been the basis for all of the warriors of Rohan.

There are lots of other helmets to pursue, however, which we’ll do in our next, so, with thanks to you, dear readers, for reading this, we’ll say

MTCIDC,

CD

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