Shire Portrait (2)

08 Wednesday Feb 2017

Posted by Ollamh in Economics in Middle-earth, Imaginary History, J.R.R. Tolkien, Maps, Narrative Methods

Tags

An Unexpected Party, Bad End, Baggins, ceramics, clay bank, coal, coins, cork, crafts, cutlery, Dwarves, Esther Forbes, Gondorian money, Hobbits, Isengard, Johnny Tremain, lead, Lloyd Alexander, Longbottom Leaf, Mayor, Michel Delving, mines, Postal Service, pottery, realien, Renaissance, Robert II of Scotland, Saruman, Shirriffs, silica, Silver, Taran Wanderer, Thain, The Green Dragon, The Hobbit, The Lord of the Rings, The Shire, Tolkien

Welcome, dear readers, as always.

In our last post, we began a series responding to the question: what makes the Shire the Shire?

1theshire

We began with the government, which turned out to be very rudimentary: a Thain (hereditary), a Mayor (elected), a postal service (not known how chosen), Shirriffs (a kind of border patrol—volunteer). Since the Thain and Mayor were principally honorary positions, there was perhaps no salary attached. As for the postal service (called “Messengers”) and the Shirriffs, we presume that there must have been some sort of payment, although we are not told so. Since, in our world, we pay for the police and the post office through taxes, we wondered how the same services in the Shire were paid. This led us to the question of the Shire economy in general.

In a letter of 25 September, 1954, JRRT wrote to Naomi Mitchison:

“I am more conscious of my sketchiness in the archaeology and realien [“physical facts/things of real life”] than in the economics: clothes, agricultural implements, metal-working, pottery, architecture and the like…I am not incapable of or unaware of economic thought; and I think as far as the ‘mortals’ go, Men, Hobbits, and Dwarfs, that the situations are so devised that economic likelihood is there and could be worked out…” (Letters, 196)

The Shire would appear to be an agriculturally-based economy:

“The Shire is placed in a water and mountain situation and a distance from the sea and a latitude that would give it a natural fertility, quite apart from the stated fact that it was a well-tended region when they [hobbits] took it over.” (Letters, 196)

He adds to this that, when the hobbits took control of the Shire, that included “a good deal of older arts and crafts”, suggesting that the solution to the problem of the production of “clothes, agricultural implements, metal-working, pottery”—all the Realien, as he calls them, is assumed. How and from whom such things were taken over is not explained and such production, in any community, is not a small matter: “things of real life” are many and complicated.

Consider, for example, just one moment at Bag End. The Baggins appear to have been well-to-do, even without the treasure Bilbo brought back from his trip. His house is extremely well-furnished and the Baggins certainly don’t want for provisions, as we know from descriptions both in The Hobbit and The Lord of the Rings, as well as Realien, as the Dwarves’ clean-up song reminds us:

Chip the glasses and crack the plates!

Blunt the knives and bend the forks!

That’s what Bilbo Baggins hates—

Smash the bottles and burn the corks!

(The Hobbit, Chapter 1, “An Unexpected Party”)

If we take this line by line, we come up with the following: glasses, plates, knives, forks, bottles, corks.

Glasses and bottles (as well as the window panes at Bag End) require a glassblower and perhaps a glazier.

Plates require a potter.

Knives and forks were once made by cutlers (and forks are very advanced for a Middle-earth which is mostly medieval—although classical people used them in food preparation, it was only during the Renaissance that they began to appear as an eating utensil—western Medieval people ate with knives, spoons, and fingers).

(And next is a Renaissance fork, found in the foundations of the Rose Theatre)

Corks come from vintners and brewers (in our world, vintners only began using cork as a sealant in the 17^th century, we have read).

Take those objects a step farther back and you find:

glasswear, bottles, and window panes require silica and something to make it more stable, like lime (from limestone) or lead, which leads us to the question of where the ingredients come from. Silica is sand and can be found in many places—perhaps it might come from the west coast of Middle-earth? If all of the Shire is like the White Downs, where Michel Delving is located, it may be situated upon a vast deposit of chalk (more about Shire geography in our next posting). Lime would then have to be imported. As we have no record of mines in the Shire, the same would be true for lead.

ceramics, like plates, are made of clay and all sorts of clay are used to make pottery, but all need to be dug out, usually from beds found near streams, rivers, or places like canyons or ravines. The Shire seems fairly well-watered, so we presume that the clay used to make Bilbo’s dishes was local.

knives and forks would be made of iron, early steel, or silver (with silver, plus an alloy to make them stronger)—here, again, we would need mines, for the iron ore and silver

cork in our world is actually tree bark from the cork trees which grow in hot, dry southwest Europe (Spain/Portugal) and northwest Africa

1, 2, 4 (and possibly 3) require raw materials of which no mention is made in the Shire and 1, 2, and 3 all need especially hot fires to make them, possibly using charcoal (made locally?) or coal (again, no mines discussed). And this is just, basically, four items.

So many import possibilities: what about export? We have solid evidence for one, which Merry and Pippin have discovered at Isengard:

“My dear Gimli, it is Longbottom Leaf! There were the Hornblower brandmarks on the barrels, as plain as plain. How it came here, I can’t imagine. For Saruman’s private use, I fancy. I never knew that it went so far abroad.” (The Two Towers, Book 3, Chapter 9, “Flotsam and Jetsam”)

It should always be remembered that these are works of fantasy, of course, and, unless there is some novelistic purpose which employs a potter as a character (in Taran Wanderer,

by Lloyd Alexander, book 4 of The Chronicles of Prydain, for example, the hero, Taran, spends a little time as an apprentice potter, among other trades) or the making of silverware (something one might read about in Esther Forbes’ Johnny Tremain,

where Johnny is an apprentice to a silversmith), it would seem completely unnecessary to spend narrative time discussing raw materials, imports, exports, or the manufacture of day-to-day items. We have taken the time, however, because, where, sometimes, we write about the parallels between Middle-earth and something here in our world, here the complexity of ordinary things in our world is completely forgotten in Middle-earth, or simply taken for granted, as JRRT implies in the letter cited above. If we are to examine Shire economics, however, we must, at least, consider them. As well, although we may keep saying, “No evidence for”, we think that, even if there is no potter or tin mine in the text, prompting readers to remember that, in the real world, there would have been one is a useful exercise and, for us, at least, makes the story that much more real.

But now we come to the subject of paying for Realien, or for anything else in the Shire, be it for the Shirriffs or for a pint at The Green Dragon.

In a totally rural economy many things might be obtained through barter: in return, for payment, please take 10 chickens, or a sack of grain. (And perhaps we see something like this in “The Scouring of the Shire”, when Hob Hayward tells Merry that, “We grows a lot of food, but we don’t rightly know what becomes of it. It’s all these ‘gatherers’ and ‘sharers’, I reckon, going round counting and measuring and taking off to storage.”—this looks like taxes, “paid in kind”). Such might work for, say, trading a hen for a bowl, but would certainly not do for that pint—or for the bill at The Prancing Pony. Coins and their values are not mentioned in Tolkien, but their effect is felt, all the same: when Frodo buys a house in Crickhollow, we doubt he does it with cows!

(We discussed Middle-earth money in an earlier posting and it seems to us that it would be fun to create, say, Gondorian money—here’s one possibility

It’s actually a coin of Robert II of Scotland—1316-1390—but, changing the crown, could you imagine this as something issued earlier in the Third Age, say?)

This has been perhaps a rather long-winded and prosy posting (perhaps not for nothing did Thomas Carlyle, in 1849, call economics “the dismal science”?), for which we ask our readers’ pardon, but, if it helps to flesh out our portrait of the Shire, it was worth it, we feel. Our next, we hope will be a bit lighter, being on the physical “look” of the Shire, from its geography to its geology to its architecture.

Thanks, as ever, for reading.

MTCIDC

When One Door Closes.3

23 Wednesday Nov 2016

Posted by Ollamh in J.R.R. Tolkien, Language, Literary History, Narrative Methods

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Common Tongue, doors, Doorward, Edoras, Elvish, Fangorn Forest, Gandalf, Gondor, Hama, Helm's Deep, Isengard, John Ruskin, Meduseld, Minas Tirith, Moria, passages, Paths of the Dead, The Hobbit, The King of the Golden Hall, The King of the Golden River, The Lord of the Rings, Tolkien, Witch-King of Angmar

Welcome, dear readers, to the third part of our series on doors and entryways in JRRT’s The Hobbit and The Lord of the Rings.

We began, several postings ago, by writing that we were intrigued by Bilbo’s statement to Frodo: “It’s a dangerous business, Frodo, going out your door.” (The Fellowship of the Ring, Book 1, Chapter 3, “Three is Company”)

It made us want to look at doors (to which we quickly added entryways of all sorts) in Tolkien and, in doing so, we’ve come up with a very crude classification system, in which there were two kinds of doors, those which seemed to promise safety and those through which you might be in danger. And a major component of such places seems to be a challenge, and a challenger of some sort.

At the end of our second posting, we had come to the breaking up of the Fellowship and now we want to continue, having a look at what could be seen as good examples of what we mean along the way.

Because of the major split in the story, we decided to follow Aragorn, Gimli, and Legolas first.

The first part of their adventure takes place across open country or in Fangorn Forest. It’s only when they, with Gandalf, arrive at Edoras that we see the pattern fall into place.

But here we wondered if we should add an extra subcategory, linguistic challenge. We’ve already seen the western gates of Moria and the need to read Elvish and to know the word for friend, and now we have the gates of Edoras

and a suspicious guard of Rohirrim:

“There sat many men in bright mail, who sprang at once to their feet and barred the way with spears. ‘Stay, strangers here unknown!’ they cried in the tongue of the Riddermark.” (The Two Towers, Book 3, Chapter 6, “The King of the Golden Hall”)

[We wonder, by the way, if the chapter’s title owes something to John Ruskin’s 1841/51 fairy tale “The King of the Golden River”, in which a major figure has been changed through evil magic, but is freed and eventually helps the underdog hero…]

As he was (eventually) up to the challenge of the gate of Moria, so is Gandalf up to this and challenges them in return:

“ ‘Well do I understand your speech,’ he answered in the same language; ‘yet few strangers do so. Why then do you not speak in the Common Tongue, as is the custom in the West, if you wish to be answered?’ “

After a little parleying in this manner, Gandalf and his companions are allowed to enter and sent up to Meduseld, where there is a second challenger, the Doorward Hama.

Here, after a brief repetition of the previous language challenge, things relax: “Then one of the guards stepped forward and spoke in the Common Speech.” After a tussle about leaving weapons behind (and Gandalf escapes this with his staff), they are permitted into the hall and the scene continues.

After the battle of Helm’s Deep, Denethor, Gandalf, and the rest of the company ride to Isengard, only to find there:

“…ruined gates. There they saw close beside them a great rubble-heap; and suddenly they were aware of two small figures lying on it at their ease, grey-clad, hardly to be seen among the stones. There were bottles and bowls and platters laid beside them…” (The Two Towers, Book 3, Chapter 8, “The Road to Isengard”)

It’s Merry and Pippin, of course, who describe themselves as “doorwardens”, just as Hama was at Meduseld. The difference is, instead of barring the door and challenging those who would enter, they are welcoming and comical in their lordly self-indulgence. This seems to turn the pattern on its head, and, although it’s the only time such a thing appears, we believe that it is an example of another subcategory, that of parody. It has the elements of other occasions, but, here, the door is a ruin and the guards seem slightly tipsy, rather than menacing, as well as very glad to see those who come to their ward.

In contrast to this merriness, there is stony silence at the next door: The Paths of the Dead.

The challenge seems to be in the very air itself:

“And so they came at last deep into the glen; and there stood a sheer wall of rock, and in the wall the Dark Door gaped before them like the mouth of night. Signs and figures were carved above its wide arch too dim to read, and fear flowed from it like a grey vapour.” (The Return of the King, Book 5, Chapter 2, “The Passing of the Grey Company”)

It is Aragorn who accepts the challenge and leads the group through what, in the film, is a kind of funhouse of skulls and greenish figures,

But, to us readers, what we think is much more disturbing is that there is no more than a restless murmur, which we hear through the dauntless, but quivering Gimli—

“…but if the Company halted, there seemed an endless whisper of voices all about him, a murmur of words in no tongue he had ever heard before.”

And, at the end of their passage, it is Aragorn who is the challenger—not to block those murmurers, but to invite them:

“ ‘Keep your hoards and your secrets hidden in the Accursed Years! Speed only we ask. Let us pass, and then come! I summon you to the Stone of Erech!’ “

We can see in this multiple ends: first, it fits the pattern of confrontations at doors (all feel the sense of Something There and must rise to the challenge, conquering their fear); second, it provides a route for Aragorn’s strategy: to gain supernatural allies on the way to natural ones along the southern seacoast; third, it underlines Aragorn’s right to the kingship: only he has the knowledge and authority to call up the long-dead for his purposes.

Our last challenge of this posting is at what is perhaps the most dramatic moment in the attack upon Minas Tirith. Grond the ram has, with the aid of the Lord of the Nazgul, burst open the great gate and the Wraith is about to enter when he encounters:

“…Gandalf upon Shadowfax…

‘You cannot enter here,’ said Gandalf, and the huge shadow halted. ‘Go back to the abyss prepared for you! Fall into the nothingness that awaits you and your Master. Go!’ ” (The Return of the King, Book 5, Chapter 4, “The Siege of Gondor”)

But—then? We admit it—we shamelessly want a cliffhanger here. And so we’ll stop—till our next, in which we’ll finish the story—we promise!—and provide a breakdown of all of the doors and entryways in a chart, as well.

Thanks, as always, for reading—and we’re sorry that we gave in to temptation, but, as novelists ourselves, we couldn’t resist!

MTCIDC

Bilbo’s Shopping List

12 Wednesday Oct 2016

Posted by Ollamh in Economics in Middle-earth, Imaginary History, J.R.R. Tolkien, Narrative Methods

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ale, An Unexpected Party, anachronism, apple-tart, barley fields, biscuit, cheese, coffee, cold chicken, eggs, food, hop garden, Isengard, Longbottom Leaf, mince-pies, pickles, pork-pie, porter, raspberry jam, red wine, salad, scones, seed cake, Tea, The Green Dragon, The Lord of the Rings, The Shire, Tolkien, Tomatoes, vineyard, Wensleydale, wheat fields

Dear Readers, welcome as always.

We were having tea the other day when an earlier—and much more elaborate—tea came to mind and we began to consider the economics (as you’ve seen us do in earlier postings on other elements of Middle-earth) of Bilbo’s larder, about which Bilbo remarks that Gandalf, “Seems to know as much about the inside…as I do myself!” (The Hobbit, Chapter 1, “An Unexpected Party”—and a footnote here. “Party”, in older British and American English, can also mean “person”, so JRRT is having fun with party = “event” and party = “person”—or, to Bilbo’s astonishment and dismay, “persons”–both meanings unexpected. We might add that that title may have yet another meaning for the future in that Bilbo, because of that party/event, becomes, in time, a party/person who he would never expect himself to be.)

Here’s the list of what Gandalf and the Dwarves demand of Bilbo:

Drinks:

tea,

coffee,

coffee

ale,

english-style-dark-mildale

porter,

porter

and red wine

red wine

Food:

seed cake,

Caraway_seed_cake

scones,

recipe_irish_scone_1

raspberry jam,

raspberryjam

apple-tart,

appletart

mince-pies,

mince-pie_2739967b

cheese, (Wallace and Gromit’s favorite, Wensleydale)

544494-eat-wensleydale-cheese-on-its-own

pork-pie,

Pork-Pie

salad,

early-spring-salad-beets-celeriac-fennel-21

eggs,

hardboiledegg

chicken,

coldroastchicken

[tomatoes—more about these in a moment],

red-tomato-meteorite

pickles,

iStock_000013582794Large_cucumber_pickles

[biscuit—i.e., cookie, in the US—which Bilbo nibbles, while looking on]

hobnob

We know there are farms in the Shire—think of Farmer Cotton (who, in contrast to the completely anachronistic corn in P. Jackson’s film, actually grows turnips—see The Fellowship of the Ring, Book 1, Chapter 4, “A Short Cut to Mushrooms”), but Bilbo certainly doesn’t farm, although he appears to have a vegetable garden (something “old Holman”, then Hamfast (“Gaffer”) Gamgee, looks after—see The Fellowship of the Ring, Book 1, Chapter 1, “A Long-Expected Party”). He might grow raspberry bushes, the makings of a salad (although, since it’s April, there won’t be such an extensive set of possibilities for the ingredients as later in the spring and early summer), and cucumber for pickles there, but there are a number of items which would require both wide fields and animal husbandry.

For example, the cake of seed cake, as well as scones, the tart, the pie of mince-pie and the pie of pork-pie (not to mention what mostly makes a biscuit/cookie) would all require flour—which would mean having wheat fields.

Wheat-field-at-the-sunset

There is a mill for grinding corn (UK for the US “wheat”)—Tolkien depicts it, as well as mentioning it. (If you look closely at the land in front of The Hill, you can also see what are clearly both plowed fields and, a little closer to the mill, haystacks.)

millfieldsbehind

The apple of apple-tart would, of course, require apples—which require apple trees, something Bilbo doesn’t seem to have. He also has no chickens for meat or eggs, goats/sheep/cows for cheese, or pigs for pork-pie. Add to this no hop garden

hop

or barley fields

barleyfield

to provide the materials for ale or porter, not to mention a vineyard for that red wine which Gandalf has asked for.

Vineyard_BBS_1515_768px

That being the case, we are left to wonder where such things come from. Initially, they come from the storerooms (“larders”), of which Bilbo appears to have several. Certain things could be stored for lengths of time there: dry tea and coffee beans, ale, porter, and wine, in bottles or barrels (both exist in Middle-earth). Flour could be kept in containers and things like raspberry jam and pickles could be preserved in jars. Meats could be dried or salted, but Gandalf says, “Bring out the cold chicken and pickles,” meaning that the chicken has been freshly killed and cooked.

Beyond storage in Bag End, we must assume that anything more complex than raspberries or pickles (or taters, we’re reminded by Sam) has been bought and brought from somewhere else—the same places, we imagine, which supply The Ivy Bush and The Green Dragon, for example. Someone, for instance, makes, barrels, sells, and ships the beer Merry and Pippin consume in the ruins of Isengard and someone grows, dries, sells, and ships the Longbottom Leaf which they smoke.

merryandpippinisengard

All such commerce is complicated, requiring not only growers, but makers of containers, and shippers. Who are these hobbits? And add to this, are there markets? Shops of any sort? And where are they? Bilbo loses buttons escaping from the goblins under the Misty Mountains. Who made them? Where? How did Bilbo get them? (And, for an even bigger—and maybe really more obvious–question: who makes the parchment and ink for Bilbo to keep diaries? Who binds the eventual books?)

As we come to the end of this posting, we want to turn back to something we mentioned much earlier. In the 1937 The Hobbit, Gandalf asked for cold chicken—and tomatoes. In the 1966 Ballentine edition, these tomatoes have been replaced with pickles. We presume that Tolkien, keeping to his idea of The Shire—and Middle-earth in general—being medieval-ish, the New World tomato was out of place. It is interesting, however, to see that Bilbo serves the dwarves both tea and coffee. If by “tea”, Chinese tea is meant, we are left with another anachronism, as we are with coffee, tea have been introduced to Britain in the mid-17^th century and coffee at more or less the same time.

And then there’s the problem of taters…

As always, thanks for reading!

MTCIDC

The Road (No Longer) Taken

21 Wednesday Sep 2016

Posted by Ollamh in J.R.R. Tolkien, Literary History, Maps, Military History, Narrative Methods

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Adventure, Fornost, History, Isengard, Medieval, Middle-earth, Numenorean road, pack horses, Ridgeway, Roman bridges, Roman occupation of England, Roman Roads, Stonewain Valley, the Greenway, The Lord of the Rings, the North Road, The Salt Road, Tiber River, Tolkien, Via Salaria

Dear Readers, welcome, as always. In this posting, we’ve been thinking about the subject of roads in Middle-earth and, in particular, the North Road, also called the Greenway.

This was the North-South Road, which ran, once upon a time, from Isengard to Fornost, described by Christopher Tolkien as “the great Numenorean road linking the Two Kingdoms, crossing the Isen at the Fords of Isen and the Greyflood at Tharbad and then on northwards to Fornost”. (Unfinished Tales, 314, n.32)

Mostly, the roads of Middle-earth seem to be what you’d expect in a text which is based upon the actual medieval world: dirt tracks.

In the real English medieval world, most of these were not really for carts or carriages,

but rather for pack horses and their loads, which only required the narrowest of paths.

packhorsetrain1

The_Marsden_pack_horse_road,_Marsden_-_geograph.org.uk_-_826758

Bridge in Marsden, West Yorkshire

There had been simple pathways in Britain since earliest times, like the Ridgeway.

Ivinghoe Beacon seen looking north from The Ridgeway.

And yet there were still the remains of a different sort of road in Britain, those built under the Roman occupation of England, from 43 to 410AD.

Roman.Britain.roads

The Romans had begun their rise to power in Italy by controlling a road, the Via Salaria, which ran inland from the Mediterranean. A major purpose of this road (you can see it in its name, “The Salt Road”) was to further the salt trade.

The salt came from salt pans on the Mediterranean coast.

saltblocks

saltpans

The early Romans had been lucky (or wise) in founding their city at a major ford of the Tiber River, where the Via Salaria crossed it.

archaicrome

And out from Rome spread a network of roads.

roman-roads-italy-map

In time, the main roads were not simply dirt tracks, but very-carefully-constructed, well-laid-out stone-paved roadways.

Eli dis 2

These included sturdy bridges, as well, some of them still in place.

alcantara-bridge

Over these roads marched Roman armies

romantroopsonroad

and Roman commerce, as well.

plaustrum2

Eventually, there were over 50,000 miles (80,500 km) of paved roads, as well as many miles more yet of unpaved. roman_empire_117_ad

As far as our current research goes, we have no actual proof that the Greenway was paved like Roman roads. One road for which there is a hint of evidence is that which runs through the Stonewain Valley:

“Through the gap the forgotten wain-road long ago had run down, back into the main horse-way from the City through Anorien; but now for many lives of men trees had had their way with it, and it had vanished, broken and buried under the leaves of uncounted years.” (The Return of the King, Book 5, Chapter 5, “The Ride of the Rohirrim”)

A comparable illustration—with grass instead of trees and leaves—is this of a Roman road in Lancashire, in northeastern England.

Roman Road walk Lancashire

The idea of a road nearly abandoned and covered with grass—therefore “the Greenway”—seems to fit both this modern photo and JRRT’s idea, though, doesn’t it?

One of the spooky, but wonderful things about the ancient Roman world is that, for all that it’s been gone for 1500 years or more, there is so much of it still there for us, above ground and below—as it was for Tolkien. Thus, when we think about what was once one of the major thoroughfares of Middle-earth, we imagine that he, like us, saw a Roman road, decaying, but still useful.

Thanks, as always, for reading.

MTCIDC

Nought’s had, all’s spent

03 Wednesday Aug 2016

Posted by Ollamh in J.R.R. Tolkien, Literary History, Narrative Methods, Theatre and Performance, Villains

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A Shadow of the Past, Birnam Wood, Eowyn, Fangorn Forest, Gandalf, Gondor, Isengard, Istari, King Duncan, Lady Macbeth, Macbeth, Macduff, Orthanc, Palantir, Saruman, Sauron, Shakespeare, The Lord of the Rings, The Weird Sisters, The Witch-King, Tolkien

In “The Shadow of the Past,” Gandalf, giving Frodo backstory of the Ring, makes a confession:

“I might perhaps have consulted Saruman the White, but something always held me back.”

“Who is he?” asked Frodo. “I have never heard of him before.”

“Maybe not,” answered Gandalf. “Hobbits are, or were, no concern of his. Yet he is great among the Wise. He is the chief of my order and the head of the Council. His knowledge is deep, but his pride had grown with it, and he takes ill any meddling. The lore of the Elven-rings, great and small, is his province. He has long studied it, seeking the lost secrets of their making; but when the Rings were debated in the Council, all that he would reveal to us of his ring-lore told against my fears. So my doubt slept– but uneasily. Still I watched and I waited.” (The Lord of the Rings, The Fellowship of the Ring, Book 1, Chapter 2, “The Shadow of the Past”)

In terms of the spiritual life and safety of Middle-earth, Gandalf’s confession foreshadows much evil to come. Both Gandalf and Saruman are Istari, one of a group of five divine beings sent specifically to counteract the activities of Sauron.

Gandalf suspects that “the chief of my order and the head of the Council” is false, and his suspicion will prove to be true, but what has happened to Saruman? Gandalf suggests that it has something to do with the ring, but, in fact, the ring is only emblematic of the real problem: the lure of control.

Here is Saruman attempting to seduce Gandalf into joining him:

“I said we, for we it may be, if you will join with me. A new Power is rising. Against it the old allies and policies will not avail us at all. There is no hope left in Elves or dying Numenor. This then is one choice before you, before us. We may join with that Power. It would be wise, Gandalf. There is hope that way. Its victory is at hand; and there will be rich reward for those that aided it. As the Power grows, its proved friends will also grow; and the Wise, such as you and I may with patience come at last to direct its courses, to control it.” (The Lord of the Rings, The Fellowship of the Ring, Book 2, Chapter 2, “The Council of Elrond”)

Instead of fulfilling his role as a counter-balance to Sauron, Saruman proposes first to control Sauron, and then even to become Sauron. As Saruman says, “Why not? The Ruling Ring? If we could command that, then the Power would pass to us.” (The Lord of the Rings, The Fellowship of the Ring, Book 2, Chapter 2, “The Council of Elrond”) This use of the first person plural pronoun is not convincing:

“Saruman,” I said, standing away from him, “only one hand at a time can wield the One, and you know that well, so do not trouble to say we.” (The Lord of the Rings, The Fellowship of the Ring, Book 2, Chapter 2, “The Council of Elrond”)

But what is it which Saruman wants to do with that ring?

“We can bide our time, we can keep our thoughts in our hearts, deploring maybe evils done by the way, but approving the high and ultimate purpose: Knowledge, Rule, Order; all the things that we have so far striven in vain to accomplish, hindered rather than helped by our weak or idle friends. There need not be, there would not be, any real change in our designs, only in our means.” (The Lord of the Rings, The Fellowship of the Ring, Book 2, Chapter 2, “The Council of Elrond”)

Knowledge, rule, order? We immediately want to know, knowledge of what, and who is ruling whom, with what order? And the answers are all the same: Saruman’s knowledge, Saruman’s rule, Saruman’s order. But what has happened to Saruman to so turn him away from the purpose for which he was sent?

Saruman’s headquarters are at Orthanc, a tower set in a stone circle at Isengard.

Originally, this had been the site of a Gondorian strongpoint, but, as Gondor waned, it fell into disuse until taken over by Saruman with the permission of the Steward of Gondor, Beren. When we think of wizards, we imagine them as wanderers, like Gandalf and Radagast, and even more so, the two Blue wizards who have wandered so far as to have disappeared almost entirely from the history of Middle-earth. Could the very fact that Saruman would want a permanent base have been a hint that his plans went beyond the directive he had received in Valinor?

And there is worse to come. Within Orthanc, Saruman has discovered a Palantir, a far-seeing stone of Numenor.

Who else might have one of these stones? Unfortunately, one of them is in the hands of Sauron.

And the seduction of Gandalf began with the seduction of Saruman, as Gandalf says:

“Saruman…I have heard speeches of this kind before, but only in the mouths of emissaries sent from Mordor to deceive the ignorant.” (The Lord of the Rings, The Fellowship of the Ring, Book 2, Chapter 2, “The Council of Elrond”)

This figure for good being drawn away from the proper path reminded us of a similar situation in Shakespeare. Macbeth has been a successful general for Duncan, the king of Scotland. For his latest victory, he has been well-rewarded by the king, but just as in the case of Saruman, there is some part of him which wants more. Thus, when, after the battle, he and a companion meet three strange women on the edge of the battlefield, their prophetic words touch him in a place perhaps untouched before, but there.

MacbethAndBanquo-Witches

They first hail him by titles King Duncan has yet to give him–but will. Then they hail him as King of Scotland itself, and his corruption begins. It may have gone no farther than unquiet dreams had there not be a second element in his seduction: his wife.

Ellen-Terry-as-Lady-Macbeth-by-John-Singer-Sargent-1889

It is she who completes what these three strange women began, not only nurturing Macbeth’s ambition, but even planning the murder of King Duncan.

Lady_Macbeth_Cattermole Like Saruman, Macbeth is overcome, gives in, murders Duncan, seizes power, but, also like Saruman, can not retain it and, interestingly, an element in his defeat closely resembles an element in Saruman’s defeat: trees.

As his reign suffers resistance and becomes bloodier and more confused, Macbeth sees a series of apparitions, including one which reassures him–or so he thinks–that

“Be lion-mettled, proud, and take no care

Who chafes, who frets, or where conspirers are.

Macbeth shall never vanquished be until

Great Birnam Wood to high Dunsinane Hill

Shall come against him.” (Macbeth, 4.1.94-98)

But his enemies, to disguise their numbers and movements, camouflage themselves with foliage from Birnam Wood,

Macbeth’s fortress is successfully taken, and Macbeth is killed in battle, his head taken by an avenging enemy, Macduff.

Where Macbeth has had Birnam Wood, Saruman suffers from the Forest of Fangorn–

Tolkien, Nasmith, painting, illustration, Lord of the Rings, Silmarillion, Hobbit, Middle-earth

The Wrath of the Ents, by Ted Nasmith

(We would add one more Macbeth parallel for The Lord of the Rings. Another seemingly reassuring apparition has told Macbeth that he can only be killed by a very special person:

“Be bloody, bold, and resolute. Laugh to scorn

The power of man, for none of woman born

Shall harm Macbeth.” (Macbeth, 4.1.81-83)

That person turns out to be Macduff, born from a Caesarian section.

Do we need to remind our readers of what Eowyn says in reply to the Witch-king’s “Hinder me? Thou fool. No living man may hinder me!”)

After the fall of Isengard, Saruman is imprisoned in his own tower. During his imprisonment, he is deprived of the Palantir, but Sauron’s seduction has been thorough and, even when offered another chance, there will be nothing left for him in the future but being a petty spoiler and then the victim of his own slave, someone he had once seduced.

jwyatt-sarumande

Thanks, as always, for reading.

MTCIDC

Knowledge, Rule, Order

06 Wednesday Jan 2016

Posted by Ollamh in Fairy Tales and Myths, Imaginary History, J.R.R. Tolkien, Military History, Military History of Middle-earth, Narrative Methods

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Adolf Hitler, Anduin, Benedict Cumberbatch, Benito Mussolini, British Government, Charlie Chaplin, dictatorships, England, Gandalf, George V, Germany, Gondor, gothic script, Government, History, India, Isengard, Kaiser Willhelm II, Lenin, Mehmed VI, Middle-earth, monarchs, Mordor, Nazis, newsreel, Numenor, Ottoman Empire, Oz, Peter Jackson, Queen Mary, Queen Victoria, Rohan, Saruman, Sauron, Scott, Smaug, Stalin, Stock Market Crash of 1929, Sultan, The Great Dictator, The Lord of the Rings, Tolkien, Treaty of Versailles, Valar, Victoria Louise, Weimar Republic, William Morris, Writing

Dear Readers,

Welcome, as always.

Have you ever wondered what Middle Earth would have been like if the Fourth Age had begun on a calendar written by Sauron?

That of the Third Age was hardly a democratic paradise: a king rules Rohan, a stand-in for king rules Gondor. Elrond and Celeborn/Galadriel behave and are treated like royalty and Thranduil, as we learn from The Hobbit, is the king of Mirkwood. The dwarves have hereditary rulers. Only the outliers—communities like Bree and the Shire and the earlier inhabitants like Tom Bombadil and Fangorn—appear to be completely independent. (The Shire even has elections and a mayor, although the actual government, except for the shire reeves, appears to bemostly token—you wonder who’s running their seemingly-efficient postal service.)

This is not surprising, not only for an author born during the later years of Victoria,

but also for someone powerfully influenced by the medievalist interests of everyone from Scott

Sir_William_Allan_-_Sir_Walter_Scott,_1771_-_1832._Novelist_and_poet_-_Google_Art_Project.jpg

to William Morris.

(We might add that the world of fairy tales, full of princes and princesses, queens and kings, was also a powerful influence at the time—and not only on story-tellers born in monarchies—after all, even Oz is ruled by a queen—

Yet, after Smaug—who could better be a medieval fantasy villain (especially with the voice of the incomparable Benedict Cumberbatch attached)?

—something changed in Tolkien’s world. In fact, something changed in the whole outside world. With the end of World War One, monarchs toppled all over Europe and beyond, from:

Kaiser Wilhelm II of Germany

to Mehmed VI, last Sultan of the Ottoman Empire.

In place of the former, there appeared the always-troubled Weimar Republic, full of good intentions, but badly crippled, not only by the war which had sapped its manpower and resources, but by all kinds of social unrest and then by the Crash of 1929, which notoriously destroyed the value of its currency.

weimar currency.jpg

As early as 1919, there had been clashes among the forces of different ideologies—

CombatesEnBerlín19190903.jpg

And, amidst all of the unrest, there was a failed coup attempt in 1923 by the man in the overcoat in this picture.

Bundesarchiv_Bild_102-00344A,_München,_nach_Hitler-Ludendorff_Prozess.jpg

He, of course, was only following the footsteps of this man, who had pushed his way into power the year before—

to be followed, in turn, by the man on the left, from the mid-1920s.

That first man, having failed at obvious violence, tried again through more complicated means (although still employing violence, if it suited his purposes) and succeeded in 1933.

He was, so we are told, a riveting public speaker, but, if the newsreels we’ve seen are evidence, we guess you would have had to have been there.

Some people thought the style exaggerated in the 1930s and caricatured it even then.

He had a definite social agenda, which he outlined at length and often, although concealing certain of the most horrible aspects. And he liked big words and big concepts, like:

It would have been impossible for someone as intelligent and generally well-informed as Tolkien not to have been very much aware of this man and all of the other like men, busy oppressing as much of the world as they could. And this would have been especially true in a time when radio and film were changing how people received news—and how those interested in influencing others might shape what people saw. As early as 1911, the British government was using newsreel film to show the might and reach of its empire (2/5 of the globe was in their hands) when the king, George V, and his wife, Queen Mary, visited India.

Delhi_Durbar,_1911.jpg

Not to be outdone, Kaiser Wilhelm II encouraged a grand—and filmed–event in 1913, for the wedding of his daughter, Victoria Louise—and some of the film was even in color.

The Marriage of Victoria Louise Color Film

It would be easy to imagine, then, that the weight of such public figures might have influenced Tolkien in his depiction of late-3^rd-Age villains. We can see it in Saruman’s unsuccessful attempt to persuade Gandalf to join him:

“ ‘He drew himself up then and began to declaim, as if he were making a speech long rehearsed. ‘The Elder Days are gone. The Middle Days are passing. The Younger Days are beginning. The time of the Elves is over, but our time is at hand: the world of Men, which we must rule. But we must have power, power to order all things as we will, for that good which only the Wise can see.” (The Fellowship of the Ring, Chapter 2, “The Council of Elrond”)

Thus, unlike the script of Jackson’s version, there is no plan to wipe out men and replace them with orcs. Instead, men are to survive: to be ruled—perhaps under what definitely sounds like it should be a translation from something written in Fraktur—the fake Gothic script favored by the Nazis–

die-schöne-deutsche-Schrift-detail1.jpg

“ ‘We can bide our time,’” says Saruman, “ ‘we can keep our thoughts in our hearts, deploring maybe evils done by the way, but approving the high and ultimate purpose: Knowledge, Rule, Order; all the things that we have so far striven in vain to accomplish…’ ”

Such abstract, but somehow menacing, words sound like a translation of something from Hitler’s Germany: Kenntnisse, Herrschaft, Ordnung. They do not sound in the least like Gandalf’s goals, ever, and he, in fact, replies by implying that not only are they not really Saruman’s words, but that Saruman is foolish for believing them:

“ ‘Saruman,’ I said, ‘I have heard speeches of this kind before, but only in the mouths of emissaries sent from Mordor to deceive the ignorant.’ “

As really the words of Sauron, however, they give us an idea of what to expect in a world under his control. Knowledge would be for Sauron alone, we suppose, perhaps after regaining his lost ring? Certainly he wouldn’t share it with Saruman, whom, it will become clear, he never trusted. As for Rule and Order, the world would be a place full of rules and those watching that they be obeyed. And here we can remember Sharkey’s Shire, with its “by order of the Chief” signs—and its gangs of human enforcers. As well, we can think of its grey, industrial character, as we’ve discussed in a previous post, a universal Mordor, devoted to production. To this, we can add the Mouth of Sauron’s recitation of surrender conditions, delivered to the allies before the Morannon:

“ ‘These are the terms…The rabble of Gondor and its deluded allies shall withdraw at once beyond the Anduin, first taking oaths never again to assail Sauron the Great in arms, open or secret. All lands east of the Anduin shall be Sauron’s for ever, solely. West of the Anduin as far as the Gap of Rohan shall be tributary to Mordor, and men there shall bear no weapons, but shall have leave to govern their own affairs. But they shall help to rebuild Isengard which they have wantonly destroyed, and that shall be Sauron’s, and there his lieutenant shall dwell: not Saruman, but one more worthy of trust.’ “ (The Return of the King, Chapter 10, “The Black Gate Opens”)

In keeping with the influence of current events in this world, we might see this as being a parallel with the 1919 Versailles Treaty, in which Germany was to be forced to make huge territorial concessions, to disarm almost entirely, and to pay massive amounts in reparation to the victorious allies.

Treaty_of_Versailles,_English_version.jpg

The Treaty of Versailles– Wiki Article

Such terms as Sauron offers would also destroy Rohan as an ally and set up a permanent garrison between it and the north. We might also expect the restored Isengard to be a staging area for an assault upon Fangorn and the ents, to their ultimate destruction. As well, “west of the Anduin” is a very vague expression—does it include Gondor, as well as Rohan?

Religion in The Lord of the Rings has always been the subject of debate: how much or how little? Of what kind? Tolkien is quoted as saying that it was monotheistic, although, when attacked by the Mumak, Faramir’s men called on the (plural) Valar. There is no mention, in what is often extremely detailed landscape description, of any kind of temple or shrine, however. Nevertheless, we would like to conclude with an eerie thought about religion in this alternative Fourth Age. The Mouth of Sauron, aka, The Lieutenant of the Tower of Barad-dur, is described as:

“…a renegade, who came of the race of those that are named the Black Numenoreans; for they established their dwellings in Middle-earth during the years of Sauron’s domination, and they worshipped him, being enamoured of evil knowledge.”

Could we imagine that, in this other Fourth Age, a new and horrible religion might have appeared, one dedicated to the worship of Sauron—and to that Knowledge which Saruman finds so important? What do you think, dear readers?

As always, thanks for reading.

MTCIDC

Plot or Blot?

23 Wednesday Dec 2015

Posted by Ollamh in Fairy Tales and Myths, Films and Music, J.R.R. Tolkien, Narrative Methods, Uncategorized

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Adventure, An Unexpected Journey, Eagles, Gandalf, Gwaihir, His Dark Materials, Iofur Rakinson, Isengard, Manwe, Middle-earth, Mirkwood, Moth, Ornthanc, Peter Jackson, Philip Pullman, Radagast, Rohirrim, Saruman, Svalbard, The Battle of the Five Armies, The Council of Elrond, The eagles are coming, The Fellowship of the Ring, The Golden Compass, The Hobbit, The Lord of the Rings, The Return of the King, Tolkien, Wizard

Dear Readers,

Welcome, as always.

This posting is about a puzzle. Recently, while visiting Orthanc to write about Saruman, we bumped into the problem of how Gandalf escaped from there. Our memory was a little unclear about this—we knew that Gwaihir swooped down to rescue him, but why was Gwaihir there in the first place?

Eagles had appeared twice before in our experience of Gandalf, first when they rescued him and his companions from the goblins and Wargs in Chapter 6 of The Hobbit, “Out of the Frying-Pan into the Fire”. Here, the Lord of the Eagles hears the commotion as the Wargs struggle to overcome Gandalf’s fire magic and, gathering up some of his people, flies down to investigate.

Something similar happens at the Battle of the Five Armies, explained in Chapter 18, “The Return Journey”:

“The Eagles had long had suspicion of the goblins’ mustering; from their watchfulness the movements in the mountains could not be altogether hid.” Thus, they appear self-bid, but, as they are ancient creatures, first made by Manwe and given the role of watchers from the time of the First Age, it’s not surprising that they would act as they did.

Battle of the Five Armies_Final Complete.jpg

In Jackson’s An Unexpected Journey and, again, in his The Fellowship of the Ring, an eagle appears after Gandalf has had a heart-to-heart with a moth.

Gandalf+moth.png

With a moth? We asked ourselves. We scratched our heads and wondered: does JRRT use a moth? And, if so, where did the moth come from?

In fact, what really happens is a very neatly constructed piece of plotting on the part of the author, all of which is very nicely laid out in a couple of pages of “The Council of Elrond” during Gandalf’s long narrative.

Gandalf meets Radagast—who is identified, among other talents, as one for whom “birds are especially his friends”—and who says that, if Gandalf needs help with the Black Riders, he needs to apply to Saruman immediately.
In return, Gandalf says to Radagast, “We shall need your help, and the help of all things that will give it. Send out messages to all the beasts and birds that are your friends. Tell them to bring news of anything that bears on this matter to Saruman and Gandalf. Let messages be sent to Orthanc.”
Gandalf goes to Orthanc and, rejecting Saruman’s offer, is imprisoned at its top.
Then, that which was set up in 1 and 2 comes to fruition:

“That was the undoing of Saruman’s plot. For Radagast knew no reason why he should not do as I asked; and he rode away towards Mirkwood where he had many friends of old. And the Eagles of the Mountains went far and wide, and they saw many things…And they sent a messenger to bring these tidings to me.

So it was that when summer waned, there came a night of moon, and Gwaihir the Windlord, swiftest of the Great Eagles, came unlooked-for to Orthanc; and he found me standing on the pinnacle. Then I spoke to him and he bore me away, before Saruman was aware.”

Although we have solved the puzzle of Gandalf’s escape, we have no answer to why this natural and even elegant piece of plotting wasn’t used in the film any more than we understand why Radagast is turned into the horrible, clownish figure he is in the Hobbit films, having been described in “The Council of Elrond” simply as “a worthy Wizard, a master of shapes and changes of hue; and he has much lore of herbs and beasts, and birds are especially his friends.” And someone who could never be corrupted by Saruman, which is really, we think, why Saruman calls him a fool.

In an earlier posting, we suggested that Saruman, in his desire to ape Sauron, had created, in Isenguard, a mini-Mordor, just as Iofur Raknison, in Philip Pullman’s The Golden Compass, has turned Svalbard into a shabby ursine mockery of a human palace.

We also suggested that the creators of the Tolkien-derived films, when they began to veer as far from the text as they appeared increasingly to do in the Hobbit films, had become a bit like Saruman themselves, and, like his master, “cannot make real new things of [their] own…” We hesitate to add this, but, could it be that, as in the case of the orcs, they “only ruined them and twisted them…”? (The Return of the King, “The Stairs of Cirith Ungol”). After all, instead of easy plot lines, we have moths, and, in place of worthy, incorruptible wizards, we have gross clowns.

We are reluctant to end on a negative note, however. After all, just as there are the Rohirrim in The Lord of the Rings films, there are those wonderful eagles at the end of An Unexpected Journey, so why not end with them?

taking-fan-theories-to-a-next-level-the-eagles-are-coming-434375.jpg

Thanks, as ever, for reading.

MTCIDC

If you don’t know Pullman’s His Dark Materials series, we very much recommend them—but with this proviso: in the first and second volumes (The Golden Compass, The Subtle Knife), Pullman’s antagonism towards organized religion is channeled into the “Magisterium”, a believable villainous organization in the world which he has so meticulously and powerfully created. In the third volume (The Amber Spyglass), we feel that that antagonism becomes all-too-apparent and it causes that volume—in our opinion—to lack the more human element and focus of the first two volumes. The first volume can certainly be read on its own and perhaps it says something about the trilogy as a whole that a planned project for filming all three books was eventually cut to a single film of the first book. We recommend this film, as well, but suggest that you read The Golden Compass before you see it.

Like Smoke From a Fire: Sharkey’s End

04 Wednesday Nov 2015

Posted by Ollamh in Fairy Tales and Myths, Imaginary History, J.R.R. Tolkien, Maps, Narrative Methods, Research

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Adventure, Birmingham, Branywine, Bywater, Coketown, Dickens, Dol Amroth, England, Ents, factory, Fangorn, feudalism, Galadriel, Gandalf, Grima, Hard Times, Hobbiton, Idylls, industrial, Industrial Revolution, Isengard, King Edward School, Medieval, Merry, Midlands, Mordor, Morris, Oxford, Palantir, Pippin, poetry, pre-industrial, Saruman, Sauron, Scouring of the Shire, Sharkey, Southfarthing, Tennyson, The Lord of the Rings, The Shire, Tolkien

Dear Readers,

Welcome, as always.

In a previous posting, we talked about Saruman as a kind of imitation Sauron and Isengard as a mini-Mordor.

In this posting, we want to consider the implications of Gandalf’s remark about him in “Many Partings”, from The Return of the King: “I fancy he could do some mischief still in a small mean way.”

The mischief, when we see it, is definitely mean, but not small, even though confined to the limits of the Shire.

The world of The Lord of the Rings is a pre-industrial one. The most advanced technology, on the one hand, is the palantir (actually perhaps a magical, rather than mechanical, device)

and , on the other hand, a watermill.

Beyond that, it’s a medieval world, but without, it seems, feudalism, although there are, for example, castles and knights in the form of the Prince of Dol Amroth.

We can easily see why JRRT wanted this regression. On the one hand, like so many boys of his age, he had grown up reading Tennyson

and William Morris

who had created a world of Victorian medievalism, Tennyson in poetry, Morris in many different art forms.

On the other, Tolkien had grown up in Birmingham, in the English Midlands, where there had been massive development throughout the era of the Industrial Revolution.

Here’s Charles Dickens’ description of such a place from Hard Times (1856):

(Excerpt Describing Coketown)

Needless to say, although Tolkien kept a strong affection for King Edward School, where he was educated before Oxford,

he was less enthusiastic about the industrial world which surrounded it and this clearly colors his picture of Saruman. Look, for instance, at Fangorn’s description of him:

“He has a mind of metals and wheels; and he does not care for growing things, except as far as they serve him for the moment.” (The Two Towers, Book 1, Chapter 4, “Treebeard”) (It’s revealing, by the way that this is almost a quotation of something which Saruman later says of Gandalf, “When his tools have done their task he drops them.” The Return of the King, Book 2, Chapter 8, “The Scouring of the Shire”)

Saruman, then, with his metal mind, has turned the once-beautiful Isengard

into an arms factory

another Midlands,

and has angered the Ents, as well, by the wanton destruction of trees, not just for fuel, it appears, but just out of sheer spitefulness.

As we wrote earlier, all of this has remade Isengard into a mini-Mordor—as Frodo says: “Yes, this is Mordor…just one of its works. Saruman was doing its work all the time, even when he thought he was working for himself.” (The Return of the King, Book 2, Chapter 8, “The Scouring of the Shire”)

So, when Saruman, Grima in tow, leaves his ruined factory, one could almost imagine just what he might have in mind when he says to the hobbits:

“Well, it will serve you right when you come home, if you find things less good in the Southfarthing than you would like.” (The Return of the King, Book 2, Chapter 6, “Many Partings”)

We know from Merry and Pippin’s experience at the gate of Isengard that Saruman has been importing pipe-weed, a main export of the Southfarthing.

But when the hobbits, having forced the gate at the Brandywine, are making their way towards Hobbiton, they begin to have a feeling that much more has been damaged than the South Farthing: “Still there seemed an unusual amount of burning going on, and smoke rose from many points round about. A great cloud of it was going up far away in the direction of the Woody End.” (The Return of the King, Book 2, Chapter 8, “The Scouring of the Shire”)

This smoke bears an ominous resemblance to the Midlands (and, in fact, to all of industrial England):

There is worse to come, however: Bywater. “Many of the houses that they had known were missing. Some seemed to have been burned down. The pleasant row of old hobbit-holes in the bank on the north side of the Pool were deserted, and their little gardens that used to run down bright to the water’s edge were rank with weeds. Worse, there was a whole line of ugly new houses all along the Pool Side, where the Hobbiton Road ran close to the bank. An avenue of trees had stood there. They were all gone. And looking with dismay up the road towards Bag End they saw a tall chimney of brick in the distance. It was pouring out black smoke into the evening air.” (The Return of the King, Book 2, Chapter 8, “The Scouring of the Shire”)

And here, we move from a single smoking mill to a smoking mill town.

Saruman’s revenge has been more than small and mean, especially in terms of the industrial world which The Lord of the Rings rejects: the Shire is on its way to becoming another Midlands,

even to the workers’ miserable housing.

And the cutting down of trees (including, as we will find out, the Party Tree) insures the truth of Saruman’s sneering statement to the hobbits:

“…I have done much that you will find it hard to mend or undo in your lives.” (The Return of the King, Book 2, Chapter 8, “The Scouring of the Shire”)

But, as we know, Saruman, even in his moment of triumph, has no more than a moment to enjoy it. He is murdered by Grima and here we see the final irony. As Saruman has turned the medieval, bucolic Shire into a smoky horror, so he himself is turned to smoke:

“To the dismay of those that stood by, about the body of Saruman a grey mist gathered, and rising slowly to a great height like smoke from a fire, as a pale shrouded figure it loomed over the Hill. For a moment it wavered, looking to the West; but out of the West came a cold wind, and it bent away, and with a sigh dissolved into nothing.” (The Return of the King, Book 2, Chapter 8, “The Scouring of the Shire”)

A final thought, however. Might we see Saruman’s gesture towards the West, in which he clearly feels that he has been rejected by that which sent him to Middle Earth, as a mirror Galadriel’s gesture of rejection towards the East, when she refuses the Ring?

“She lifted up her hand and from the ring that she wore there issued a great light that illuminated her alone and left all else dark. She stood before Frodo seeming now tall beyond measurement, and beautiful beyond enduring, terrible and worshipful. Then she let her hand fall, and the light faded, and suddenly she laughed again, and lo! she was shrunken: a slender elf-woman, clad in simple white, whose gentle voice was soft and sad.” (The Fellowship of the Ring, Book 2, Chapter 7, “The Mirror of Galadriel”)

Thanks, as always, for reading.

MTCIDC

It Will Have To Be Paid For!

12 Wednesday Aug 2015

Posted by Ollamh in Economics in Middle-earth, J.R.R. Tolkien, Maps

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Asia Minor, Bilbo, Bronze, Chinese, Coinage, Currency, Deagol, Egyptians, Germanic, Gondor, Greeks, Isengard, Italy, Middle-earth, Moria, Pennies, Rohan, Roman Coins, Roman Roads, Romans, Saruman, Shire, Silver, Smeagol, Sumerians, Theodric, Tolkien, Trade, Treasure

Dear Readers,

Welcome, as always!

We recently wrote about Saruman and his pipeweed trade along the North-South and Great East Roads, and concluded that those roads reminded us of Roman Roads. Looking at road networks from both Rome and Middle-earth, we see both as just that, networks, lines of communication which travel to and from central points.

The roads of Middle-earth don’t appear to be so elaborately constructed and paved, of course, but then, at least for many centuries before The Lord of the Rings, there had been no central authority to maintain the system.

Although the idea of a Roman road—especially one that is incomplete or ruinous–

gives us a similar image.

But there’s still something missing—Saruman has roads and connections, but how would he have paid for the pipeweed? He could have used a barter system, although that would mean understanding what it would be that he might use—raw material from the mountains? Some sort of manufactured goods made at Isengard? This could certainly be so, if we’re thinking of Middle-earth as a place set in pre-currency times, such as the Sumerians and the Egyptians, who managed their extensive trade just fine without a single coin.

And we could just leave it at that, but then there’s a clue in the first chapter of The Fellowship of the Ring which suggests that the actual commercial system is based upon currency.

“When the old man, helped by Bilbo and some dwarves, had finished unloading, Bilbo gave a few pennies away…” LOTR 25

Bilbo is rumored to have treasure hidden away in his hobbit-hole, with much speculation from all,

“’There’s a tidy bit of money tucked away up there, I hear tell,’ said a stranger… ‘All the top of your hill is full of tunnels packed with chests of gold and silver…’” LOTR 23

And the Shire isn’t the only place where pennies are used—when Sam wants to purchase Bill the pony in Bree,

“Bill Ferny’s price was twelve silver pennies; and that was indeed at least three times the pony’s value in those parts.” LOTR 175

This indicates a standard value based upon that currency, which one assumes was universal (with a tone in the text which implies that everyone might share that opinion), and old enough that it was the accepted modus for buying and selling. As Tolkien himself once wrote:

“I am not incapable or unaware of economic thought; and I think as far as the ‘mortals’ go, Men, Hobbits, and Dwarfs, that the situations are so devised that economic likelihood is there and can be worked out…” LT, L.154 P.196.

Thus, although he was clearly aware of such economic transactions, he didn’t need them for a plot and Merry and Pippin’s food and drink–and smoke–are simply there–with the implication that Saruman’s reach is longer than anyone has assumed.

In fact, there are very few scenes where money is needed at all—the Prancing Pony is the only inn they come across on the road, and the Fellowship otherwise camps out until they are taken in at Lorien, Edoras, and Gondor, and a guest/host relationship becomes a major part of the story. We’ve actually even seen this sort of thing near the very beginning of the story, when Frodo becomes Elf-friend to Gildor, and is awarded provisions (and a hearty breakfast) for their journey.

We have only a little knowledge of the commercial world of Middle Earth, as you can see, and no description of “pennies”, except that some are silver. What might they have looked like? In our earlier essays, we’ve used parallels from the history of our earth, just as JRRT might used road systems which could easily have been influenced by the Roman roads which once connected so much of Britain, to build the roads in Middle-earth. Some of those Roman roads, even in his time, were still visible–some even still used (although usually paved over).

Using our parallel method, we turn to Roman coinage.

We’re dealing with silver coinage in northwest Middle-earth, where Saruman’s imports come from, and if we’re thinking about Rome, we’d be looking at a time where coinage had already existed. We have no idea when coins were first issued in Middle Earth–considering how complexly organized the North and South Kingdoms had been for many centuries, we would imagine that a thousand years before the events of The Lord of the Rings probably wouldn’t be too soon. We have a small piece of evidence from some five hundred years before, when Deagol says to Smeagol:

“’I don’t care,’ said Déagol, ‘I have given you a present already, more than I could afford.’” LOTR, 52

In Rome, silver coinage was introduced in 269 BC, courtesy of the Greeks, after the Romans had been using bronze.

Coins originated in Asia Minor in the 6^th c. BC and quickly caught on, being a convenient and highly portable way of transporting wealth—it was much easier to carry and design to designate between currencies, and the Chinese even began to manufacture coins which could be strung together.

In Middle-earth, this would make it easier to trade beyond the borders of a local market, or even the Shire–and would certainly have been accepted at The Prancing Pony.

All of this leads, however, to Questions for Further Study, as textbooks often say. Currency needs backing—the Roman republic and then the empire backed Roman coins. What backed those pennies in the Shire and beyond?Imagine that, in Middle-earth, the major legitimate government was Gondor—would these pennies have been originally Gondor-issued? If so, perhaps just what happened to Roman currency in late imperial times might have happened in Middle-earth—as Rome began to fall apart, semi-independent governments began to issue coins on their own, such as Theodric, the Germanic ruler of Northeastern Italy:

Visually, they remind us–and they were certainly intended to–of imperial coins, with their images of Roman emperors. Theodoric, even with his unusual hairstyle, meant to be seen as a new ruler for an old Rome. Can we imagine dwarf coins, perhaps issued from the Moria mint? And, when we remember that Mordor has tried to acquire horses from Rohan, what would Mordorian currency have looked like? And, returning to Saruman for a final time—if he paid for pipeweed in coins, did they bear a white hand?

Thanks, as ever, for reading,

MTCIDC,

Slings and Arrows

29 Wednesday Jul 2015

Posted by Ollamh in J.R.R. Tolkien, Military History of Middle-earth

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Tags

Charles Goodyear, Civil War soldiers, Dwarves, Gandalf, Goliath, Industrial Revolution, Isengard, Mr. Baggins, Ori, Pipeweed, Potatoes, Sling, Slingshot, The Hobbit, Tolkien, Tomatoes, Vulcanized

Dear Readers,

“Cold chicken and tomatoes!” shouted Gandalf in 1937 to a flummoxed Mr. Baggins.

“Cold chicken and pickles!” shouted Gandalf in 1966 to a still-flummoxed Mr. Baggins.

Something has happened in those 30 years– and it isn’t just a change in the Hobbit menu.

It’s about anachronism– what is appropriate within a time period and its place– and how Tolkien, in retrospect, came to believe that tomatoes didn’t grow in Middle-earth.

This is odd, one might think, because potatoes and tobacco (only called such in The Hobbit and always “pipeweed” in The Lord of the Rings) do grow there. (Although perhaps only in the Shire? Gollum, a one-time resident of the banks of the Anduin, certainly doesn’t recognize potatoes.)

We’ll never know why the tomatoes disappeared, while the other two remained, they all, being products of New World exploration and importation. After all, all three are agricultural produce and, depending on climate and soil, equally possible.

But then, there’s that slingshot.

It’s not in The Hobbit, but in P. Jackson’s The Hobbit. Ori the Dwarf is armed with it, we suppose in an attempt to differentiate him from the other Dwarves, and to suggest his age in relation to them (although he appears to be perhaps 150 years old, more or less– see the Tolkien Gateway citation for “Ori” for further information).

Consider, however, what gives a slingshot its zing: a big rubber band.

This rubber band is a strip of vulcanized rubber, the process for making such rubber only being patented in our world in 1844 by Charles Goodyear.

(A process which allowed Civil War soldiers to wear rain ponchos.)

Unlike tomatoes, vulcanization represents a further idea in the ongoing Industrial Revolution– an event which did not take place in the Third Age of Middle-earth. (We might see events at Isengard as perhaps signaling pre-industrialization, of the sort one saw in the earlier 18th century in western Europe and particularly in Great Britain.)

Instead of a comparatively recent slingshot, why not use a well-known missile weapon of the ancient world, the sling?

Instead of the tension of vulcanized rubber, this uses arm muscle and physics to propel its deadly ammunition– just ask Goliath.

(For any number of examples of the sling in action, just google ‘sling” on YouTube.)

For us, then, this seems to be a choice. And maybe a significant one. Either, like Tolkien, to consider and reconsider carefully each item and to decide for or against, or simply to grab something convenient and use it, apparently not caring if it were appropriate for Middle-earth or not.

It’s easy to see where we stand on this, so we leave it to you, dear readers: which would you choose?

Thanks, as ever, for reading,

MTCIDC,

doubtfulsea

~ adventure fantasy

Tag Archives: Isengard

Shire Portrait (2)

When One Door Closes.3

Bilbo’s Shopping List

The Road (No Longer) Taken

Nought’s had, all’s spent

Knowledge, Rule, Order

Plot or Blot?

Like Smoke From a Fire: Sharkey’s End

It Will Have To Be Paid For!

Slings and Arrows