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Peace! Count the Clock!

25 Wednesday Oct 2017

Posted by Ollamh in J.R.R. Tolkien, Literary History, Narrative Methods

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ABC Alphabetical Railway Giude, Agatha Christie, anachronism, Bag End, Bradshaw's Railway Companion, clocks, Egyptian, feudalism, Gros Horloge, hour glases, Liverpool and Manchester Railway, Macbeth, Medieval, Normandy, Pope Sylvester II, railways, Rouen, Salisbury Cathedral clock, Shakespeare, sundial, The Lord of the Rings, Tolkien, Wapping tunnel, water clocks, Wells Cathedral

Welcome, as always, dear readers.

In our last, we puzzled over something in the entryway to Bag End.

image1bagend.png

It’s that thing to the left of the door.   It looks rather like a clock (which is what we thought before examining it more closely), but it is, in fact, a barometer—and a very puzzling thing for Bilbo to have, as we suggested.

On the right hand wall, however, there is another puzzling object:  an actual clock.

In our world, of course, this is no puzzle at all, clocks being so common.  In fact, our major way of indicating time in English is to say, “It’s 11 o’clock”, where “o’clock” is a contracted form of “of the clock”.  Even if, like many in our world, you get your time from your phone, you’ll still say this, won’t you?

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This has been the case since the 16th century, as we can see in Shakespeare’s plays—including moments when characters who live in times before clocks still talk about them, as in Macbeth, Act II, Scene 4, where Macbeth’s cousin, Ross, says to an Old Man, “By th’clock ‘tis day”, when the historical Macbeth lived in the 11th century AD, perhaps 200 and more years before clocks began to appear in western Europe.

Although we’ve seen it regularly cited that Pope Sylvester II

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invented the first mechanical clock in the 990s AD, we have yet to see anything in the way of concrete evidence that this is so.  Rather, we see the first clocks to have appeared in the later 14th century, including the Salisbury Cathedral clock, which perhaps dates from 1386.

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Likewise there is the clock of Wells Cathedral, tentatively dated to about the same time

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or the Gros Horloge in Rouen, in Normandy, whose internal workings date from 1389.

 

And the pendulum clock—which is what is visible on the right hand wall of Bag End—is an even later invention, credited to the Dutch scientist of the mid-17th century, Christian Huygens.

image7pendulumimage8huygens

 

 

 

Long before such devices, people marked time by such things as hour glasses (possibly medieval? Lots of discussion about this, but there is documentation that medieval ships’ captains began to use them)

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and water clocks (used in Athenian court rooms to control speeches—when citations of established law were read in court, the order was to “stop the clock”, as reading law as evidence clearly wasn’t considered to be part of a speech)

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and even put the sun to work, using its moving shadow to tell the time.  (This is the earliest sundial we’ve seen—it’s Egyptian, from the 13th century BC)

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(And just a linguistic footnote on “telling time” as a sort of pun.  On the one hand, we read time off a device—and, if asked, aloud—so that we are “telling—that is reciting—the time”.  At the same time, an older usage of the verb “to tell” was “to count”.  This is preserved in the “teller” in a bank, by someone “telling” a rosary, and by “tolling” a bell.  It can also be seen in other Germanic languages, like Danish, which has the verb “taelle”, “to count”, and German, “zaehlen”.  So, when you “tell” time, you’re both deciphering the information from a device—possibly aloud—and doing so by counting.)

All of which leads us back to Bilbo’s clock, on a wall in the Shire.

As far as we can tell, at the end of the Third Age, the Shire was primarily a non-feudal medieval agricultural world.

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Such worlds are, considering how much the sun is involved in growing things like grain,

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governed by daylight, which is, on the whole, easy to mark and measure.  (A difficulty for sundials, of course, is that the sun changes position throughout the year and the hours of daylight can vary greatly.  Perhaps this is why there is a famous sundial motto:  “Horas non numero nisi serenas”—“I count only the fair—that is, sunny—hours”.)

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So why is there a pendulum clock on that wall?

A partial answer might be the same as that for the barometer:  JRRT is recreating something from his own past, or even from his present—the big dial looks later to us than the 1890s.  Just as in the case of that reference to Bilbo shrieking “like the whistle of an engine coming out of a tunnel” (The Hobbit, Chapter One, “An Unexpected Party”), it mirrors Tolkien’s own world—a world in which railways in Britain were a major influence on changes in marking time.

Railways had begun to appear in 1830, with the Liverpool and Manchester Railway.

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(And here, by the way, is an engineering marvel of the time—the 1.25-mile long Wapping tunnel, dug to allow the railway’s passage into Liverpool and the first such tunnel to be constructed under a city.  Seeing this 1831 illustration, it’s easy to imagine what kind of shriek Bilbo must have made!)

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By 1840, building and traffic had increased dramatically and, as the rail lines stretched across England, an awkwardness appeared:  there was no uniform time standard.  Towns close to each other might share the same time, but those between London and Liverpool, say, had their own methods of marking time and so attempting to produce a dependable schedule for a train’s journey was nearly an impossibility along the 178 miles (287km) between the two cities.

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Those in charge of the early railways quickly saw the difficulty and began, as early as 1840, to standardize the measurement of time along their routes.  By the late 1850s, standardization had been mainly achieved—although it was only in the 1880s that the government stepped in to complete the progress.

This regularizing of time produced, on the one hand, standard railway timetable books, like Bradshaw’s Railway Companion

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(first published in 1839 and often consulted by Watson and Holmes on their extra-London adventures) and The ABC Alphabetical Railway Guide

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(first published in 1853 and the basis of Agatha Christie’s 1936 novel, The ABC Murders).  On the other hand, it also produced standardized time in general, eventually going global, something which the industrial revolution increasingly demanded as part of its production cycle and now so deeply ingrained that virtually everything we do is influenced by it and we even incorporate it into our bodies, either tying it to our wrists

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or wear it as part of our clothing.

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Work, school, even fun (movies begin on time schedules, television is one long schedule, as well as certain elements of the internet—although the internet does offer the subversive possibility of doing things “on your own time”), all of it moves to the measured tick of time.   In 1937, the year after Agatha Christie’s novel based upon railway timetables was published, JRRT would have felt it, from his lecture schedule to the evening radio broadcasts of the BBC.

Almost as if it were a gathering force of the MODERN WORLD, then, the measurement and standardization of time has crept up, from the later medieval world on.  We can see that Shakespeare was influenced by it—in Julius Caesar (1599?), Act II, the jumpy Brutus and Cassius listen to the sound of a clock striking three—in a world where there would be no clocks to strike for almost 1400 years (but providing us with the title of this post).  Is it any wonder, then, that clocks could have slipped into Middle-earth?  And, besides, they do have a use for Bilbo—how else could he shout to the dwarves as he left them, “If ever you are passing my way…don’t wait to knock!  Tea is at four…” (The Hobbit, Chapter Eighteen, “The Return Journey”)?

Thanks, as ever, for reading.

MTCIDC

CD

Shire Portrait (I)

01 Wednesday Feb 2017

Posted by Ollamh in Economics in Middle-earth, J.R.R. Tolkien, Literary History, Maps, Military History, Military History of Middle-earth, Narrative Methods

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British Museum, culture, elections, farthing, feudalism, Government, Hobbitry-in-arms, Hobbits, Louvre, Maps, Mathom-house, Mayor, Michel Delving, Middle-earth, museums, police, Postmen, Sharkey, Shire, Shire-moot, Shire-muster, Shirriffs, Thain, The Hobbit, The Lord of the Rings, The Scouring of the Shire, thegn, Tolkien, vassal, Vatican, voting, White Downs, Witch-King of Angmar

Welcome, dear readers, as always.

In our last post (well, next-to-last–the last was on circuses), we talked about museums and Mathom-houses and, thinking that the Shire had a museum, made us wonder about what we might call “Shire culture” in general. What is it which makes the Shire the Shire?

1theshire.jpg

To go about answering that, we tried to think of a model. Could we imagine ourselves doing a tourist brochure? A wiki article? And where would we begin?

Suppose, we thought, we begin with the outermost shell, rather as in our world: the government.

The first ten pages of the Prologue to The Lord of the Rings contain a good deal of information about hobbits and their homeland, with many other details to be gleaned from the main body of the text and the appendices and some from The Hobbit. There is undoubtedly more yet to be found in several of the subsidiary volumes, but we decided that, to make this a series of readable posts and not a small encyclopedia, we would stick to the two main works.

With all of that material to help us, all we needed was an entry point—and, almost immediately, we decided that we could begin where we left off, with that very museum, which originally attracted us because it stood out as something one would expect from a much more organized state, rather than from what, on the whole, appears to be such a rural and decentralized place.

After all, museums, as we have discussed, are a relatively recent invention in the west and public museums are even newer (the first state-sponsored museum in Britain, for example, only dates from the 1750s). Since our last posting, we’ve done a bit more research and, with one or two possible exceptions, it seems that public museums only begin to appear at all from the second half of the 17th century. (A quick and useful reference may be found at: https://museu.ms) Even so, such places have a good deal to say about a culture:

  1. that it values elements of its past, both historical and artistic, enough that it is willing to collect and preserve them
  2. that it believes that such elements should then be put upon public display (the why of that might include: to use for educational purposes—which assumes that the past has things to teach the present; to provide aesthetic pleasure; even to show the wealth and power of a state which has such a history and such artists)
  3. that it is willing to provide space, at the public expense, to house and display such things

The Mathom-house is hardly, from JRRT’s description, the equivalent of the British Museum

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or the Louvre

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or the Vatican

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or any of the other thousand wonderful museums around the world, big or small. And yet it is there and in the closest thing to a capital which the Shire has to offer, Michel Delving. It is only the closest thing because the Shire has almost no formal governing structure.

As the Prologue says:

“The Shire at this time had hardly any ‘government’. Families for the most part managed their own affairs…”

Originally, as the Prologue tells us, the Hobbits had moved into the land which would become the Shire with the permission of the high king of the North Kingdom, at Fornost. When the last king and his kingdom had fallen to the Witch King of Angmar, the Hobbits replaced him with a “Thain” (actually an Old English word for, among other things, a “vassal”—that is, one who acts as a subordinate—in a feudal system, this might imply that the person has received land from someone higher on the social scale in return for taxes and/or military service).  Here’s a thegn (Old English spelling) as a warrior.

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By the time of The Hobbit, this office had dwindled, but not quite disappeared:

“The Thain was the master of the Shire-moot, and captain of the Shire-muster and the Hobbitry-in-arms, but as muster and moot were only held in times of emergency, which no longer occurred, the Thainship had ceased to be more than a nominal dignity.”

In fact,

“The only real official in the Shire at this date was the Mayor of Michel Delving (or of the Shire), who was elected every seven years at the Free Fair on the White Downs at the Lithe, that is at Mid-summer. As mayor almost his only duty was to preside at banquets, given on the Shire-holidays, which occurred at frequent intervals. But the offices of Postmaster and First Shirriff were attached to the mayoralty, so that he managed both the Messenger Service and the Watch. These were the only Shire-services, and the Messengers were the most numerous, and much the busier of the two. By no means all Hobbits were lettered, but those who were wrote constantly to all their friends (and a selection of their relations) who lived further off than an afternoon’s walk.

The Shirriffs was the name that the Hobbits gave to their police, or the nearest equivalent that they possessed…they were in practice rather haywards than policemen, more concerned with the strayings of beasts than of people. There were in all the Shire only twelve of them, three in each Farthing, for Inside Work. A rather large body, varying at need, was employed to ‘beat the bounds’, and to see that Outsiders of any kind, great or small, did not make themselves a nuisance.”

This gives us the whole of the top level of Shire culture, the public face: a vestigial Thain (representative of the long-gone King), a figurehead Mayor, a postal service, and a tiny police force/border guard.

And how does any of these hold office?

The Thain, as we know, is hereditary.

The Mayor is, as quoted above, elected—although we have no idea of the process. Does one vote by town? By Farthing? Or is there simply a kind of country-wide method? We also have no idea of suffrage: who has the vote in the Shire? Is it general (England had general suffrage by the time JRRT was writing The Hobbit, all men over 21 by 1918, some women—householders over the age of 30—having been included in elections in 1918, women in general over 21 in 1928)? Or is it the older “only property-holders” method? Or are there “hereditary electors” who do the choosing? (As CD have just gone through an election here in the US, all of these questions, as you can imagine, are fresh in our minds!)

The “postmen” (our word) are, so far as we can tell, a mystery, both as to who they are or how they gain their employment.

Shirriffs appear to be volunteers, as we learn in “The Scouring of the Shire”, when Sam talks to Robin Smallburrow, who says “You know how I went for a Shirriff seven years ago, before any of this began.”

There being so little in the way of government, are there any public buildings except for the Mathom-house? If there are, we have yet to locate them. It’s striking that, when “Sharkey” takes over the Shire, he sets up a number of such places, but neither government buildings nor museums, instead, they are tokens of a police state: barracks and watch houses, dens reminding us of something which JRRT would have seen all too much of in newspapers and magazines, as well as newsreels as he worked on the early stages of The Lord of Rings:

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(More on Sharkey and the takeover in a future posting!)

Considering that there is a small policing force, as well as a kind of postal institution, we looked for another government department: the Internal Revenue Service. After all, we pay for our police and used to pay for postage stamps, back in pre-internet days, and we pay for public museums, too: how does it work in the Shire? The simple answer is, we don’t know. In fact, we don’t really know much about how the economy works in general. And that will be the subject of our next posting.

Thanks, as always, for reading!

MTCIDC

CD

Feudal Array 2

27 Wednesday Jan 2016

Posted by Ollamh in Economics in Middle-earth, Fairy Tales and Myths, Imaginary History, J.R.R. Tolkien, Literary History, Military History, Military History of Middle-earth

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14th century, 15th century, Adventure, Agincourt, Anglo-Saxon, armor, Bayeux Tapestry, feudalism, Fyrd, Gerry Embleton, Huscarl, Luttrell Psalter, Middle-earth, N.C. Wyeth, tapestry, The Lord of the Rings, Tolkien

Welcome, as always.

In this posting, we want to conclude what has turned out to be a kind of mini-series on Feudalism in Middle Earth. Two postings ago, we used the 14th-century Luttrell Psalter to illustrate what working the plowland behind the Rammas Echor might have looked like. In our last, we used the Bayeux Tapestry to offer another possible visual influence on Tolkien’s depiction of the Rohirrim: the conquering Normans. In this final posting, we will look at the forces of Rohan’s ally, Gondor and will use a number of sources, both medieval and modern.

In the Jackson movies, there is a kind of regularity, from Osgiliath to Minas Tirith in what we are shown.

gondorians.jpg

This is not surprising if the cue for costuming has come primarily from one description:

“The Guards of the gate were robed in black, and their helms were of strange shape, high-crowned, with long cheek-guards close-fitting to the face, and above the cheek-guards were set the white wings of sea-birds; but the helms gleamed with a flame of silver, for they were indeed wrought of mithril, heirlooms from the glory of old days. Upon the black surcoats were embroidered in white a tree blossoming like snow beneath a silver crown and many-pointed stars. This was the livery of the heirs of Elendil, and none wore it now in all Gondor, save the Guards of the Citadel before the Court of the Fountain where the White Tree once had grown.” (The Return of the King, Chapter 1, “Minas Tirith”)

We have no wish to criticize—in this respect, at least—the creators of the films for taking what might appear to be an easy out: uniformity being cheaper than individuality, since it’s clear that, when it came to dramatic effects in the films in general, the old theatrical advertising line, “No Expense Was Spared To…” is really true. Instead, we want employ our former method of consulting medieval manuscripts, as well as another passage from the same chapter, to offer another possible view, one which might have influenced the author in his depiction of the defenders of Gondor.

We’ll begin with the passage:

“Leading the line there came walking a big thick-limbed horse, and on it sat a man of wide shoulders and huge girth, but old and grey-bearded, yet mail-clad and black-helmed and bearing a long heavy spear. Behind him marched proudly a dusty line of men, well-armed and bearing great battle-axes; grim-faced they were and shorter and somewhat swarthier than any men that Pippin had yet seen in Gondor…

And so the companies came…The men of Ringlo Vale…from the uplands of Morthond…five hundred bowmen…From the Anfalas…a long line of men of many sorts, hunters and herdsmen and men of little villages, scantily equipped save for the household of Golasgil their lord. From Lamedon, a few grim hillmen…Fisher-folk of the Ethir…Hirluin the Fair…with three hundreds of gallant green-clad men. Imrahil…with gilded banners bearing his token of the Ship and the Silver Swan, and a company of knights in full harness riding grey horses; and behind them seven hundreds of men at arms, tall as lords, grey-eyed, dark-haired, singing as they came.”

There is actually not a lot of detail here, but there are a few hints. First off, there are those “great battle-axes”.   Here are two images from the Bayeux Tapestry of the Anglo-Saxon king, Harold’s, bodyguards, his huscarl, armed with their characteristic long-handled axes.

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And here is a modern reconstruction.

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Next, we have those five hundred bowmen from Morthond. The Tapestry can provide a useful image of those,

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but perhaps what JRRT really was thinking of were the famous longbowmen of Crecy and Poitiers and Agincourt, whose skill and courage knocked down whole waves of equally brave French knights. Here are a pair of modern images by the brilliant historical illustrator, Gerry Embleton, himself a medieval reenactor.

EnglishLongbowman1330-15151
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Besides the huscarl, King Harold’s army was made up of the fyrd, a kind of militia drawn from the freemen of the countryside, who had to provide their own weapons and equipment and were only required to serve for limited periods—they would have been farmers, most of them, after all, and couldn’t be off the farm for too long without threatening their own livelihoods. Perhaps these could suggest that “long line of men of many sorts”. Here’s an image from the Tapestry of what appears to be the fyrd fending off a mounted Norman attack. You’ll notice the lack of defensive armor.

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“gallant, green-clad men” is rather vague, but, suddenly, all we could see is Robin Hood and his Merry Men. And so we can’t resist including some of our favorite N.C. Wyeth illustrations.

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And these could easily provide the model for the rangers in South Ithilien, couldn’t they?

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Last, there is that “company of knights in full harness”. This presents a real problem. Knights from which period? The armor available at the time of the Bayeux Tapestry in the mid-11th century

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and which, we suggested in our last, might be good for the Rohirrim, was very different from that of later times. Here’s the armor of the days of Sir Geoffrey Luttrell,

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in the early 14th century—

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and here’s what the English archers would have faced as worn by their valiant French opponents at Agincourt, in 1415.

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This handy chart can give you a diachronic (through-time) view of changes in medieval armor.

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If we look at something produced through the workshop of William Morris, that strong influence upon JRRT, we find this group of knights from a set of tapestries produced in the 1890s.

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The armor is pretty vague (the systematic study of the history of armor was still in its childhood then—if you’re interested in the early days, google Sir Samuel Rush Meyrick to learn about its first great scholar), but one of the helmets—the one to the far left in the background, looks like a visored sallet, which could date what we see in the tapestry to the later 15th century.

Sallet_helmet,_Southern_Germany,_1480-1490_-_Higgins_Armory_Museum_-_DSC05461.JPG

(Sharp-eyed readers who are Star Wars fans—we are—will recognize this general pattern from the technical people on the Death Star—

deathstarcrewmen.png

We might add that Morris and his friends were strongly influenced by pre-Renaissance and early Renaissance painters, so perhaps this picture, one of a set of 3 by Paolo Uccello from the middle of the 15th century, might also provide a possible model (and we’re glad to show you the whole set because we think that they’re just magical).

Öèôðîâàÿ ðåïðîäóêöèÿ íàõîäèòñÿ â èíòåðíåò-ìóçåå Gallerix.ru

Uccello_Battle_of_San_Romano_Uffizi

 

Taken all together, these produce a very different image from the films, don’t they? Much more individual, often much less well-equipped, more actual medieval, as we would imagine the author had had in mind. So—contrast this

 

with this:

ArmiesOfAgincourt.jpg

Which do you prefer, dear readers?

Thanks, as always, for reading.

MTCIDC

CD

 

Feudal Array 1

20 Wednesday Jan 2016

Posted by Ollamh in Artists and Illustrators, Economics in Middle-earth, Fairy Tales and Myths, Imaginary History, J.R.R. Tolkien, Literary History, Military History, Military History of Middle-earth, Narrative Methods

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Anglo-Saxon, Bayeux Tapestry, Embroidery, feudalism, Medieval, Middle-earth, Normandy, Peter Jackson, Rohirrim, tapestry, The Lord of the Rings, Tolkien

Welcome, as always, dear readers.

In this posting, we would like to continue what we began in “Behind the Rammas Echor”. In that posting, we talked about using the illustrations from medieval English psalters (the wonderful 14th-century Luttrell Psalter in particular) to try to visualize the feudal world suggested by certain aspects of Tolkien’s The Lord of the Rings.

In that posting, we said that feudalism could be broken down into two big categories, land and troops, and there we spent time looking at basic agricultural life, to imagine the look of the feudal world of Middle Earth.

Now we move on to troops. And, as much as we can, we would like to continue to use medieval images to help us.

In previous posts, we’ve praised Jackson’s depiction of the Rohirrim, both the architecture and the people. Edoras and Meduseld within it just look right—and, when you watch the material on constructing them in the extended version box set, we can only be absolutely bowled over by the care taken there, for all that we have difficulties with certain other parts of the films, both in look and in the changes to the text.

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meduseld.jpg

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In one previous post, we suggested the kinds of models we both know and imagine Tolkien used to create the Rohirrim. These were primarily Anglo-Saxon, but combined with a horse people (which the Anglo-Saxons were not) of some sort, possibly Scythian (an Indo-European-speaking horse folk from north of the Black Sea).

ScythianCavalry.jpg

As we’ve thought more about it (one, for us, of the great pleasures of solid adventure literature, new and old—is that you not only want to think more about it, but, as you do, you find more in it), we began to imagine that Tolkien might have had another visual source, based upon another famous set of medieval illustrations, the Bayeux Tapestry.

This is a roll of linen, some 230 feet (that’s about 70 metres) long and 20 inches (50 centimetres) high, into which are woven three bands of designs. The center is a long (very long!) series of adjoining panels covered in human figures, which have been stitched on with various colored woolen threads. Above and below the central band are two narrower ones which combine abstract figures (commonly on the upper panel) with human activities (on the lower one). Across the top of the central band are a series of captions in very simple Latin, describing what is happening below.

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The caption here reads: “Here Harold the king has been killed.”

As it’s not through-woven, like this—

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this isn’t really a tapestry, but an embroidery, in fact.

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It’s linked to the cathedral at Bayeux, in Normandy, where it has been for at least 6 centuries. On the map, find Le Havre and look left and you’ll see Bayeux.

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bayeux_cathedral.jpg

Where it really came from and who made it are two of those mysteries that it’s been fun to follow the scholarship of, but, as of 2015, there are lots of theories, some of them more convincing than others, but that’s all there are: theories. If you’d like to know more about them, go to: www.bayeux-tapestry.org.uk/whomadethetapestry.htm.

The tapestry is housed in an impressive museum in Bayeux, where its entire length is ingeniously displayed in a sort of wrap-around way.

The-Bayeux-Tapestry-Museum-1019.jpg

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We’ve given you lots of facts, but the one thing we haven’t mentioned is the subject of such an immense work. It is, in fact, a lengthy piece of propaganda justifying the Norman invasion and conquest of England in 1066AD. We know, then, one definite thing about it: it certainly wasn’t embroidered for the Anglo-Saxons! (Although there is at least one theory that it was made by them.)

As much as we are interested in the subject, what has caught our attention now is the look—here are soldiers from the same period as the Anglo-Saxon model for the Rohirrim, after all, but, although archers are depicted on the Norman side, and a few infantry, the Normans are mainly shown as horsemen.

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Here is our first sight of the Rohirrim in The Two Towers, Chapter 2, “The Riders of Rohan”:

“Their horses were of great stature, strong and clean-limbed; their grey coats glistened, their long tails flowed in the wind, their manes were braided on their proud necks. The Men that rode them matched them well: tall and long-limbed; their hair, flaxen-pale, flowed under their light helms, and streamed in long braids behind them; their faces were stern and keen. In their hands were tall spears of ash, painted shields were slung at their backs, long swords were at their belts, their burnished shirts of mail hung down upon their knees.”

05bayeux.jpg

Minus the grey horses and the braids, what do you think, dear readers?

 

As ever, thanks for reading.

CD

MTCIDC

 

PS

That MTC will be Feudal Array.2, in which we consider the other forces opposing Mordor…

 

Feudal-Earth?

13 Wednesday Jan 2016

Posted by Ollamh in Artists and Illustrators, Economics in Middle-earth, Fairy Tales and Myths, J.R.R. Tolkien, Literary History, Military History, Military History of Middle-earth, Narrative Methods

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Tags

Bayeux Tapestry, feudalism, Gondor, Medieval, Prince Valiant, The Lord of the Rings, Tolkien

Welcome, dear readers, as always!

In this posting, we want to think out loud about something which has puzzled us for some time. Regular readers must know by this time that, along with literature of various times and places, we’re also very much interested in world history, from its human beginnings all the way up to the present. As those of you who have read past postings know, we have sometimes tried to apply our interest (and, we hope our knowledge) to the works of one of our favorite fantasy authors, JRR Tolkien. In our last posting, for example, we have spent a little time considering the 20th-century world of dictators and how they might have influenced JRRT’s depiction of Sauron and his plans.

In this posting, we want to look at something we’ve touched upon some time in the past, the economic/social structure of Middle Earth (or Middle-earth as it sometimes seems to appear). After all, kingdoms don’t just magically appear and survive: or, in Middle Earth, do they? For fun, we wondered what we might find in The Lord of the Rings which would remind us of our own Middle Ages.

In our world, particularly in western Europe , this is the period which appears physically similar to the end of the Third Age (minus Elves, etc), and, in this period, we find a social/economic structure called feudalism. There has been a great deal of scholarly discussion as to where the base word, feud comes from, but the structure is pretty basic and goes like this (with apologies to all actual medievalists for the gross simplification):

feudalsystemchart.png

At base, it’s all about two things: land and soldiers.

At the top—the very top—is God, who owns everything. He chooses a king (this comes down to us under the heading of “the divine right of kings” and is similar to “the mandate of heaven” in Chinese history). The king then claims that, because of his position as the Chosen One, he owns all of the land in the country. This land, however, he divides, keeping some for himself, but giving large portions to his chief nobles (the Church also owns a large chunk, but, as religion is rather subterranean in Middle Earth, we’ll leave it at that). They, in turn, divide it among lesser nobles (family members and/or those loyal to them), who, in turn, divide it among the lowest level of nobility (often knights). The simplest parcel is a manor and a knight may hold just one or more than one and this is true all the way up the chain.

4186733_orig.jpg

Each manor, in turn, has various grades of inhabitants, from freeholders, who own land but pay taxes on it, to peasants who are free, but are landless and have to work for others, and serfs, who are nothing more than slaves and considered part of the property. Even freemen might still owe an obligation in the form of labor to the lord of the manor.

Reeve_and_Serfs.jpg

In return for a manor or for many manors, the nobles at every level owed the king military service.

Sir_Geoffrey_from_LPsalter.jpg

This was necessary, since, with the exception of a certain number of household troops or bodyguards, kings couldn’t afford to keep standing armies on their own.

When we began wondering if we could find traces of feudalism in Middle Earth, we thought first about titles. As we said, there are kings, so could we add to them “sirs”, “knights”, “lords”, and such? The densest patch of those would seem to be in The Return of the King, Chapter 1, “Minas Tirith”. Almost at the end of the chapter, Pippin and Beregond’s son, Bergil, watch reinforcements march into the city. Here we can list leaders, almost every one seeming to be a major landowner, judging by the number of his military followers, and all but one called “lord” : Forlong, Dervorin (“son of their lord”), Golasgil, and last and most feudal-like, Imrahil, Prince of Dol Amroth, who comes with “a company of knights in full harness”.

This last reminded us of an earlier posting, when we wondered whether JRRT had ever seen the Prince Valiant comic strip, which occasionally had scenes like this:

Prince-Valiant-10-2-38.jpg

 

 

Our other thought was this sounded rather like a combination of men entering the Alamo and a gathering of the clans.

raising-the-standard-at-glenfinnan-1745-jacobite-rebellion.jpg

To gain a portion of land, all levels of nobles swore oaths of loyalty (called fealty, from Latin fidelitas, through Old French, the legal language of England after the Norman conquest) to those who gave them that land and that oath was commonly done publically and was legally binding.

There were different ways of confirming the earnestness of the person swearing. An altar or saint’s reliquary might be used, as seems to be the case from this scene on the “Bayeaux Tapestry”, in which Harold swears a sacramentum (a “sacred oath”, so Norman propaganda would afterwards claim) to be the vassal (sworn man) of Duke William of Normandy.

Bayeux_Tapestry_scene23_Harold_sacramentum_fecit_Willelmo_duci.jpg

 

Oaths might take the form of the receiver placing his hands between those of the giver and swearing.

1274514-miniature-depicting-a-knight-receiving-his-sword-from-the-king-guillaume-dorange.jpeg

 

An extremely useful site (www.dragonbear.com) provides a number of examples of the oath, which, while varying greatly through time and place, can be encapsulated in this version, from “The Laws of Alfred, Guthrum, and Edward the Elder”:

“Thus shall a man swear fealty oaths.

By the Lord, before whom this relic is holy, I will be to ____ faithful and true, and love all that he loves, and shun all that he shuns, according to God’s law, and according to the world’s principles, and never, by will nor by force, by word nor by work, do ought of what is loathful to him; on condition that he keep me as I am willing to deserve, and all that fulfil that our agreement was, when I to him submitted and chose his will.”

Compare this with Pippin’s oath to Denethor, after Pippin offers his sword to him:

“Here do I swear fealty and service to Gondor, and to the Lord and Steward of the realm, to speak and to be silent, to do and to let be, to come and to go, in need or plenty, in peace or war, in living or dying, from this hour henceforth, until my lord release me, or death take me, or the world end. So say I, Peregrin son of Paladin of the Shire of the Halflings.” (The Return of the King, Chapter 1, “Minas Tirith”)

There is no transfer of land involved here, but certainly there is military service.

JRRT, for all of the amazing detail which he put into Middle Earth, was content, it would seem, to leave it at that: there are kings to whom oaths are sworn, and that idea comes from feudal oaths. There are knights and lords—who else would be in charge of this quasi-medieval world (except, of course, among the non-men—elves, dwarves, and hobbits)? At the same time, this is a huge and wonderfully entertaining adventure, not a disguised treatise on the economic and social substructure of a mirror of the western Middle Ages, as interesting as, if anyone, Tolkien, could have made even that. It is fun, however, to spend a moment imagining what, given another ten years and several more drafts, Middle Earth might have looked like… As always, we ask: what do you think?

Thanks, as always, for reading.

MTCIDC

CD

Like Smoke From a Fire: Sharkey’s End

04 Wednesday Nov 2015

Posted by Ollamh in Fairy Tales and Myths, Imaginary History, J.R.R. Tolkien, Maps, Narrative Methods, Research

≈ Leave a comment

Tags

Adventure, Birmingham, Branywine, Bywater, Coketown, Dickens, Dol Amroth, England, Ents, factory, Fangorn, feudalism, Galadriel, Gandalf, Grima, Hard Times, Hobbiton, Idylls, industrial, Industrial Revolution, Isengard, King Edward School, Medieval, Merry, Midlands, Mordor, Morris, Oxford, Palantir, Pippin, poetry, pre-industrial, Saruman, Sauron, Scouring of the Shire, Sharkey, Southfarthing, Tennyson, The Lord of the Rings, The Shire, Tolkien

Dear Readers,

Welcome, as always.

In a previous posting, we talked about Saruman as a kind of imitation Sauron and Isengard as a mini-Mordor.

sarum1

In this posting, we want to consider the implications of Gandalf’s remark about him in “Many Partings”, from The Return of the King: “I fancy he could do some mischief still in a small mean way.”

The mischief, when we see it, is definitely mean, but not small, even though confined to the limits of the Shire.

The world of The Lord of the Rings is a pre-industrial one. The most advanced technology, on the one hand, is the palantir (actually perhaps a magical, rather than mechanical, device)

palantir

and , on the other hand, a watermill.

j-r-r-_tolkien_-_the_hill_-_hobbiton-across-the-water_colored

Beyond that, it’s a medieval world, but without, it seems, feudalism, although there are, for example, castles and knights in the form of the Prince of Dol Amroth.

We can easily see why JRRT wanted this regression. On the one hand, like so many boys of his age, he had grown up reading Tennyson

John_everett_millais_portrait_of_lord_alfred_tennyson firstedition1859idylls

and William Morris

Morris-Portrait1

morris_tapestry

who had created a world of Victorian medievalism, Tennyson in poetry, Morris in many different art forms.

On the other, Tolkien had grown up in Birmingham, in the English Midlands, where there had been massive development throughout the era of the Industrial Revolution.

Textile Mill Diagram McConnel_&_Company_mills,_about_1820

Here’s Charles Dickens’ description of such a place from Hard Times (1856):

(Excerpt Describing Coketown)

Needless to say, although Tolkien kept a strong affection for King Edward School, where he was educated before Oxford,

KingEdwardsSchoolinBirmingham

he was less enthusiastic about the industrial world which surrounded it and this clearly colors his picture of Saruman. Look, for instance, at Fangorn’s description of him:

“He has a mind of metals and wheels; and he does not care for growing things, except as far as they serve him for the moment.” (The Two Towers, Book 1, Chapter 4, “Treebeard”) (It’s revealing, by the way that this is almost a quotation of something which Saruman later says of Gandalf, “When his tools have done their task he drops them.” The Return of the King, Book 2, Chapter 8, “The Scouring of the Shire”)

Saruman, then, with his metal mind, has turned the once-beautiful Isengardgreg-hildebrandt-isengard-orthanc-saruman-607429-1920x1080

into an arms factory

kruppworks

another Midlands,

isengardasfactory

and has angered the Ents, as well, by the wanton destruction of trees, not just for fuel, it appears, but just out of sheer spitefulness.

The Wrath of the Ents, by Ted Nasmith

As we wrote earlier, all of this has remade Isengard into a mini-Mordor—as Frodo says: “Yes, this is Mordor…just one of its works. Saruman was doing its work all the time, even when he thought he was working for himself.” (The Return of the King, Book 2, Chapter 8, “The Scouring of the Shire”)

So, when Saruman, Grima in tow, leaves his ruined factory, one could almost imagine just what he might have in mind when he says to the hobbits:

“Well, it will serve you right when you come home, if you find things less good in the Southfarthing than you would like.” (The Return of the King, Book 2, Chapter 6, “Many Partings”)

We know from Merry and Pippin’s experience at the gate of Isengard that Saruman has been importing pipe-weed, a main export of the Southfarthing.

merrypippinisengard

But when the hobbits, having forced the gate at the Brandywine, are making their way towards Hobbiton, they begin to have a feeling that much more has been damaged than the South Farthing: “Still there seemed an unusual amount of burning going on, and smoke rose from many points round about. A great cloud of it was going up far away in the direction of the Woody End.” (The Return of the King, Book 2, Chapter 8, “The Scouring of the Shire”)

This smoke bears an ominous resemblance to the Midlands (and, in fact, to all of industrial England):

7ad841d6d5852b586a78fc03df7d64259715bddd.jpg__846x0_q80

There is worse to come, however: Bywater. “Many of the houses that they had known were missing. Some seemed to have been burned down. The pleasant row of old hobbit-holes in the bank on the north side of the Pool were deserted, and their little gardens that used to run down bright to the water’s edge were rank with weeds. Worse, there was a whole line of ugly new houses all along the Pool Side, where the Hobbiton Road ran close to the bank. An avenue of trees had stood there. They were all gone. And looking with dismay up the road towards Bag End they saw a tall chimney of brick in the distance. It was pouring out black smoke into the evening air.” (The Return of the King, Book 2, Chapter 8, “The Scouring of the Shire”)

And here, we move from a single smoking mill to a smoking mill town.

BRADFORD/YORKSHIRE/1873

Saruman’s revenge has been more than small and mean, especially in terms of the industrial world which The Lord of the Rings rejects: the Shire is on its way to becoming another Midlands,

_77710962_3322454

even to the workers’ miserable housing.

preston

And the cutting down of trees (including, as we will find out, the Party Tree) insures the truth of Saruman’s sneering statement to the hobbits:

“…I have done much that you will find it hard to mend or undo in your lives.” (The Return of the King, Book 2, Chapter 8, “The Scouring of the Shire”)

But, as we know, Saruman, even in his moment of triumph, has no more than a moment to enjoy it. He is murdered by Grima and here we see the final irony. As Saruman has turned the medieval, bucolic Shire into a smoky horror, so he himself is turned to smoke:

“To the dismay of those that stood by, about the body of Saruman a grey mist gathered, and rising slowly to a great height like smoke from a fire, as a pale shrouded figure it loomed over the Hill. For a moment it wavered, looking to the West; but out of the West came a cold wind, and it bent away, and with a sigh dissolved into nothing.” (The Return of the King, Book 2, Chapter 8, “The Scouring of the Shire”)

61 - The scouring of the shire

A final thought, however. Might we see Saruman’s gesture towards the West, in which he clearly feels that he has been rejected by that which sent him to Middle Earth, as a mirror Galadriel’s gesture of rejection towards the East, when she refuses the Ring?

“She lifted up her hand and from the ring that she wore there issued a great light that illuminated her alone and left all else dark. She stood before Frodo seeming now tall beyond measurement, and beautiful beyond enduring, terrible and worshipful. Then she let her hand fall, and the light faded, and suddenly she laughed again, and lo! she was shrunken: a slender elf-woman, clad in simple white, whose gentle voice was soft and sad.” (The Fellowship of the Ring, Book 2, Chapter 7, “The Mirror of Galadriel”)

galadriel

Thanks, as always, for reading.

MTCIDC

CD

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