Tag Archives: Baggins

Class, Order, Family… (Part 1)

17 Wednesday Oct 2018

Posted by in J.R.R. Tolkien, Language

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Welcome, dear readers, as ever.

In Lerner and Loewe’s musical My Fair Lady (1956),

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based upon George Bernard Shaw’s play, Pygmalion (1913), one major character is Professor Henry Higgins, who studies English dialects.  He is given to musical rants and, in his first, he laments “Why can’t the English teach their children how to speak?” with the couplet:

“An Englishman’s way of speaking absolutely classifies him,

The moment he talks he makes some other

Englishman despise him.”

Somewhere—we’ve temporarily lost the quotation—Tolkien, in signing over his rights to The Lord of the Rings to someone, stipulated that Merry and Pippin weren’t to be “rustics”.

This word “rustic” entered English in the mid-15th century, being derived from the Latin rus, ruris, n., “country/farm” and its adjective, rusticus/a/um, “rural/of the countryside”, the adjective then meaning “a country person”—like these Romans

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or these, in the medieval world

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or these, from JRRT’s childhood.

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To JRRT, the linguist, what made the rustic was clearly not so much the look or even the activities which country people did so much as how they spoke. In Chapter One of the first book of The Lord of the Rings, we overhear a group of older hobbits discussing Bilbo and Frodo and Daddy Twofoot says:

“And no wonder they’re queer…if they live on the wrong side of the Brandywine River, and right agin the Old Forest.  That’s a dark bad place, if half the tales be true.” (The Fellowship of the Ring, Book One, Chapter 1, “A Long-Expected Party”)

Here, we see “agin” for “again”, “dark bad place”, which is more a rhythmic pattern of dialect than the words themselves (although we wonder about the placement of those adjectives together), and the use of the old subjunctive “if half the tales be true”.  And, in the next paragraph, Gaffer Gamgee then uses a dialect form of “drowned”—“drownded”.  The content of this dialogue is gossip, but the sound of it is meant to provide a quick aural sketch of rural people with perhaps the faint suggestion that such gossip is based upon few facts and much “folk wisdom”, such as the idea that, because one lives on the far side of a river, one is “queer”, leading to the conclusion that rustics are, at best, ill-informed, and, at worst, ignorant and potentially bigoted.

And so, we would presume that what JRRT wanted was that Frodo’s cousins should sound like Frodo, who speaks, in Middle-earth, what Tolkien calls “the Westron or ‘Common Speech’ of the West-lands of Middle-earth” and what is in Modern-earth called “Received Standard English”.  Here’s a brief example of that from that same chapter, when Gandalf and Frodo are discussing Bilbo and the Ring:

“If you mean , inventing all that about a ‘present’, well, I thought the true story much more likely and I couldn’t see the point of altering it at all.  It was very unlike Bilbo to do so, anyway; and I thought it rather odd.”

Vocabulary  choice plays a strong part here, with a Latinate element—“altering”—and the use of “odd”, where the Gaffer had earlier used “queer”, plus what we might think of as “higher class” words, like “likely” and “unlike” and “rather” as adjectives.

The Bagginses and their relatives, after all, are looked upon as well-to-do–“a decent respectable hobbit” the Gaffer says of Frodo’ father, Drogo, and calls Bilbo, “a very nice well-spoken gentlehobbit”.  In Middle-earth, dialect—especially here meaning that spoken by what appear to be meant to be “rustics”—can make the difference between gentlehobbits and people like the Gaffer.   As the Henry Higgins mentioned above says to Colonel Pickering, whom he regards as a social equal, of Liza Doolittle, a Cockney (inner London, lower-class girl):

“If you spoke as she does, sir,

Instead of the way you do,

Why, you might be selling flowers, too.”

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It’s not just among hobbits that we see what Henry Higgins calls a “verbal class distinction”, however.  Here’s Saruman

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speaking to Gandalf:

“I did not expect you to show wisdom, even in your own behalf; but I gave you the chance of aiding me willingly, and so saving yourself much trouble and pain.  The third choice is to remain here until the end.” (The Fellowship of the Ring, Book Two, Chapter 2, “The Council of Elrond”)

We notice here the long compound sentence (long sentence made up of clauses which depend upon each other), from “I” to “pain”.  This is clearly the equivalent of “gentlehobbit” talk.

And here is one of Saruman’s orcs:

“…We are the fighting Uruk-hai!  We slew the great warrior.  We took the prisoners.  We are the servants of Saruman the Wise, the White Hand, the Hand that gives us man’s-flesh to eat  We came out of Isengard, and led you here, and we shall lead you back by the way we choose.  I am Ugluk.  I have spoken.” (The Two Towers, Book Three, Chapter 3, “The Uruk-hai”)

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Here, we have a series of simple, declarative sentences (sentences with only one subject and verb)—three in a row– followed by a longer sentence which is built upon a simple sentence, “We are the servants of Saruman the Wise…”, followed by an example of what is called “polysyndeton”—that is, several shorter sentences joined together by a conjunction (a word like “and” or “or”).  All of this is followed by two more simple declarative sentences.

This is clearly not “rustic” speech—just compare it with that of Daddy Twofoot, above.  Instead, it reminds  us of translations of Native American speeches, like this, from the brave and wise Chief Joseph (1840-1904—Native American name in translation, “Thunder Traveling to Higher Areas”),

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of the Nez Perce:

“Tell General Howard I know his heart. What he told me before, I have it in my heart. I am tired of fighting. Our Chiefs are killed; Looking Glass is dead, Ta Hool Hool Shute is dead. The old men are all dead. It is the young men who say yes or no. He who led on the young men is dead. It is cold, and we have no blankets; the little children are freezing to death. My people, some of them, have run away to the hills, and have no blankets, no food. No one knows where they are – perhaps freezing to death. I want to have time to look for my children, and see how many of them I can find. Maybe I shall find them among the dead. Hear me, my Chiefs! I am tired; my heart is sick and sad. From where the sun now stands I will fight no more forever.”

How might we characterize this?  It’s clearly very different from the speech of the orc’s master, who tends to speak in longer, more complex sentences, indicating more sophistication in the use of language (we remember the danger of listening too long to him, as demonstrated in The Two Towers, Book Three, Chapter 10, “The Voice of Saruman”).   We would say that, where the “rustic” dialect—pronunciation (“agin”), odd forms (“drownded”), old verb forms (“be true”)–differentiates the Gaffer and Daddy Twofoot from Frodo (and Merry and Pippin), for the orcs—or Ugluk, at least– it is sentence structure which differentiates the Isengard equivalent of “gentlehobbit” speech from that of the “rustic” orcs.

It isn’t only sentence structure which we would suggest makes orcs sound different, however, and we’ll talk more about this—and about another “rustic”—a real one—in Part 2 of this posting, next week.

Thanks, as always, for reading.

MTCIDC

CD

Floored

06 Wednesday Dec 2017

Posted by in Artists and Illustrators, J.R.R. Tolkien, Narrative Methods

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Welcome, dear readers, once more to our blog.  In this installment, we are returning to our inspection of Bilbo’s entryway.

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So far, we’ve examined the barometer, the clock, the umbrella stand, and that hat in the left foreground—intentionally misread as a sugar loaf.  Now we want to examine the floor, which looks to be a pretty complicated place, asking ourselves, as we always do, where does this come from and how much of the medieval—so often the foundation of Middle-earth—does it contain?

The Shire clearly has social levels.  Bilbo, Frodo, and Merry and Pippin (contrary to P Jackson—who violated JRRT’s wishes on the subject of the latter two), for example, all speak (in translation, of course)  what is called “Received Standard English”.  In contrast, Sam, the Gaffer, and the Cottons speak what would appear to be a rural dialect and Sam even thinks of Frodo as “Mister Frodo” and even “Master”.   We do not know where these class distinctions came from, but we know of Bilbo that:

  1. he is called “a very well-to-do hobbit “ at the very beginning of The Hobbit (The Hobbit, Chapter 1, “An Unexpected Party”)
  2. he has distinguished forebears in the Tooks—his mother was “the famous Belladonna Took, one of the three remarkable daughters of the Old Took” (The Hobbit, Chapter 1, “An Unexpected Party”)
  3. he lives in an extensive, rambling burrow: “a very comfortable tunnel without smoke, with panelled walls, and floors tiled and carpeted…The tunnel wound on and on, going fairly but not quite straight into the side of the hill…bedrooms, bathrooms, cellars, pantries (lots of these), wardrobes (he had whole rooms devoted to clothes), kitchens, dining-rooms, all were on the same floor, and indeed on the same passage.” (The Hobbit, Chapter 1, “An Unexpected Party”)

And the entryway certainly shows some elements of a wealthier lifestyle, with its paneled (US spelling) walls—but we intend to devote a later posting to the walls and support structure of Bag End, so let’s turn to what is said next:  “floors tiled and carpeted”.  Looking at JRRT’s drawing, we can see both—and more.

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Before we had gone back to this passage, we were a little puzzled as to the basic floor.  As you can see in Tolkien’s illustration, it’s in a checkered pattern and, at first, we wondered if this might be an example of what’s called “parquetry”.  In this method of flooring, different strips or blocks of wood are laid into designs of all sorts.  Here are a couple of fancy examples from the 17th-century English Ham House.

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Parquetry appears to have been developed in France, as an alternative to marble floors (much less weight to support by the floor beams and equally pretty, we’d guess).  Here’s an example from Louis XIV’s Versailles.

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But the description in The Hobbit says “floors tiled”– here’s an exterior tile pattern from Ham house.

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and an indoor one.

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So, although Bilbo appears well enough off to afford parquetry, there is no mention of it in JRRT’s description and it is a decorative detail from the 17th century and beyond, which rather goes against our usual “Middle-earth is (more or less) medieval” idea.  The text of The Hobbit clinches the fact that it’s tile, of course, but the tile we then see in JRRT’s illustration strikes us as even plainer than the late-19th, early 20th century hallway tile we’ve seen, as in this restoration picture, and with which Tolkien would have been familiar on a daily basis.

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Medieval tiles, in fact, can be even more elaborate, first appearing in England in the 13th century, mainly in ecclesiastical buildings.  Here’s one from the Lady Chapel (completed in 1373) in York Minster.

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Much medieval tiling has disappeared over the centuries and here’s a useful link which explains why.  And to see an amazing example of such work, here’s a link to the restored Cosmati paving in Westminster Abbey.

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Over this tile, Tolkien has laid a carpet (as his description has said, the floors are “carpeted”).

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It’s faint, but what one can make out appears to be a solid-colored center with what appear to be wreaths and what are called “swags”—long chains made to imitate garlands of ribbons, fruit, and flowers used to decorate classical altars.

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So far, we haven’t located anything which closely resembles the carpet at Bag End, but here’s an 18th-century French example to provide a kind of general idea.image13french.jpg

There are two more items on the floor, both just below the door.

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The first looks to be perhaps a stone block, used as a sill. (Our illustration is actually of a mistake—the central block here has fallen out of position, but it gives you the idea of such a block in use.)

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The other item appears to us to be a rush door mat (dog—“Bo”–optional).

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Rushes (genus Typha) grow all over the world and can be used, it seems, for almost anything.  Here’s the English rush weaver, Felicity Irons, busy harvesting.

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Rushes, however, bring us back to the subject of English medieval flooring.  Our research suggests that the houses of farmers and lower-level townspeople would have been of natural substances, like clay pressed to make a hard surface.  Richer people would have had wooden or even, in a few cases, tile floors (more such floors after the commercial business took off in the 15th/16th centuries).  Carpets appear to be much later (most weaving was hung on walls, to keep down drafts, it seems).  Our sources for what people laid on top of their floors are very sketchy and some modern writers have depended upon a quotation from the Dutch scholar, Erasmus (1469-1536),

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who visited England and spent some years there around 1500.  He tells us that the English covered their floors with rushes, but that they only added more to the top, without cleaning out the lower levels, which became full of refuse and caused bad smells (which to a person of Erasmus’ time represented the danger of “miasma”—bad air which could cause disease—something believed as scientifically true even throughout the first half of the 19th century).  Some modern commentators have questioned this, proposing the difficulty of moving about on a weedy floor in a long gown, as women and, in time, men, wore during the later Middle Ages.  At least one of those questioners even suggests that rushes meant rush mats—see above.

Bilbo’s hall has only one of these, meant, from its position, to be used as a modern would, as a doormat.

Taken altogether, we would suggest that Bilbo’s floor, just like his clock and barometer and umbrella stand, would appear to belong not to the medieval world which lies underneath Middle-earth, but rather to the late 19th-20th century world of the author.  And we’re not alone in our opinion.  Here’s John Howe’s version of that hallway—compare it with JRRT’s and see what’s been erased.

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image23jrrthall.jpgAnd here’s the film version–

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There are more differences, too–for fun, see how many you can find.

And thanks, as always, for reading!

MTCIDC

CD

Smoke (No Mirrors)

22 Wednesday Mar 2017

Posted by in Economics in Middle-earth, J.R.R. Tolkien, Literary History, Narrative Methods

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As always, welcome, dear readers.

This posting takes us away from the Shire and back to it, all in a couple of pages, as well as linking itself with a recent one on Sharkey and his attempt at revenge on the Hobbits who have helped in his downfall.

We begin just after Helm’s Deep, at the moment when Gandalf and all of the major characters involved have followed the invasion route back to Isengard, only to find it in ruins and:

“And now they turned their eyes towards the archway and the ruined gates. There they saw close beside them a great rubble-heap; and suddenly they were aware of two small figures lying on it at their ease…One seemed asleep; the other, with crossed legs and arms behind his head, leaned back against a broken rock and sent from his mouth long whisps and little rings of thin blue smoke.” The Two Towers, Book Three, Chapter 8, “The Road to Isengard”

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For Gimli, himself a smoker, that latter sight is not a surprising. For Theoden, however, not only are the Hobbits a surprise, but: “I had not heard that they spouted smoke from their mouths.”

Merry’s reply then leads us into today’s posting.

“That is not surprising…for it is an art which we have not practised for more than a few generations. It was Tobold Hornblower, of Longbottom in the Southfarthing, who first grew the true pipe-weed in his gardens, about the year 1070 according to our reckoning. How old Toby came by the plant…”

Gandalf interrupts Merry here, concluding with “Some other time would be more fitting for the history of smoking.”

But not for us.

For us, smoking, in the The Lord of the Rings, as in The Hobbit, belongs to a whole category of what we call the “domestication of the heroic”, a distinctive and important feature of JRRT’s narrative style. Earlier epics, like the Iliad and the Odyssey, certainly have their moments where combat and travel and dealing with monsters and enchantresses are not the only features of the stories. People sometimes pause to eat and drink and even sleep. JRRT goes beyond this, however, to provide what he himself might call the “homely” in his texts. By this term, we mean the ordinary and familiar, including such things as a brief inventory of the contents of Bag End, food more detailed than the “endless meat and sweet dark wine” of Homer–such as the mushrooms and bacon which Farmer Maggot offers–and Bilbo reading his letters and forgetting his pocket handkerchief. Such seemingly-trivial things give the stories—and certain of the characters within them—an extra depth and thus a deeper believability, as well as anchoring the story in something more ordinary than kings and wizards.

In fact, the center of this domestication are the Hobbits: think of Sam wanting a bit of rope or explaining taters to Gollum or that heart-breaking moment when Sam discards his pots and pans and “The clatter of his precious pans as they fell down into the dark was like a death-knell to his heart.” (The Return of the King, Book Six, Chapter 3, “Mount Doom”) And, along with things like rope and conies, there is what once was called “the pleasures of the pipe”.

We live in a different world from JRRT. When he took up the pipe, in the early 20th century, no one knew the dangers of smoking.

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It was simply something men, in particular, did. After all, there was Sherlock Holmes, with his famous “three-pipe problem” (“The Red-Headed League”, The Strand Magazine, August, 1891) as a perfect model.

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Thus, smoking was acceptable and, potentially, domestic: after all, although the ancient comic book and cartoon character, Popeye the Sailor (1929-1957), may hold a pipe in his mouth while battling,

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it is generally something done in quiet and contemplation. Perhaps, then, for the times in which JRRT was writing, a perfect symbol of the domestic. (Hence the old expression for household comfort that someone—typically his wife–brings the owner “his pipe and slippers” when he comes home from work?)

And it appears very early in our experience of Hobbits. After all, the first time we see Bilbo, he is “standing at his door after breakfast smoking an enormous long wooden pipe that reached nearly down to his woolly toes”. (The Hobbit, Chapter 1, “An Unexpected Party”)

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In time, we’ll see Gandalf smoking

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and Strider/Aragorn, too.

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In fact, we wonder if it isn’t a kind of unconscious sign that someone is a positive character—after all, as we said, Gimli smokes, too.

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There is one exception, of course—and we’ll come back to that!

It should be no surprise, then, that one more positive character, Merry, is a smoker. Knowing, from the Prologue to The Lord of the Rings, that he is also the author of Herblore of the Shire, among other works, it is also not surprising that he appears to be the main authority on “pipe-weed”, claiming that the Hobbits were the inventors of its consumption:   “Hobbits first put it into pipes. Not even the Wizards first thought of that before we did.”

This, of course, made us think about who invented tobacco-smoking in our world—or, at least, in the English-speaking Western Hemisphere. (Although we are glad to point out that, as early as 1559, Philip II of Spain ordered Hernandez de Boncalo to bring back tobacco seeds from the New World to plant in Spain.)

Merry says of the plant (which he correctly identifies with our genus Nicotiana):

“…observations that I have made on my own many journeys south have convinced me that the weed itself is not native to our parts of the world, but came northward from the lower Anduin, whither it was, I suspect, originally brought over Sea by the Men of Westernesse. It grows abundantly in Gondor, and there is richer and larger than in the North, where it is never found wild, and flourishes only in warm sheltered places like Longbottom.”

In our world—that is, in the Americas– Native Americans first cultivated tobacco—as can be seen in this engraved version of John White’s 1580s drawing of the Algonquian village of Secoton by Theodor de Bry for the 1590 second edition of Thomas Harriot’s A Briefe and True Report of the New Found Land of Virginia.

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At the top, center, is a tobacco field, with stylized plants, which, up close, might look like this:

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Native Americans appear to have used tobacco—and its smoke—primarily for religious and political ceremonies, rather than for recreation.

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This soon changed, however, when a member of the newly-established (1607) colony of Jamestown, John Rolfe, in what would become the US state of Virginia,

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saw the commercial possibilities and began to cultivate tobacco for export.

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Although John Rolfe is known to those interested in early English colonization, his wife is much more famous. She was Matoaka, called Pocahontas as a nickname (it means something like “playful/lively”), the 400th anniversary of whose funeral is the day of this writing, 21 March (although it will be posted tomorrow, the 22nd).

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Tobacco was already known in England,

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had become a sort of craze,

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and even inspired at least one pop song, Tobias Hume’s “Tobacco”, from his The First Part of Ayres of the Musicall Humours (1605). Hume was a big fan of the lyra viol (a member of the string bass family).

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(We include here a link so that you can hear the song sung and accompanied by his favorite instrument.  Oh—and it’s sung in the pronunciation of the early 17th century, so be prepared for some differences in sound.)

Thus, Rolfe’s exploitation was a good business investment, even though tobacco quickly ran afoul of the British government, in the form of the new king, James I,

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who had already published an attack on smoking in 1604.

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James I had opinions on numerous subjects, including witches, about whom he had published a book, Daemonologie, in 1597.

M0014280 James I: Daemonologie, in forme of a dialogue. Title page.

His attack on tobacco—although more sensible than believing in witches—didn’t stop it from becoming the major Virginia crop, however—as this roadside sign points out.

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Virginia farmers planted huge fields of tobacco,

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cultivated it (a major use of slave labor, like the sugar plantations of the Caribbean),

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cut and dried it,

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packed it into huge barrels, called hogsheads,

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dragged those hogsheads to a port,

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and shipped those hogsheads to England

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where smokers enjoyed it.

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We don’t know the methods used in the Southfarthing, but, looking at tobacco around the world in our world, the main difference seems to be in the curing (drying) technique used. We can imagine, then, that, when Merry talks about “pipe-weed” and its cultivation, if we visited the southern part of the Shire, we would see familiar sights—except, perhaps, for those hogheads. The stuff which Merry is smoking came from “two small barrels, washed up out of some cellar or store-house…When we opened them, we found they were filled with this: as fine a pipe-weed as you could wish for, and quite unspoilt.” (The Two Towers, Chapter Nine, “Flotsam and Jetsam”)

Gimli admires the quality and Merry says, “My dear Gimli, it is Longbottom Leaf! There were the Hornblower brandmarks on the barrels, as plain as plain. How it came here, I can’t imagine. For Saruman’s private use, I fancy.”

This brings us back to the final smoker and one exception to our fanciful rule that, in Tolkien, if you smoke, you’re a positive character: Saruman.

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It’s hard to think of Saruman as indulging in the domestic. As Treebeard says of him: “He has a mind of metal and wheels” (The Two Towers, Book Three, Chapter 4, “Treebeard”). And yet, although he has lost his position as head of the White Council, and has lost Isengard, as well, as Gandalf says of him, “I fancy he could do some mischief still in a small mean way.” (The Return of the King, Book Six, Chapter 6, “Many Partings”). Thus, what better small, mean way than to attack that very domesticity which is embodied in the Hobbits and their Shire? As Sharkey, he does so, destroying the Shire by cutting down trees, knocking or burning down houses, replacing water mills with steam, and turning a nearly a-political place into a little fascist state. And, perhaps, as a last straw, he attacks one last small comfort, saying to Merry, as he keeps his tobacco pouch:

“Well, it will serve you right when you come home, if you find things less good in the Southfarthing than you would like. Long may your land be short of leaf!” (The Return of the King, Book Six, Chapter 6, “Many Partings”)

If so, perhaps there is a certain horrible irony, then, that, when Saruman is murdered, he is last seen as “a grey mist…rising slowly to a great height like smoke from a fire”. (The Return of the King, Book Six, Chapter 8, “The Scouring of the Shire”)

Thanks, as always, for reading.

MTCIDC

CD

Shire Portrait (5b): Hostile Takeover

15 Wednesday Mar 2017

Posted by in Economics in Middle-earth, Imaginary History, J.R.R. Tolkien, Military History, Military History of Middle-earth, Narrative Methods, Villains

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Welcome, dear readers, to the second part of our last (for the moment?) posting on the Shire. This is actually a two-part posting and is devoted to the takeover of the Shire by “Sharkey” and his followers and how it might have happened, based upon evidence from the texts of The Hobbit and The Lord of the Rings.

We decided upon a two-part posting because we saw the takeover as a two-step process. Initially, we believe that Saruman looked for someone within the Shire to act as his agent there and, as a local agent, both to foment the kind of discontent which would provoke a demand for change, and to act as the leader of that change.

Because the Shire had so little government and most problems were dealt with within families, we wondered if that discontent wouldn’t begin as something Shire-wide, but be found within one or more families, instead.

With this in mind, we immediately thought of the Sackville-Bagginses. From the final chapter of The Hobbit, it was clear that the S-Bs (as they’re called) had grievances against their cousins, the Bagginses, mostly because they wanted Bag End and its contents.

How this led to leaguing with Saruman is not explained, but merely suggested, by Pippin, who says, of reported disturbance in the Southfarthing:

“ ‘Whatever it is…Lotho will be at the bottom of it:   you can be sure of that.” The Return of the King, Book Six, Chapter 7, “Homeward Bound”

This is then confirmed when the hobbits reach the bridge over the Brandywine and one of the hobbit guards (Hob Hayward), mentions “the Chief…up at Bag End.”

Frodo, who has sold his house at Bag End (see The Fellowship of the Ring, Book One, Chapter 3, “Three is Company”) to the S-Bs, immediately asks Hob, “ ‘Chief? Chief? Do you mean Mr. Lotho?’ said Frodo.” The Return of the King, Book Six, Chapter 8, “The Scouring of the Shire”

Otho and Lobelia had been Bilbo’s enemies long ago, but, whereas Lobelia is still alive, Otho is long dead and Lotho (and yes, the word “loathe” must lie just below the surface here, though this is probably not his name in the Common Tongue, just as Pippin’s name isn’t Pippin), his son, has somehow become not the Mayor of the Shire (who is actually Will Whitfoot), but the much vaguer (and more menacing) “the Chief”. (We also note that “Mr. Lotho” is a courtesy title and one for established land-owners, really, and not for Lotho.)

The family theme is underlined when Hob replies that “we have to say ‘the Chief’ nowadays” and Frodo says, in turn:

“ ‘Do you indeed!’ said Frodo. ‘Well, I am glad he has dropped the Baggins at any rate. But it is evidently high time that the family dealt with him and put him in his place.’ ”

If Frodo’s remark suggests the familial aspect of justice in the Shire, the reply of an anonymous hobbit to it suggests the second or external step of the takeover:

“A hush fell on the hobbits beyond the gate. ‘It won’t do no good talking that way,’ said one. ‘He’ll get to hear of it. And if you make so much noise, you’ll wake the Chief’s Big Man.’ ”

As JRRT began The Lord of the Rings in 1937, just four years after the Nazis took control of Germany, “The Chief” surely has echoes of “Der Fuehrer”, which simply means “The Leader”.

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In which case, should we associate the threat of “the Chief’s Big Man” with everything from the SA

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to the Gestapo?

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Merry, at least, certainly makes a connection with something which Butterbur had said earlier:

“It all comes of those newcomers and gangrels that began coming up the Greenway last year, as you may remember; but more came later. Some were just poor bodies running away from trouble; but most were bad men, full o’ thievery and mischief.” The Return of the King, Book Six, Chapter 7, “Homeward Bound”

Answering the anonymous voice, Merry says:

“If you mean that your precious Chief has been hiring ruffians out of the wild, then we’ve not come back too soon!”

When the Big Man appears, Merry’s conclusion is confirmed: it’s Bill Ferny, who, Butterbur believes, who had been involved in a minor battle in Bree, in which five hobbits had been killed:

“ ‘And Harry Goatleaf that used to be on the West-gate, and that Bill Ferny, they came in on the strangers’ side, and they’ve gone off with them; and it’s my belief they let them in. On the night of the fight I mean.’ “

If some of these “Big Men” were criminal drifters from the east, almost randomly recruited, there were others who were sent.

“ ‘It all began with Pimple, as we call him,’ said Farmer Cotton; ‘and it began as soon as you’d gone off, Mr. Frodo.   He’d funny ideas, had Pimple. Seems he wanted to own everything himself, and then order other folk about. It soon came out that he already did own a sight more than was good for him; and he was always grabbing more, though where he got the money was a mystery: mills and malt-houses and inns, and farms, and leaf-plantations. He’d already bought Sandyman’s mill before he came to Bag End, seemingly.

Of course he started with a lot of property in the Southfarthing which he had from his dad; and it seems he’d been selling a lot o’ the best leaf, and sending it away quietly for a year or two. But at the end o’ last year he began sending away loads of stuff, not only leaf. Things began to get short, and winter coming on, too.   Folk got angry, but he had an answer. A lot of Men, ruffians mostly, came with great wagons, some to carry off the goods south-away, and others to stay. And more came. And before we knew where we were they were planted here and there all over the Shire, and were felling trees and digging and building themselves sheds and houses just as they liked…”

There is a bit more to add to this. The “Big Men” were not alone. As in our own historical world of Nazi occupiers, there were those willing to collaborate, as Robin Smallburrow tells Sam:

“There’s hundreds of Shirriffs all told, and they want more, with all these new rules. Most of them are in it against their will, but not all. Even in the Shire there are some as like minding other folk’s business and talking big. And there’s worse than that: there’s a few as do spy-work for the Chief and his Men.”

With Farmer Cotton’s narrative, however, the two steps come together: the local was, indeed, as Pippin has suspected, Lotho. The external was a combination of opportunists, like Bill Ferny, and agents dispatched from an unnamed southern source, but we know that it was “Sharkey” who sent them, just as we know that “Sharkey” was Saruman, who was still capable of mischief—but not “in a small mean way”.

Thanks, as always, for reading.

MTCIDC

CD

Shire Portrait (5a): Hostile Takeover

08 Wednesday Mar 2017

Posted by in Economics in Middle-earth, Imaginary History, J.R.R. Tolkien, Literary History, Narrative Methods

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As always, dear readers, welcome!

This is, we think, the last in our Shire Portrait series (although a 2-parter)—at least for the moment. In it, we intend to consider just how the Shire fell into the hands of “Sharkey” and his “boys”.

The Ring destroyed and the King returned, Gandalf, the Hobbits, and a party of Elves are traveling back toward Rivendell and beyond when they come upon Saruman and Grima, now no more than Saruman’s slave.

Ted_Nasmith_-_Saruman_is_Overtaken.jpg

It is not a happy meeting, as can be imagined. When offered help, Saruman replies:

“All my hopes are ruined, but I would not share yours. If you have any…You have doomed yourselves, and you know it. And it will afford me some comfort as I wander to think that you pulled down your own house when you destroyed mine.” The Return of the King, Book 6, Chapter 6, “Many Partings”

In such a mood, it can be imagined how he treats the Hobbits—even when Merry offers him pipe-weed, which he does while commenting, less than tactfully, on its origin:

“ ‘You are welcome to it; it came from the flotsam of Isengard.’

‘Mine, mine, yes and dearly bought!’ cried Saruman, clutching at the pouch. ‘This is only a repayment in token; for you took more, I’ll be bound. Still, a beggar must be grateful, if a thief returns him even a morsel of his own. Well, it will serve you right when you come home, if you find things less good in the Southfarthing than you would like. Long may your land be short of leaf!’”

Saruman’s remark—a curse, really—resonates especially with Sam.

“’Ah!’ said Sam. ‘And bought he said. How, I wonder? And I didn’t like the sound of what he said about the Southfarthing. It’s time we got back.’” The Return of the King, Book 6, Chapter 6, “Many Partings”

This is a natural reaction on Sam’s part because of what he had seen in Galadriel’s mirror, we presume.

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“’Hi!’ cried Sam in an outraged voice. ‘There’s that Ted Sandyman a-cutting down trees as he shouldn’t. They didn’t ought to be felled: it’s that avenue beyond the Mill that shades the road to Bywater…

But now Sam noticed that the Old Mill had vanished, and a large red-brick building was being put up where it stood. Lots of folk were busily at work. There was a tall red chimney nearby. Black smoke seemed to cloud the surface of the Mirror…

‘I can’t stay here,’ he said wildly. ‘I must go home. They’ve dug up Bagshot Row, and there’s the poor old Gaffer going down the Hill with his bits of things on a barrow…” The Fellowship of the Ring, Book 2, Chapter VII, “The Mirror of Galadriel”

At the time, Galadriel had told him

“’You cannot go home alone,’ said the Lady. ‘You did not wish to go home without your master before you looked in the Mirror, and yet you knew that evil things might well be happening in the Shire. Remember that the Mirror shows many things, and not all have yet come to pass. Some never come to be, unless those that behold the visions turn aside from their path to prevent them. The Mirror is dangerous as a guide to deeds.” The Fellowship of the Ring, Book 2, Chapter VII, “The Mirror of Galadriel”

[A footnote: suddenly, we are reminded of that scene on Dagobah in Star Wars V, when Luke has had a vision and immediately wants to rush off to Bespin.

2lukedagobah.jpeg

“Luke: I saw—I saw a city in the clouds.

Yoda: [nods] Friends you have there.

Luke: They were in pain…

Yoda: It is the future you see.

Luke: The future?

[pause]

Luke: Will they die?

Yoda: [closes his eyes for a moment] Difficult to see. Always in motion is the future.

Luke: I’ve got to go to them.

Yoda: Decide you must, how to serve them best. If you leave now, help them you could; but you would destroy all for which they have fought, and suffered.” The Empire Strikes Back (1980)

As—using various websites—we provide links here—we can see that an imitation of the opening of the Hobbit—Bilbo and Gandalf meeting—appears in an early script of Star Wars IV, I think that the scene at Galadriel’s Mirror was somewhere back in G. Lucas’ wonderfully fertile brain—and, yes, we are big fans.]

“Secrets of the ‘Star Wars’ Drafts”

Was George Lucas Inspired by Tolkien?

Star Wars Origins: The Lord of the Rings

At this point, we know from two sources that Saruman has had commercial dealings with the Southfarthing.

First, of course, we’ve just seen it confirmed by Saruman’s response to Merry. Second is that scene at Isengard, where Gandalf, Theoden, Eomer, and Aragorn, travel with an escort and find there Merry and Pippin, who tell them of their discovery of two small casks:

“ ‘My dear Gimli, it is Longbottom Leaf! There were the Hornblower brandmarks on the barrels, as plain as plain. How it came here, I can’t imagine.” The Two Towers, Book Three, Chapter 9, “Flotsam and Jetsam”

Michael-Herring-Restos-y-despojos-Calendario-Tolkien-1980

Knowing, however, of Saruman’s increasing interest in the Shire, we can imagine that one of his agents, active in the Southfarthing, had acquired it for him. As the Appendix B, “The Tale of Years” tells us, under TA2953:

[Saruman] notes his [Gandalf’s] interest in the Shire. He soon begins to keep agents in Bree and the Southfarthing.” (page 1089 in Appendix B)

Spying was clearly only the beginning for Saruman, however. The actual evidence for his eventual take-over is scattered throughout The Lord of the Rings, but we believe that it can be pieced together to provide a picture of how it must have been done. It was a two-step process.

First, he appears to have gained knowledge of internal dissatisfaction within the Shire. Because there is really nothing political in the Shire–as readers will know from the first posting in this series, there is virtually no government—this unrest was domestic—as is said in the Prologue, “Families for the most part managed their own affairs.”

In the case of Bilbo and Frodo, the dissatisfied were the Sackville-Bagginses. We first met them in the last chapter of The Hobbit, where they were described as “Bilbo’s cousins” and were shown as being actively involved in the auction of the “effects of the late Bilbo Baggins Esquire”—as well as in the disappearance of some merchandise not auctioned off:

“Many of his silver spoons mysteriously disappeared and were never accounted for. Personally he suspected the Sackville-Bagginses. On their side they never admitted that the returned Baggins was genuine and they were not on friendly terms with Bilbo ever after.” The Hobbit, Chapter 19, “The Last Stage”

It was one more blow to the Sackville-Bagginses when Bilbo rescued the now-orphaned Frodo from “those queer Bucklanders” and brought him to live at Bag End, as Gaffer Gamgee related in The Ivy Bush:

“ ‘But I reckon it was a nasty knock for those Sackville-Bagginses. They thought they were going to get Bag End, that time he went off and was thought to be dead. And then he comes back and orders them off; and he goes on living and living, and never looking a day older, bless him! And suddenly he produces an heir, and has all the papers made out proper. The Sackville-Bagginses won’t never see the inside of Bag End now, or it is to be hoped not.’ “ The Fellowship of the Ring, Book One, Chapter 1, “A Long-Expected Party”

Bad blood, then, on several counts—and, for Saruman, looking for a way in, a great opportunity.

Bilbo might have suspected them of spoon-pilfering, but his was a more generous nature, however, and he even invited them to his and Frodo’s joint birthday party.

“The Sackville-Bagginses were not forgotten. Otho and his wife Lobelia were present. They disliked Bilbo and detested Frodo, but so magnificent was the invitation card, written in golden ink, that they had felt it impossible to refuse…” The Fellowship of the Ring, Book One, Chapter 1, “A Long-Expected Party”

On the other hand, Bilbo does not please them when he announces that Frodo is coming into “his inheritance”—

“The Sackville-Bagginses scowled, and wondered what was meant by ‘coming into his inheritance’ “ and, when Bilbo makes his startling disappearance, they “departed in wrath”. (quotations from Chapter One).

And yet they didn’t quite depart. It seems they have only stepped away from the party, only to return to cause trouble, demanding to see Bilbo’s will.

“Otho would have been Bilbo’s heir, but for the adoption of Frodo. He read the will carefully and snorted. It was, unfortunately, very clear and correct…” The Fellowship of the Ring, Book One, Chapter 1, “A Long-Expected Party”

Otho “snapped his fingers under Frodo’s nose and stumped off”, but Lobelia, his wife, remained, and Frodo later found her “still about the place, investigating nooks and corners, and tapping the floors. He escorted her firmly off the premises, after he had relieved her of several small (but rather valuable) articles that had somehow fallen inside her umbrella.” And she leaves with a kind of threat and what she believes is an insult:

“ ‘You’ll live to regret it, young fellow! Why didn’t you go too? You don’t belong here; you’re no Baggins—you—you’re a Brandybuck!’ ”

It’s never said why there is such an animus held by the Sackville-Bagginses against the Bagginses, but there is clearly something wrong with the S-Bs, from their covetousness to Lobelia’s open theft, and whatever is wrong is just what Saruman will find and exploit. Our next mention of them is oblique and it has to do with that pipe-weed. Merry and Pippin have been explaining how they had come to discover it at Isengard and all seems clear—

“ ‘All except one thing,’ said Aragorn: ‘leaf from the Southfarthing in Isengard. The more I consider it, the more curious I find it. I have never been in Isengard, but I have journeyed in this land, and I know well the empty countries that lie between Rohan and the Shire. Neither goods nor folk have passed that way for many a long year, not openly. Saruman had secret dealings with someone in the Shire, I guess. Wormtongues may be found in other houses than King Theoden’s…” The Two Towers, Book Three, Chapter 9, “Flotsam and Jetsam

With that faint foreboding, we hear no more until Gandalf and the Hobbits are once more leaving Bree and Butterbur says, almost in passing:

“ ‘I should have warned you before that all’s not well in the Shire neither, if what we hear is true. Funny goings on, they say.’ “ The Return of the King, Book Six, Chapter 7, “Homeward Bound”

With Butterbur’s words in their ears, the Hobbits ride out and conversation begins:

“ ‘I wonder what old Barliman was hinting at,’ said Frodo.

‘I can guess some of it,’ said Sam gloomily. ‘What I saw in the Mirror: trees cut down and all, and my old gaffer turned out of the Row. I ought to have hurried back quicker.’

‘And something’s wrong with the Southfarthing evidently,’ said Merry. ‘There’s a general shortage of pipe-weed.’

‘Whatever it is,’ said Pippin, ‘Lotho will be at the bottom of it: you can be sure of that.’”

Here again, after Aragorn’s remark long before, we see that pipe-weed turn up—and associated somehow with a Sackville-Baggins. Butterbur has already replied to Gandalf’s request for it that “That’s the one thing that we’re short of, seeing how we’ve only got what we grow ourselves, and that’s not enough. There’s none to be had from the Shire these days.”

It’s never explained why Pippin makes the connection with Lotho at this point—was the bad blood between the Bagginses and the Sackville-Bagginses part of a darker picture of the S-Bs? This seems more than possible when Gandalf adds to Pippin’s remark:

“ ‘Deep in, but not at the bottom,’ said Gandalf. ‘You have forgotten Saruman. He began to take an interest in the Shire before Mordor did.’”

And now we begin to see a potential bigger pattern: Saruman-an S-B-Shire and, with it, the second step in the take-over of the Shire, that from outside. But that’s for Shire Portrait 5b: “Hostile Take-Over.2”, next time.

Until then, thanks, as ever, for reading!

MTCIDC

CD

Shire Portrait (2)

08 Wednesday Feb 2017

Posted by in Economics in Middle-earth, Imaginary History, J.R.R. Tolkien, Maps, Narrative Methods

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Welcome, dear readers, as always.

In our last post, we began a series responding to the question:   what makes the Shire the Shire?

1theshire

We began with the government, which turned out to be very rudimentary: a Thain (hereditary), a Mayor (elected), a postal service (not known how chosen), Shirriffs (a kind of border patrol—volunteer). Since the Thain and Mayor were principally honorary positions, there was perhaps no salary attached. As for the postal service (called “Messengers”) and the Shirriffs, we presume that there must have been some sort of payment, although we are not told so. Since, in our world, we pay for the police and the post office through taxes, we wondered how the same services in the Shire were paid. This led us to the question of the Shire economy in general.

In a letter of 25 September, 1954, JRRT wrote to Naomi Mitchison:

“I am more conscious of my sketchiness in the archaeology and realien [“physical facts/things of real life”] than in the economics: clothes, agricultural implements, metal-working, pottery, architecture and the like…I am not incapable of or unaware of economic thought; and I think as far as the ‘mortals’ go, Men, Hobbits, and Dwarfs, that the situations are so devised that economic likelihood is there and could be worked out…” (Letters, 196)

The Shire would appear to be an agriculturally-based economy:

“The Shire is placed in a water and mountain situation and a distance from the sea and a latitude that would give it a natural fertility, quite apart from the stated fact that it was a well-tended region when they [hobbits] took it over.” (Letters, 196)

He adds to this that, when the hobbits took control of the Shire, that included “a good deal of older arts and crafts”, suggesting that the solution to the problem of the production of “clothes, agricultural implements, metal-working, pottery”—all the Realien, as he calls them, is assumed. How and from whom such things were taken over is not explained and such production, in any community, is not a small matter: “things of real life” are many and complicated.

Consider, for example, just one moment at Bag End. The Baggins appear to have been well-to-do, even without the treasure Bilbo brought back from his trip. His house is extremely well-furnished and the Baggins certainly don’t want for provisions, as we know from descriptions both in The Hobbit and The Lord of the Rings, as well as Realien, as the Dwarves’ clean-up song reminds us:

Chip the glasses and crack the plates!

Blunt the knives and bend the forks!

That’s what Bilbo Baggins hates—

Smash the bottles and burn the corks!

(The Hobbit, Chapter 1, “An Unexpected Party”)

1bilbodwarves.jpg

If we take this line by line, we come up with the following: glasses, plates, knives, forks, bottles, corks.

Glasses and bottles (as well as the window panes at Bag End) require a glassblower and perhaps a glazier.

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Plates require a potter.

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Knives and forks were once made by cutlers (and forks are very advanced for a Middle-earth which is mostly medieval—although classical people used them in food preparation, it was only during the Renaissance that they began to appear as an eating utensil—western Medieval people ate with knives, spoons, and fingers).

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(And next is a Renaissance fork, found in the foundations of the Rose Theatre)

Corks come from vintners and brewers (in our world, vintners only began using cork as a sealant in the 17th century, we have read).

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Take those objects a step farther back and you find:

  1. glasswear, bottles, and window panes require silica and something to make it more stable, like lime (from limestone) or lead, which leads us to the question of where the ingredients come from. Silica is sand and can be found in many places—perhaps it might come from the west coast of Middle-earth? If all of the Shire is like the White Downs, where Michel Delving is located, it may be situated upon a vast deposit of chalk (more about Shire geography in our next posting). Lime would then have to be imported. As we have no record of mines in the Shire, the same would be true for lead.

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  1. ceramics, like plates, are made of clay and all sorts of clay are used to make pottery, but all need to be dug out, usually from beds found near streams, rivers, or places like canyons or ravines. The Shire seems fairly well-watered, so we presume that the clay used to make Bilbo’s dishes was local.

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  1. knives and forks would be made of iron, early steel, or silver (with silver, plus an alloy to make them stronger)—here, again, we would need mines, for the iron ore and silver

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  1. cork in our world is actually tree bark from the cork trees which grow in hot, dry southwest Europe (Spain/Portugal) and northwest Africa

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1, 2, 4 (and possibly 3) require raw materials of which no mention is made in the Shire and 1, 2, and 3 all need especially hot fires to make them, possibly using charcoal (made locally?) or coal (again, no mines discussed). And this is just, basically, four items.

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So many import possibilities: what about export? We have solid evidence for one, which Merry and Pippin have discovered at Isengard:

“My dear Gimli, it is Longbottom Leaf! There were the Hornblower brandmarks on the barrels, as plain as plain. How it came here, I can’t imagine. For Saruman’s private use, I fancy. I never knew that it went so far abroad.” (The Two Towers, Book 3, Chapter 9, “Flotsam and Jetsam”)

It should always be remembered that these are works of fantasy, of course, and, unless there is some novelistic purpose which employs a potter as a character (in Taran Wanderer,15taranwanderer.JPG

by Lloyd Alexander, book 4 of The Chronicles of Prydain, for example, the hero, Taran, spends a little time as an apprentice potter, among other trades) or the making of silverware (something one might read about in Esther Forbes’ Johnny Tremain,16johnnytremain.jpg

where Johnny is an apprentice to a silversmith), it would seem completely unnecessary to spend narrative time discussing raw materials, imports, exports, or the manufacture of day-to-day items. We have taken the time, however, because, where, sometimes, we write about the parallels between Middle-earth and something here in our world, here the complexity of ordinary things in our world is completely forgotten in Middle-earth, or simply taken for granted, as JRRT implies in the letter cited above. If we are to examine Shire economics, however, we must, at least, consider them. As well, although we may keep saying, “No evidence for”, we think that, even if there is no potter or tin mine in the text, prompting readers to remember that, in the real world, there would have been one is a useful exercise and, for us, at least, makes the story that much more real.

But now we come to the subject of paying for Realien, or for anything else in the Shire, be it for the Shirriffs or for a pint at The Green Dragon.

In a totally rural economy many things might be obtained through barter: in return, for payment, please take 10 chickens, or a sack of grain. (And perhaps we see something like this in “The Scouring of the Shire”, when Hob Hayward tells Merry that, “We grows a lot of food, but we don’t rightly know what becomes of it. It’s all these ‘gatherers’ and ‘sharers’, I reckon, going round counting and measuring and taking off to storage.”—this looks like taxes, “paid in kind”).  Such might work for, say, trading a hen for a bowl, but would certainly not do for that pint—or for the bill at The Prancing Pony. Coins and their values are not mentioned in Tolkien, but their effect is felt, all the same: when Frodo buys a house in Crickhollow, we doubt he does it with cows!

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(We discussed Middle-earth money in an earlier posting and it seems to us that it would be fun to create, say, Gondorian money—here’s one possibility

17robert21316-1390.jpg

It’s actually a coin of Robert II of Scotland—1316-1390—but, changing the crown, could you imagine this as something issued earlier in the Third Age, say?)

This has been perhaps a rather long-winded and prosy posting (perhaps not for nothing did Thomas Carlyle, in 1849, call economics “the dismal science”?), for which we ask our readers’ pardon, but, if it helps to flesh out our portrait of the Shire, it was worth it, we feel. Our next, we hope will be a bit lighter, being on the physical “look” of the Shire, from its geography to its geology to its architecture.

Thanks, as ever, for reading.

MTCIDC

CD

When One Door Closes (I)

09 Wednesday Nov 2016

Posted by in J.R.R. Tolkien, Literary History, Narrative Methods

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Welcome, dear readers, as always.

Recently, we’ve been thinking about Bilbo’s remark to Frodo:

“It’s a dangerous business, Frodo, going out your door.” (The Fellowship of the Ring, Book 1, Chapter 3, “Three is Company”)

What makes this true in Tolkien, we wondered? As an experiment, we began to list all of the significant doors in The Hobbit and The Lord of the Rings and what happened at each of them and we believed that we could see that they fell, roughly, into two categories: doors (and we include gates here) which are the approach to danger, as Bilbo says, and doors which at least seem to offer safety. There are so many, in fact, that we have decided to break them down (no pun intended) and, in this posting, we’ll examine those we found in The Hobbit.

Our first door is Bilbo’s own, in front of which he is sitting when Gandalf first appears

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and which he dodges behind, to escape Gandalf—or so he thinks:

“With that the hobbit turned and scuttled inside his round green door, and shut it as quickly as he dared, not to seem rude.” (The Hobbit, Chapter 1, “An Unexpected Party”)

This door, of course, is hardly a barrier to Gandalf, who scratches a rune on it, turning it from what Bilbo hopes is a “no trespassing” sign to a “welcome” mat.

bilbosdoor.jpg

We then get a scene which reminds us of one in the Marx Brothers’ movie, Horsefeathers (1932)

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—or maybe it’s just an excuse on our part to bring up the Marx Brothers, who, in our opinion, are never brought up often enough. It’s a scene from the days of Prohibition, when hard liquor had been outlawed in the U.S. by an amendment to the Constitution (1920-1933). It was clearly a batty idea and, very soon, many people (some of whom must even have voted for the amendment), were looking for ways to skirt the federal law. One way to do so was to visit an illegal bar, called a “Speakeasy”, presumably because you could say what you wanted there, including criticizing a stupid law. These were secret places, with guards at the door and a need for passwords, so that people on the inside could detect attempts by the police to raid them. In the movie, Chico (pronounced “chick-o’’—as he was said to be an avid pursuer of girls)

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is the guard on the inside and Groucho

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is a potential customer.

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As is typical with the Marx Brothers, the scheme collapses and they both end up on the outside of the door, but, before that happens, there is a lot of knocking and attempts (full of bad puns) to guess the proper password.

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The door, then, is really only a prop, a site where Chico and Groucho can practice one-liners on each other and not much else (as if that matters with the Marx Brothers!). In the next door scene from The Hobbit, however, JRRT uses Bilbo’s door for larger purposes: to show Gandalf’s subtle understanding of Bilbo’s psychological make-up, as well as the beginning of his plan to turn Bilbo from a staid Baggins to a much freer Took, as Bilbo is forced to confront a gang of dwarves and their mission.

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Gandalf’s method, as readers will remember, was to send the dwarves to Bilbo’s door one or two at a time. Gandalf repeats this trick when he and the dwarves (and Bilbo, of course) take refuge at Beorn’s,

beorn.jpg

after their escape from the pursuing wargs and goblins.

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Whereas we might say that the second door scene at Bilbo’s led to danger, this scene leads to safety, although only temporary security, as Bilbo and the dwarves must set out again, even if refreshed and refitted.

(Readers note: this second time has been replaced in the second Hobbit film with a scene which misses both the quiet comedy of the original and its use in the story as a way to provide us with a more rounded picture of Beorn, as well as JRRT’s use of a repeated folk motif perhaps to reinforce the fairy tale-like structure of what was originally an oral tale turned children’s book.)

The dwarves had encountered the goblins through a hidden door (clearly a “danger door”), outside of which they had taken shelter. They are made prisoner

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but Bilbo, being lost, finds the Ring, meets Gollum,

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and escapes by a door which certainly offers safety. (Although, as the title of the next chapter puts it, not for long, being “Out of the Frying-Pan, Into the Fire”.)

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This, of course, not only leads us back to Beorn, but also on to Mirkwood and our next door, that of the Mirkwood Elves and their king, Thranduil (who does not ride an elk, as the movies would have it—and really silly-looking that is, in our opinion). This is one of a number of versions by JRRT himself.

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Although this door leads to the dwarves’ imprisonment, the danger appears to be minimal. Thranduil threatens them, but, except for locking them up and putting them on short rations, he does them no harm. (And there is another backdoor escape—this time in barrels—one of JRRT’s own favorite illustrations—and ours, too).

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The barrels led us to the lake and to Lake Town (a colored version of another JRRT illustration),

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through the gate of which the dwarves had to pass. A strong theme in so many of these entryways is that they are a form of challenge: those who would get in (or out) must deal with a guardian—Bilbo, goblins, elves–and Lake Town is no different. Here, there is a squad of lax gate guards, who are rather easily impressed when Thorin announces who he is and that he wants to see the Master. As the dwarves persuade the Lake Town people to supply their expedition, we would label this one of the doors to safety—the last thing we would say for the final two: the back door and the front gate of the Lonely Mountain.

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So far, we have had two front doors (Bilbo’s and Beorn’s), one hidden door (goblins), two sets of gates (elves, Lake Town), and two back doors (goblins and elves). Now we have a door with a spell cast upon it and the riddle of the spell acts as the guardian. It is, of course, the door most desired by the dwarves, but it’s hardly a door to safety as, at its bottom lies the reason they abandoned the mountain to begin with: Smaug.

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The front gate is hardly better, as it soon becomes a defensive work for the dwarves as they prepare to fend off those who either try to seek recompense or are simply goblin attackers.

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But wait—we’ve left out a final door, haven’t we? “the door where it began”—and, in front of it, Bilbo experiences one more trial:   finding that he’s been declared dead and his property is up for auction—and just when he believes he is “back again”. But there is a happy ending and The Hobbit itself ends with Bilbo, some years later, answering that same door

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and entertaining Gandalf and Balin. (Although in the drawing above, Bilbo bears a certain resemblance to someone else…)

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In our next post, we’ll continue by looking at doors and gates in The Lord of the Rings.

Thanks, as always, for reading!

MTCIDC

CD

What’s In a Name?

27 Wednesday Jul 2016

Posted by in Imaginary History, J.R.R. Tolkien, Literary History, Narrative Methods

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Welcome, as always, dear readers.

In this posting, we are interested in the use and danger of using names in the history of the Ring, as well as looking at a possible parallel from an earlier heroic story.  How dangerous can a name be?

In Chapter 5 of The Hobbit, Bilbo makes what is almost a fatal mistake—not for himself so much as for Frodo, and not at the time, so much as some 77 years later.

Confronted by the curious Gollum deep under the Misty Mountains, Bilbo has responded to Gollum’s, “What iss he, my preciouss?” with, “I am Mr. Bilbo Baggins.”

The Riddle Game

First, of course, he hasn’t answered the question. He was asked what, not who. And, from Gollum’s viewpoint, in which seemingly all animate things are potentially at least a snack, if not a full meal (“I guess it’s a choice feast; at least a tasty morsel it’d make us, gollum!” The Hobbit, Chapter 5, “Riddles in the Dark”), “What is it?” is the more appropriate question.

Second, depending on the culture, names can have a much greater significance than simply being social identifiers. If your culture has a strong belief in magic, then your personal name is a point of vulnerability: someone who wishes to control you can use it in summoning spells. This is probably why, for example, Circe, in Book 10 of the Odyssey, when she can’t turn Odysseus into a pig, as she had already done with part of his crew, says that he’s akaletes—literally, “uncallable by name”. Although the story as we have it doesn’t say so, we can presume that, as he does in another circumstance—which we’re about to discuss—he gives the enchantress a false name and therefore escapes her magic.

This is not the first time Bilbo has slipped, however. William, the troll, has already asked, “What are yer?” And Bilbo has replied, “Bilbo Baggins, a bur-a hobbit.” (The Hobbit, Chapter 2, “Roast Mutton”)

TN-Trolls_colour_sketch

(By one of our favorite Tolkien artists, Ted Nasmith)

Again, Bilbo has given the wrong answer (reminding us of a scene in the Marx Brothers movie, Horsefeathers, 1932, where Chico, as Baravelli, the doorkeeper of a speakeasy, demands of Groucho, “Who are you?” to which Groucho replies, “I’m fine, thanks. Who are you?”).

Password Scene

He has also complicated matters by almost saying “burglar” (he’s just tried to steal William’s purse, after all, which has, in fact, asked him “’Ere, ‘oo are you?”), but, by changing it at the last moment, he’s then created a new confusion, as the trolls simultaneously ask, “A burrahobbit?” and William adds, “What’s a burrahobbit got to do with my pocket, anyways?”

(We also ask, is there a very mild joke here—“burra” could easily sound like “burrow” and, since hobbits traditionally lived in tunnels…?)

Gandalf and daylight take care of the trolls,

img__Art-The_Three_Trolls_are_Turned_to_Stone,_by_JRRT

but Gollum is another matter. Bilbo, caught off guard, gives him his name. This, in turn, under torture, is passed on to Sauron, now aware that the Ring has (literally) resurfaced on Middle-earth. And, somehow, the names “hobbits” and “Shire” have been added to Bilbo’s name, as Gandalf tells Frodo (The Fellowship of the Ring, Chapter 2, “The Shadow of the Past”). To find out more, Sauron sends out his search team, the Nazgul, and the danger begins…

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(A wonderfully atmospheric watercolor by Ella Kurki)

Odysseus, whom we mentioned earlier, has also been involved with a large and menacing creature, Polyphemus, the Cyclops, in Book 9 of the Odyssey.

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Having a little more experience of danger and living in a world where magic may be anywhere, he is more wary, however, than Bilbo and, when asked his name, replies “Ootis”, which is Greek for “Nobody”.

Scholars have argued for a very long time as to why Polyphemus, who has a Greek name (“The Much-Spoken-Of”) and speaks perfectly good Greek, can be so easily taken in by such a transparent trick and there are lots of theories to explain it. Perhaps, however, the answer is simply to point to Bilbo’s trolls, whom Tolkien describes as “slow in the uptake”—that is, they are not very quick to assess a new situation. Is this the case with Polyphemus? Or, being as big as he is, and not fearing the gods (as he informs Odysseus), perhaps he ignores Odysseus’ reply as simply part of the guest ritual known as xenia, in which, it is clear from his behavior, he does not believe anyway?

Over and over again, in the Odyssey, we see this social pattern, called xenia, which means something like “guest-friendship”, enacted   In this pattern, a person comes to another’s house in need of food and shelter. There is then a ritual, in which:

  1. the potential guest appeals to the householder
  2. the householder fulfills that person’s wants
  3. in return the person tells his name and his story
  1. the host gives the person guest-gifts and sends him on his way
  2. should he—or anyone to whom he’s related—be in the guest’s territory in the future, he can claim the same hospitality from the guest—and this can be passed down through generations

In the case of Polyphemus, Odysseus and his men have come to Polyphemus’ cave and helped themselves to his food while he was absent, therefore immediately disturbing the pattern. When the Cyclops comes home, his response is to kill and eat two of Odysseus’ men, a grim parody of the custom, in which he should be feeding them, not feeding on them. The situation escalates, with more men eaten, until Odysseus formulates an escape plan which includes getting the Cyclops drunk

Cyclops-Homer

and putting out his eye,

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then using a flock of sheep as an escape vehicle.

FrCyclopsEscape

In the meantime, however, Polyphemus has asked for Odysseus’ name, gotten the “Nobody” answer, and offered a guest-gift in return: the Cyclops will eat Odysseus last. The plan works, Odysseus and his surviving men escape (with the sheep), and get back to their ship, but then things go wrong again. Even blind, Polyphemus pursues them and, tossing mountain tops, almost brings them back to shore.

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They do manage to row out of range, however, but then Odysseus, seeming to destroy completely his earlier “Nobody” trick, and much to his crew’s horror, shouts out to the Cyclops not only who he really is, but where he lives, as well. What’s going on here?

polyphemos

Bilbo has twice, inadvertently, provided others with his name, if not his address.  Although Odysseus may be more able when it comes to thinking quickly in a dangerous situation than Bilbo, he also belongs to what is called a “face culture”. This means that who you are is a public thing. You only gain credit if you do things publically and your name is attached to what you do. In Odysseus’ case, he has bested a monster and avenged the deaths of his crewmen and it is important that that monster knows who did it. Unfortunately, that monster is the son of the sea god, Poseidon, to whom he prays for revenge and, knowing Odysseus’ name and address, this is a bit more pinpointed than simply saying, “Get that guy who put out my eye, dad!”

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Bilbo blundered into the territory of Gollum and, through inexperience and surprise, brought trouble, in time, to Frodo. Odysseus, having concealed his identity successfully, then exposed himself because his society and his position in that society required it. In turn, he returns home alone and on someone else’s ship, having brought trouble on himself and his crew.  In answer to our initial question, “How dangerous can a name be?”  The answer appears to be, “Very.”

Thanks, as always, for reading.

MTCIDC

CD

 

Fairy Tale to Bill of Sale

19 Wednesday Aug 2015

Posted by in Economics in Middle-earth, Fairy Tales and Myths, J.R.R. Tolkien

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Dear Readers,

Welcome, as always!

Recently, when we discussed the economics of Middle-earth, Tolkien told us that he was not entirely ignorant about such matters, saying “…the situations are so devised that economic likelihood is there and could be worked out”. LT, 296

So that’s what we’ve set out to do in this posting, working out something of those economics in a modest way.

The Hobbit, as everyone knows, began as a story for his children, set in a fairytale world of elves, goblins, dwarves, and a dragon—the sorts of things which, in Tolkien’s essay “On Fairy Stories”, are derived from fantasy, which is “a natural human activity. It certainly does not destroy or even insult Reason,” but enhances it, lest fantasy become mere “Morbid Delusion” (which, later in the essay, Tolkien links with a work like Alice in Wonderland).

But something begins to happen, even early on, when Bilbo signs a contract before setting out for his adventure—an odd start for a fairytale hero who, traditionally, has to prove himself.  The story proceeds for some time in fairy tale mode, but then, when the party loses everything in Mirkwood, it’s necessary for Bilbo and Company to resupply and here the story moves seriously from a fairytale world to capitalism, as the fairy tale quest evolves into a commercial venture.

To replace lost materiel, the company turns to the people of Laketown,

Laketown

who provide it–and clearly do so on speculation, since the Dwarves have nothing to offer but promises.

The fairytale then seems to resume.  The party reaches the mountain, gets in, the dragon wakes–but then things go very wrong, at least for the investors, as Smaug, easily putting together that two and two equal Laketown, sets off to destroy it and is destroyed himself, in the process.  And then the fairy tale comes apart completely in a potential war over economic resources and compensation for damage caused during the investment:  Laketowners versus Dwarves, which escalates when Elves stake a claim and then Dwarves come to reenforce Dwarves and then, just to keep things in flux, a goblin army arrives. One almost wonders whether the Eagles, when they arrived, have invested in Laketown bonds and are expecting to cash them in, with interest!

When all of this is resolved, we might think that we’ve returned to the fairy tale world once more:  Bilbo, with his share of the hoard, sets off for home, where happily ever after lies–or does it?

OdysseusSuitors

In The Odyssey, Odysseus comes home to find his house in the hands of suitors, and must deal with them with the help of a goddess—very much a folktale. Bilbo comes home to find that his house and goods have just been auctioned off, and has to retrieve his happy ending by buying back his own things. That initial contract seems to have haunted the story, even to this moment.

Fantasy for Tolkien was, “founded on the harsh recognition that things are so in the world as they appear under the sun”—one of those things was economics, something which Bilbo may have found almost as unavoidable as a vengeful dragon.

What do you think, dear readers?

As always, thank you for reading,

MTCIDC,

CD