When One Door Closes (I)

09 Wednesday Nov 2016

Posted by Ollamh in J.R.R. Tolkien, Literary History, Narrative Methods

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And Unexpected Party, Baggins, Beorn, Bilbo, Bilbo and Gollum, Chico Marx, doors, Dwarves, Gandalf, Goblins, Groucho Marx, hidden door, Hobbit door, Horse Feathers, Into the Fire, Lake Town, Lonely Mountain, Mirkwood, Out of the Frying-Pan, password, Smaug, speakeasy, Swordfish, The Hobbit, The Lord of the Rings, The Marx Brothers, Thranduil, Tolkien, Took, wargs

Welcome, dear readers, as always.

Recently, we’ve been thinking about Bilbo’s remark to Frodo:

“It’s a dangerous business, Frodo, going out your door.” (The Fellowship of the Ring, Book 1, Chapter 3, “Three is Company”)

What makes this true in Tolkien, we wondered? As an experiment, we began to list all of the significant doors in The Hobbit and The Lord of the Rings and what happened at each of them and we believed that we could see that they fell, roughly, into two categories: doors (and we include gates here) which are the approach to danger, as Bilbo says, and doors which at least seem to offer safety. There are so many, in fact, that we have decided to break them down (no pun intended) and, in this posting, we’ll examine those we found in The Hobbit.

Our first door is Bilbo’s own, in front of which he is sitting when Gandalf first appears

and which he dodges behind, to escape Gandalf—or so he thinks:

“With that the hobbit turned and scuttled inside his round green door, and shut it as quickly as he dared, not to seem rude.” (The Hobbit, Chapter 1, “An Unexpected Party”)

This door, of course, is hardly a barrier to Gandalf, who scratches a rune on it, turning it from what Bilbo hopes is a “no trespassing” sign to a “welcome” mat.

We then get a scene which reminds us of one in the Marx Brothers’ movie, Horsefeathers (1932)

—or maybe it’s just an excuse on our part to bring up the Marx Brothers, who, in our opinion, are never brought up often enough. It’s a scene from the days of Prohibition, when hard liquor had been outlawed in the U.S. by an amendment to the Constitution (1920-1933). It was clearly a batty idea and, very soon, many people (some of whom must even have voted for the amendment), were looking for ways to skirt the federal law. One way to do so was to visit an illegal bar, called a “Speakeasy”, presumably because you could say what you wanted there, including criticizing a stupid law. These were secret places, with guards at the door and a need for passwords, so that people on the inside could detect attempts by the police to raid them. In the movie, Chico (pronounced “chick-o’’—as he was said to be an avid pursuer of girls)

is the guard on the inside and Groucho

is a potential customer.

As is typical with the Marx Brothers, the scheme collapses and they both end up on the outside of the door, but, before that happens, there is a lot of knocking and attempts (full of bad puns) to guess the proper password.

The door, then, is really only a prop, a site where Chico and Groucho can practice one-liners on each other and not much else (as if that matters with the Marx Brothers!). In the next door scene from The Hobbit, however, JRRT uses Bilbo’s door for larger purposes: to show Gandalf’s subtle understanding of Bilbo’s psychological make-up, as well as the beginning of his plan to turn Bilbo from a staid Baggins to a much freer Took, as Bilbo is forced to confront a gang of dwarves and their mission.

Gandalf’s method, as readers will remember, was to send the dwarves to Bilbo’s door one or two at a time. Gandalf repeats this trick when he and the dwarves (and Bilbo, of course) take refuge at Beorn’s,

after their escape from the pursuing wargs and goblins.

Whereas we might say that the second door scene at Bilbo’s led to danger, this scene leads to safety, although only temporary security, as Bilbo and the dwarves must set out again, even if refreshed and refitted.

(Readers note: this second time has been replaced in the second Hobbit film with a scene which misses both the quiet comedy of the original and its use in the story as a way to provide us with a more rounded picture of Beorn, as well as JRRT’s use of a repeated folk motif perhaps to reinforce the fairy tale-like structure of what was originally an oral tale turned children’s book.)

The dwarves had encountered the goblins through a hidden door (clearly a “danger door”), outside of which they had taken shelter. They are made prisoner

but Bilbo, being lost, finds the Ring, meets Gollum,

Bilbo and Gollum.JPG

and escapes by a door which certainly offers safety. (Although, as the title of the next chapter puts it, not for long, being “Out of the Frying-Pan, Into the Fire”.)

This, of course, not only leads us back to Beorn, but also on to Mirkwood and our next door, that of the Mirkwood Elves and their king, Thranduil (who does not ride an elk, as the movies would have it—and really silly-looking that is, in our opinion). This is one of a number of versions by JRRT himself.

palazzo di thranduil 2.jpg

Although this door leads to the dwarves’ imprisonment, the danger appears to be minimal. Thranduil threatens them, but, except for locking them up and putting them on short rations, he does them no harm. (And there is another backdoor escape—this time in barrels—one of JRRT’s own favorite illustrations—and ours, too).

The barrels led us to the lake and to Lake Town (a colored version of another JRRT illustration),

through the gate of which the dwarves had to pass. A strong theme in so many of these entryways is that they are a form of challenge: those who would get in (or out) must deal with a guardian—Bilbo, goblins, elves–and Lake Town is no different. Here, there is a squad of lax gate guards, who are rather easily impressed when Thorin announces who he is and that he wants to see the Master. As the dwarves persuade the Lake Town people to supply their expedition, we would label this one of the doors to safety—the last thing we would say for the final two: the back door and the front gate of the Lonely Mountain.

So far, we have had two front doors (Bilbo’s and Beorn’s), one hidden door (goblins), two sets of gates (elves, Lake Town), and two back doors (goblins and elves). Now we have a door with a spell cast upon it and the riddle of the spell acts as the guardian. It is, of course, the door most desired by the dwarves, but it’s hardly a door to safety as, at its bottom lies the reason they abandoned the mountain to begin with: Smaug.

The front gate is hardly better, as it soon becomes a defensive work for the dwarves as they prepare to fend off those who either try to seek recompense or are simply goblin attackers.

But wait—we’ve left out a final door, haven’t we? “the door where it began”—and, in front of it, Bilbo experiences one more trial: finding that he’s been declared dead and his property is up for auction—and just when he believes he is “back again”. But there is a happy ending and The Hobbit itself ends with Bilbo, some years later, answering that same door

and entertaining Gandalf and Balin. (Although in the drawing above, Bilbo bears a certain resemblance to someone else…)

In our next post, we’ll continue by looking at doors and gates in The Lord of the Rings.

Thanks, as always, for reading!

MTCIDC

Nought’s had, all’s spent

03 Wednesday Aug 2016

Posted by Ollamh in J.R.R. Tolkien, Literary History, Narrative Methods, Theatre and Performance, Villains

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A Shadow of the Past, Birnam Wood, Eowyn, Fangorn Forest, Gandalf, Gondor, Isengard, Istari, King Duncan, Lady Macbeth, Macbeth, Macduff, Orthanc, Palantir, Saruman, Sauron, Shakespeare, The Lord of the Rings, The Weird Sisters, The Witch-King, Tolkien

In “The Shadow of the Past,” Gandalf, giving Frodo backstory of the Ring, makes a confession:

“I might perhaps have consulted Saruman the White, but something always held me back.”

“Who is he?” asked Frodo. “I have never heard of him before.”

“Maybe not,” answered Gandalf. “Hobbits are, or were, no concern of his. Yet he is great among the Wise. He is the chief of my order and the head of the Council. His knowledge is deep, but his pride had grown with it, and he takes ill any meddling. The lore of the Elven-rings, great and small, is his province. He has long studied it, seeking the lost secrets of their making; but when the Rings were debated in the Council, all that he would reveal to us of his ring-lore told against my fears. So my doubt slept– but uneasily. Still I watched and I waited.” (The Lord of the Rings, The Fellowship of the Ring, Book 1, Chapter 2, “The Shadow of the Past”)

In terms of the spiritual life and safety of Middle-earth, Gandalf’s confession foreshadows much evil to come. Both Gandalf and Saruman are Istari, one of a group of five divine beings sent specifically to counteract the activities of Sauron.

Gandalf suspects that “the chief of my order and the head of the Council” is false, and his suspicion will prove to be true, but what has happened to Saruman? Gandalf suggests that it has something to do with the ring, but, in fact, the ring is only emblematic of the real problem: the lure of control.

Here is Saruman attempting to seduce Gandalf into joining him:

“I said we, for we it may be, if you will join with me. A new Power is rising. Against it the old allies and policies will not avail us at all. There is no hope left in Elves or dying Numenor. This then is one choice before you, before us. We may join with that Power. It would be wise, Gandalf. There is hope that way. Its victory is at hand; and there will be rich reward for those that aided it. As the Power grows, its proved friends will also grow; and the Wise, such as you and I may with patience come at last to direct its courses, to control it.” (The Lord of the Rings, The Fellowship of the Ring, Book 2, Chapter 2, “The Council of Elrond”)

Instead of fulfilling his role as a counter-balance to Sauron, Saruman proposes first to control Sauron, and then even to become Sauron. As Saruman says, “Why not? The Ruling Ring? If we could command that, then the Power would pass to us.” (The Lord of the Rings, The Fellowship of the Ring, Book 2, Chapter 2, “The Council of Elrond”) This use of the first person plural pronoun is not convincing:

“Saruman,” I said, standing away from him, “only one hand at a time can wield the One, and you know that well, so do not trouble to say we.” (The Lord of the Rings, The Fellowship of the Ring, Book 2, Chapter 2, “The Council of Elrond”)

But what is it which Saruman wants to do with that ring?

“We can bide our time, we can keep our thoughts in our hearts, deploring maybe evils done by the way, but approving the high and ultimate purpose: Knowledge, Rule, Order; all the things that we have so far striven in vain to accomplish, hindered rather than helped by our weak or idle friends. There need not be, there would not be, any real change in our designs, only in our means.” (The Lord of the Rings, The Fellowship of the Ring, Book 2, Chapter 2, “The Council of Elrond”)

Knowledge, rule, order? We immediately want to know, knowledge of what, and who is ruling whom, with what order? And the answers are all the same: Saruman’s knowledge, Saruman’s rule, Saruman’s order. But what has happened to Saruman to so turn him away from the purpose for which he was sent?

Saruman’s headquarters are at Orthanc, a tower set in a stone circle at Isengard.

Originally, this had been the site of a Gondorian strongpoint, but, as Gondor waned, it fell into disuse until taken over by Saruman with the permission of the Steward of Gondor, Beren. When we think of wizards, we imagine them as wanderers, like Gandalf and Radagast, and even more so, the two Blue wizards who have wandered so far as to have disappeared almost entirely from the history of Middle-earth. Could the very fact that Saruman would want a permanent base have been a hint that his plans went beyond the directive he had received in Valinor?

And there is worse to come. Within Orthanc, Saruman has discovered a Palantir, a far-seeing stone of Numenor.

Who else might have one of these stones? Unfortunately, one of them is in the hands of Sauron.

And the seduction of Gandalf began with the seduction of Saruman, as Gandalf says:

“Saruman…I have heard speeches of this kind before, but only in the mouths of emissaries sent from Mordor to deceive the ignorant.” (The Lord of the Rings, The Fellowship of the Ring, Book 2, Chapter 2, “The Council of Elrond”)

This figure for good being drawn away from the proper path reminded us of a similar situation in Shakespeare. Macbeth has been a successful general for Duncan, the king of Scotland. For his latest victory, he has been well-rewarded by the king, but just as in the case of Saruman, there is some part of him which wants more. Thus, when, after the battle, he and a companion meet three strange women on the edge of the battlefield, their prophetic words touch him in a place perhaps untouched before, but there.

MacbethAndBanquo-Witches

They first hail him by titles King Duncan has yet to give him–but will. Then they hail him as King of Scotland itself, and his corruption begins. It may have gone no farther than unquiet dreams had there not be a second element in his seduction: his wife.

Ellen-Terry-as-Lady-Macbeth-by-John-Singer-Sargent-1889

It is she who completes what these three strange women began, not only nurturing Macbeth’s ambition, but even planning the murder of King Duncan.

Lady_Macbeth_Cattermole Like Saruman, Macbeth is overcome, gives in, murders Duncan, seizes power, but, also like Saruman, can not retain it and, interestingly, an element in his defeat closely resembles an element in Saruman’s defeat: trees.

As his reign suffers resistance and becomes bloodier and more confused, Macbeth sees a series of apparitions, including one which reassures him–or so he thinks–that

“Be lion-mettled, proud, and take no care

Who chafes, who frets, or where conspirers are.

Macbeth shall never vanquished be until

Great Birnam Wood to high Dunsinane Hill

Shall come against him.” (Macbeth, 4.1.94-98)

But his enemies, to disguise their numbers and movements, camouflage themselves with foliage from Birnam Wood,

Macbeth’s fortress is successfully taken, and Macbeth is killed in battle, his head taken by an avenging enemy, Macduff.

Where Macbeth has had Birnam Wood, Saruman suffers from the Forest of Fangorn–

Tolkien, Nasmith, painting, illustration, Lord of the Rings, Silmarillion, Hobbit, Middle-earth

The Wrath of the Ents, by Ted Nasmith

(We would add one more Macbeth parallel for The Lord of the Rings. Another seemingly reassuring apparition has told Macbeth that he can only be killed by a very special person:

“Be bloody, bold, and resolute. Laugh to scorn

The power of man, for none of woman born

Shall harm Macbeth.” (Macbeth, 4.1.81-83)

That person turns out to be Macduff, born from a Caesarian section.

Do we need to remind our readers of what Eowyn says in reply to the Witch-king’s “Hinder me? Thou fool. No living man may hinder me!”)

After the fall of Isengard, Saruman is imprisoned in his own tower. During his imprisonment, he is deprived of the Palantir, but Sauron’s seduction has been thorough and, even when offered another chance, there will be nothing left for him in the future but being a petty spoiler and then the victim of his own slave, someone he had once seduced.

jwyatt-sarumande

Thanks, as always, for reading.

MTCIDC

Terrifyingly Funny? (Part 1)

13 Wednesday Jul 2016

Posted by Ollamh in Artists and Illustrators, Fairy Tales and Myths, Imaginary History, J.R.R. Tolkien, Language, Literary History, Narrative Methods, Villains

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Adventure, Among Gnomes and Trolls, Bilbo, comic, Gandalf, Gollum, humor, John Bauer, Middle-earth, Pēro & Pōdex, Roast Mutton, Stone Trolls, The Hobbit, The Lord of the Rings, Through the Looking-Glass, Tolkien, Tommies, trolls, Victorian Drawing Room

Dear Readers, welcome, as always.

This is going to be a two-part posting because– well, it began as one thing, and then became another. We were thinking about Gollum, not as the grim and tormented figure we know from The Lord of the Rings, but rather as the muttering, riddling cave-dweller of The Hobbit. We were wondering if we could see Gollum not only as menacing, but as comic, as well.

Then, however, we began to think about other such figures, and one of us said to the other, “What about the trolls in The Hobbit?”. The other replied, “we see them before we see Gollum. Maybe we should start with them.”

And so we shall.

It’s clear where Tolkien got his trolls– they’re all over the fairy tales he had been reading since childhood, and they form a component of the traditional Scandinavian literature in which he had been interested for nearly as long. They are commonly large, and not terrifically bright, and often possess an anxiety about daylight. One of our favorite illustrators of such creatures is John Bauer (1882-1918), who, among other works, contributed illustrations to an ongoing series of volumes appropriately titled Among Gnomes and Trolls. Here, for example, is one of his depictions of the latter.

And, because we can’t resist– can we ever? Here are a couple more illustrations by Bauer.

Even before The Hobbit, however, Tolkien had produced a literary troll. In 1926, he wrote the first version of a poem to be sung to the folk song “The Fox Went Out”, called “Pēro & Pōdex”(“Boot and Bottom”). It survives in a later version in chapter 12 of Book 1 of The Lord of the Rings, beginning “Troll sat alone on his seat of stone”.

In The Hobbit, the trolls are grouped around a fire, drinking and eating and immediately recognizable:

“But they were trolls. Obviously trolls. Even Bilbo, in spite of his sheltered life, could see that: from the great heavy faces of them, and their size, and the shape of their legs, not to mention their language, which was not drawing-room fashion at all, at all.” (The Hobbit, Chapter 2, “Roast Mutton”)

Douglas Anderson, in his invaluable The Annotated Hobbit, says that “Tolkien presents the Trolls’ speech in a comic, lower-class dialect” (70). In fact, we wonder whether, as in the case of the later orcs in The Lord of the Rings, we are not seeing a reflection of the speech of some of the Tommies whom Tolkien had commanded in the Great War.

” ‘Mutton yesterday, mutton today, and blimey, if it don’t look like mutton again tomorrer,’ said one of the trolls.

‘Never a blinking bit of manflesh have we had for long enough,’ said a second. ‘What the ‘ell William was a-thinkin; of to bring us into these parts at all, beats me – and the drink runnin’ short, what’s more,’ he said jogging the elbow of William, who was taking a pull at his jug” (The Hobbit, Chapter 2, “Roast Mutton”).

Besides what sounds like a reference to a line in Through the Looking-Glass (1871), “The rule is, jam to-morrow and jam yesterday – but never jam to-day,” with their “blimey” and “blinking”, the trolls are immediately labeled by their speech as lower-class, potentially thuggish, and certainly not people invited to a formal drawing room like this–

Of course, we might ask ourselves, why should trolls talk like that anyway? And we might then reply, because Tolkien is mixing language for comic effect. Bilbo, Gandalf, and the dwarves speak in non-dialect standard English. Therefore, there’s an especially strong contrast here. As well, what the trolls are saying can be funny in itself, as when William says to the discontented other trolls,

” ‘Yer can’t expect folk to stop here for ever just to be et by you and Bert. You’ve et a village and a half between yer, since we come down from the mountains. What more d’yer want?’ ” (The Hobbit, Chapter 2, “Roast Mutton”).

Here, we have comic exaggeration combined with the frustrated defensiveness of a leader whose tactics are being questioned by subordinates.

The tension grows as the scene progresses. Bilbo appears, is nabbed by a purse which sounds like the Trolls, the Trolls fall to fisticuffs while arguing over Bilbo and then over the dwarves whom they capture, and Gandalf, imitating various Troll voices, so stirs the pot that the Trolls never notice when the first beam of sunlight cuts across their clearing and they are petrified.

So, if we consider what the Trolls have been doing previously–“Never a blinking bit of manflesh have we had for long enough…” says one, as well as what they discuss doing not only to Bilbo, but to the whole of Thorin & Co., these could seem to be grim figures, indeed. Then again, they sound like comic cockneys, they have ludicrously-large appetites, and they are dim enough to be taken in very easily by Gandalf’s ventriloquism. So, grim and funny at the same time.

On the whole, humor is more an element in The Hobbit than in The Lord of the Rings, but we believe that perhaps because of his initial appearance in The Hobbit, Gollum may have both the menace and the humor, at times , of these gormless Trolls, as we hope to show in Part 2.

Thanks, as always, for reading,

MTCIDC,

Evil Twin?

22 Wednesday Jun 2016

Posted by Ollamh in Films and Music, J.R.R. Tolkien, Narrative Methods, Villains

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Bilbo, Deagol, Edgar Allen Poe, Frodo, Gandalf, Gollum, Isildur, Lon Chaney Sr., London After Midnight, Peter Jackson, Pity, Smeagol, The Lord of the Rings, The One Ring, The Phantom of the Opera, The Shadow of the Past, Tolkien, twins, William Wilson

Dear Readers,

Welcome, as always.

In Edgar Allen Poe’s short story, “William Wilson”, (1839) the protagonist is haunted by a double—not a genetic twin, but a kind of look-alike opposite—who acts upon the behavior of the debauched original. (He eventually murders the “twin”, only to discover that, in a sense, he’s murdered himself.)

In this posting, we want to think about a relationship which, born in The Hobbit, grows over time until it, too, appears almost to be a pair of mirror opposites—who sometimes exchange their roles…

” ‘Gollum!’ cried Frodo. ‘Gollum? Do you mean that this is the very Gollum-creature that Bilbo met? How loathsome!’ ” (The Lord of the Rings, Book 1, The Fellowship of the Ring, Chapter Two, “The Shadow of the Past”).

This is the moment in which Gandalf is beginning to explain the history of the Ring, first to Frodo, and then, in more detail, in the Council of Elrond.

When Gandalf reveals that a major force in that history has been Gollum, Frodo is both surprised and appalled.

Gandalf is not. In fact, he shows a kind of sympathy for Gollum which flickers throughout the whole of The Lord of the Rings and which might be best described as pity. When later in this chapter Frodo exclaims, “What a pity that Bilbo did not stab the creature when he had the chance”, Gandalf replies:

” ‘Pity? It was Pity that stayed his hand. Pity, and Mercy: not to strike without need. And he has been well rewarded, Frodo. Be sure that he took so little hurt from the evil, and escaped in the end, because he began his ownership of the Ring so. With Pity.’ ” (The Lord of the Rings, Book 1, The Fellowship of the Ring, Chapter Two, “The Shadow of the Past”).

This, of course, is in contrast to what happened when Gollum found the Ring– because, in fact, he didn’t, and he murdered his friend Deagol, who did.

Sauron, we are told, has put much of his power—and himself—into the Ring. That power is often talked about in The Lord of the Rings, but it seems abstract—power to do what? One aspect of Sauron’s personality—a deep greed—is easily seen, however, reflected in how the Ring brings out that same feeling in others, even to the point of violence. Yet, as Gandalf says:

” ‘The murder of Deagol haunted Gollum, and he had made up a defence, repeating it to his “Precious” over and over again, as he gnawed bones in the dark, until he almost believed it.’ ” (The Lord of the Rings, Book 1, The Fellowship of the Ring, Chapter Two, “The Shadow of the Past”).

[Is there a hint of cannibalism here? When we first meet Gollum, the narrator says of him: “He liked meat too. Goblin he thought good, when he could get it…” (The Hobbit, “Riddles in the Dark”) Whose bones might Smeagol have gnawed first?

“No one ever found out what had become of Deagol; he was murdered far from home, and his body was cunningly hidden.” ]

We might wonder, thinking of “William Wilson”, if Smeagol and Deagol were, in a sense, twins?

“He had a friend called Deagol, of similar sort, sharper-eyed but not so quick and strong.” (The Lord of the Rings, Book 1, The Fellowship of the Ring, Chapter Two, “The Shadow of the Past”)

And Smeagol’s torment has as much to do with the symbolic killing of the “good” self as it does the murder of a friend?

Smeagol and Deagol by Williweissfuss

There may be a moral element here, as well, and it’s interesting to think that, although infected with Sauron’s greed, this potential for knowing right from wrong remains, at least temporarily, in Gollum, making him lie to himself and to others about how he acquired the ring. Bilbo must have felt this, too, even if he gained the Ring through non-violent means, this need for self-justification. And so he lies, but, to someone with a deeper knowledge, such behavior is all-too-transparent, as Gandalf says:

“Then I heard Bilbo’s strange story of how he had ‘won’ it, and I could not believe it. When I at last got the truth out of him, I saw at once that he had been trying to put his claim to the ring beyond doubt. Much like Gollum with his ‘birthday-present’. The lies were too much alike for my comfort.” (The Lord of the Rings, Book 1, The Fellowship of the Ring, Chapter Two, “The Shadow of the Past”).

Gandalf has seen the lie, but he has also seen something else, a kind of pattern in that lying and a worrying link between the liars, which he expresses in his response to Frodo’s disgust at the thought of Gollum with the Ring:

“ ‘I think that it is a sad story,’ said the wizard, ‘and it might have happened to others, even to some hobbits that I have known.’ “ (The Lord of the Rings, Book 1, The Fellowship of the Ring, Chapter 2, “The Shadow of the Past”)

Gandalf has also seen a deeper similarity between the two. When Frodo says that he can’t believe that Gollum has any connection with hobbits, Gandalf says:

“ ‘It is true all the same…About their origins, at any rate, I know more than hobbits do themselves. And even Bilbo’s story suggests the kinship. There was a great deal in the background of their minds and memories that was very similar. They understood one another remarkably well, very much better than a hobbit would understand, say, a Dwarf, or an Orc, or even an Elf. Think of the riddles they both knew, for one thing.’ “ (The Lord of the Rings, Book 1, The Fellowship of the Ring, Chapter 2, “The Shadow of the Past”)

Alan Lee - The Hobbit - 19 - Riddles in the dark.jpg

Alan Lee, “Riddles in the Dark”

This connection is not just with Bilbo—Frodo, too, appears to share it, as we see later in the story:

“For a moment it appeared to Sam that his master had grown and Gollum had shrunk: a tall stern shadow, a mighty lord who hid his brightness in grey cloud, and at his feet a little whining dog. Yet the two were in some way akin and not alien: they could reach one another’s minds.” (The Lord of the Rings, Book 4, The Two Towers, Chapter 1, “The Taming of Smeagol”)

But this is the behavior of a hobbit as the “good” twin, when he has the Ring and believes himself in control. Below it always lurks Sauron’s greed, and it can bring the “bad” twin to the surface very easily, as Frodo imagines when Bilbo says:

“ ‘Have you got it here?’ he asked in a whisper. ‘I can’t help feeling curious, you know, after all I’ve heard. I should very much like just to peep at it again.’

‘Yes, I’ve got it,’ answered Frodo, feeling a strange reluctance. ‘It looks just the same as it ever did.’

‘Well, I should just like to see it for a moment,’ said Bilbo.

When he had dressed, Frodo found that while he slept the Ring had been hung about his neck on a new chain, light but strong. Slowly he drew it out. Bilbo put out his hand. But Frodo quickly drew back the Ring. To his distress and amazement he found that he was no longer looking at Bilbo; a shadow seemed to have fallen between them, and through it he found himself eyeing a little wrinkled creature with a hungry face and bony groping hands. He felt a desire to strike him.” (The Lord of the Rings, Book 2, The Fellowship of the Ring, Chapter 1, “Many Meetings”)

[Here we have included a second image which is, to our eyes, strikingly like the first. This is a picture of Lon Chaney, Sr., as Inspector Edward C. Burke of Scotland Yard, in the lost 1927 silent film London After Midnight. Chaney was a remarkable frightening presence on-screen, doing his own make-up, as in the 1925 The Phantom of the Opera, based upon Gaston Leroux’s 1910 novel of the same title—]

ChaneyPhantomoftheOpera

Of course, one might ask here, was this really Bilbo Frodo was seeing through that shadow, or was it Sauron’s greed, distorting Frodo’s vision? Certainly, this happens again, when in “The Tower of Cirith Ungol”, Sam offers to carry the Ring and Frodo thought that:

“Sam had changed before his very eyes into an orc again, leering and pawing at his treasure, a foul little creature with greedy eyes and slobbering mouth.” (The Lord of the Rings, Book 6, The Return of the King, Chapter One, “The Tower of Cirith Ungol”)

And then, just at the moment before the Ring’s final destruction, it’s Frodo who changes before Sam’s eyes:

“Then Frodo stirred and spoke in a clear voice, indeed with a voice clearer and more powerful than Sam had ever heard him use, and it rose above the throb and turmoil of Mount Doom, ringing in the roof and walls.

‘I have come,’ he said. ‘But I do not choose now to do what I came to do. I will not do this deed. The Ring is mine!’ “ (The Lord of the Rings, Book 6, The Return of the King, Chapter Three, “Mount Doom”)

At this moment, it seems horribly appropriate that he put on the Ring and disappear, as the Frodo who has gone through such terrible hardship has disappeared, replaced not by Gollum as twin, but, it seems, by Isildur, who, when urged by Cirdan and Elrond, that the Ring “should have been cast then into Orodruin’s fire nigh at hand where it was made”, refused, saying “This I will have as weregild for my father, and my brother…” (The Lord of the Rings, Book 2, The Fellowship of the Ring, Chapter Two, “The Council of Elrond”)

But Gollum does appear and fulfills Gandalf’s near-prophecy to Frodo of long before:

“…he is bound up with the fate of the Ring. My heart tells me that he has some part to play yet, for good or ill, before the end; and when that comes, the pity of Bilbo may rule the fate of many—yours not least.” (The Lord of the Rings, Book 1, The Fellowship of the Ring, Chapter Two, “The Shadow of the Past”)

Removing the Ring by removing the finger, Gollum continues the image of Isildur, who had done the same to Sauron to gain the Ring, and, at the same time, he releases Frodo from its spell, even as he falls to his death in the fires of Mount Doom. At the same time, Gollum also breaks the image of twins—and, unlike William Wilson, with the Ring gone and the bond, Frodo is maimed, but whole—and alone.

Thanks, as ever, for reading.

MTCIDC

Beaux Gestes? (2)

27 Wednesday Apr 2016

Posted by Ollamh in Artists and Illustrators, Fairy Tales and Myths, J.R.R. Tolkien, Villains

≈ 1 Comment

Tags

19th-century tombs, Cicero, Galadriel, Gandalf, Grey Havens, Hildebrandts, Istari, Mourning, Queen Victoria, Quintilian, Saruman, Scouring of the Shire, The Lord of the Rings, The Mirror of Galadriel, Theatrical gesture, Tolkien, Valar

Welcome, as always, dear readers.

In our last, we commenced a small examination of gesture in The Lord of the Rings, relating specifically to Galadriel and Saruman. We began with Galadriel

and her rejection of Sauron. JRRT describes it in this way: “She lifted up her white arms, and spread out her hands towards the East in a gesture of rejection and denial.” In that post, we said that her gesture seemed theatrical, almost melodramatic, and we suggested that JRRT had been influenced by what we imagined he had seen on stage and on screen late in the 19^th and into the 20^th centuries, a time when such broad gestures were still considered the best way to convey strong emotion. This mode was, we proposed, ultimately based upon the writings of two ancient Romans, Cicero and Quintilian, who lived between the years 100BC and 100AD. In their day and up to the 20^th century, the only magnification available to allow speakers to be heard over crowds was the human voice. Thus, a range of gestures emphatic enough to be seen and clear enough to be understood at a distance was an important component of effective speaking and such gestures were adopted and adapted by actors and used and reused for many centuries to come.

Because none of the illustrations based upon “The Mirror of Galadriel” depicts this gesture, we used a photograph from an 1898 book on public speaking to provide the sense of what we believe we were meant to see.

In our last, we also suggested that Galadriel’s gesture was linked to one of Saruman’s—in fact, his last gesture on Middle Earth, as far as we know.

In sudden resentment at the contemptuous treatment consistently dealt him by Saruman, Grima Wormtongue has drawn a hidden knife and cut the wizard’s throat.

“To the dismay of those that stood by, about the body of Saruman a grey mist gathered, and rising slowly to a great height like smoke from a fire, as a pale shrouded figure it loomed over the Hill. For a moment it wavered, looking to the West; but out of the West came a cold wind, and it bent away, and with a sigh dissolved into nothing.” The Lord of the Rings, Book 6, Chapter viii.

Saruman had been one of the Istari, as Tolkien describes them all in describing Gandalf:

“There are naturally no precise modern terms to say what he was. I wd. venture to say that he was an incarnate ‘angel’—strictly an angelos: that is, with the other Istari, wizards, ‘those who know’, an emissary from the Lords of the West, sent to Middle-earth, as the great crisis of Sauron loomed on the horizon. By ‘incarnate’ I mean they were embodied in physical bodies capable of pain, and weariness, and of afflicting the spirit with physical fear, and of being ‘killed’, though supported by the angelic spirit they might endure long, and only show slowly the wearing of care and labour.” Letter to Robert Murray, S.J. (draft), 4 November, 1954.

Saruman, then, as another of the Istari, can be killed—and is, but what then? In his battle with the Balrog, it appears that Gandalf has met his end. He returns, however, suggesting that his physical body might be capable of the repair which Galadriel administers in Lorien. As JRRT says in the same letter, “He was sent by a mere prudent plan of the angelic Valar or governors; but Authority had taken up this plan and enlarged it, at the moment of its failure.”—that is, Gandalf’s apparent death.

As Gandalf puts it, “I was the enemy of Sauron”, and, with Sauron defeated, apparently conclusively, Gandalf is allowed to return to the West, to do or be what, is never explained. It is a privilege, clearly, since it is granted only to High Elves and, with special dispensation, to Bilbo and Frodo.

This brings us back to Saruman’s gesture: “For a moment it wavered, looking to the West; but out of the West came a cold wind, and it bent away, and with a sigh dissolved into nothing.”

In a way, what we see here is actually a lack of gesture—it is a wavering, with a sense of hope, perhaps? Almost as if Saruman is appealing for pardon? As in the case, of Galadriel, we have no artist’s depiction of this, but we’ve used the clue of “a pale shrouded figure”, as well as that wavering, to imagine that this is someone in mourning and so we can offer several figures from later 19^th-century tombs as a possible image.

It’s interesting that these all are female, as if this is one of the expected jobs of 19^th-century women, to be the Mourners in Chief. We suppose that, since Queen Victoria mourned for her husband Albert from his death in 1861 to her own death in 1901, this shouldn’t be surprising, but we are planning a later posting about mourning in The Lord of the Rings which will examine the subject within certain western traditions in more depth.

Queen-Victoria-Her-Latest-Portrait-1900_tr_4643_566.jpg

In the meantime, we return to Galadriel to match these two gestures. Saruman had failed because he had accepted the East and the deceptive words of Sauron. His fate, then, is to be met with a cold wind and to dissolve, with a sigh, into nothing, rejected by the West from which he had been sent, several thousand years before. Galadriel, on the other hand, by protecting her people and rejecting Sauron, had been accepted back into the West and the last we see of her is aboard a ship at the Grey Havens, bound for her reward.

Thanks for reading, as always.

MTCIDC

We couldn’t resist this final image: the Hildebrandts with the painting.

For all of the wonderful paintings he and his brother have given us, may Tim Hildebrandt (1939-2006) have been given a safe passage to the West, as well.

Lingua Orca

10 Wednesday Feb 2016

Posted by Ollamh in Imaginary History, J.R.R. Tolkien, Language, Literary History, Narrative Methods

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Adventure, Black Speech, Bree, Cirth, Fantasy, Gandalf, L. Frank Baum, Mordor, Orcs, Origin of Orcs, Ozma of Oz, Princess Langwidere, The Lord of the Rings, Thorin, Tolkien

Welcome, dear readers, as always.

In P. Jackson’s The Desolation of Smaug, there is a scene at the opening, cut from whole cloth as so much of the later Hobbit movies, in which Gandalf meets Thorin in The Prancing Pony in Bree.

There Gandalf shows Thorin a “message”.

“Gandalf: It is Black Speech.

[Thorin looks at Gandalf with unease]

Gandalf: A promise of payment.

Thorin: For what?

Gandalf: Your head. Someone wants you dead.”

One can laugh at that last—is there the possibility that someone who promised payment for a head would not want the owner dead? (Here we thought, for a moment, of the Princess Langwidere in L. Frank Baum’s Ozma of Oz, who has a collection of 30 exchangeable heads which she keeps locked in a cabinet.)

After laughing, however, we began to wonder just who that message was supposed to be for.

Tolkien says of the Black Speech:

“It is said that the Black Speech was devised by Sauron in the Dark Years, and that he had desired to make it the language of all those that served him, but he failed in that purpose.”

We are never told why he failed: was it too complicated? Too impractical? Too limited? (In modern terms, we can imagine Sauron sending out memos, saying things like: “To All Departments: it has come to Our attention that there are those who are not using the Black Speech in all official documents. Please conform to standards as laid out in Mordor Bulletin #512. Immediate.”) If what Isildur has to say about the inscription inside the ring is true,

Sauron doesn’t appear to have devised a script in which to write it:

“Already the writing upon it, which at first was as clear as red flame, fadeth and is now only barely to be read. It is fashioned in an elven-script of Eregion, for they have no letters in Mordor for such subtle work…” (The Fellowship of the Ring, Book 2, Chapter 2, “The Council of Elrond”)

Tolkien continues:

From the Black Speech, however, were derived many of the words that were in the Third Age wide- spread among the Orcs, such as ghash ‘fire’, but after the first overthrow of Sauron this language in its ancient form was forgotten by all but the Nazgul. When Sauron arose again, it became once more the language of Barad-dur and of the captains of Mordor.”

Could the “promise of payment” be meant for the Nazgul, then? That hardly seems likely—after all, they are the main servants of Sauron, bound to him by the rings they wear, Nazgul, after all, meaning “ring wraith”. Sauron’s success is their success—just as his failure seems to mean their end.

Because this scene exists only in the minds of the scriptwriters, we could have just shrugged it off right there as being a piece with the resurrected Azog and that ridiculous arm which he seems to have borrowed from a macho Frosty the Snowman, “Tauriel” and the embarrassing romance with a Dwarf, etc, etc, etc. Instead, we decided to play with the idea.

Using Tolkien’s actual texts as the basis of our thinking, we wondered: if the message wasn’t for the Nazgul and the Black Speech is specifically linked to Mordor, who else might be the recipient? Well, there are always the Orcs—but could they read it?

We know—sort of—what they are. Fangorn tells Merry and Pippin that they were made by Sauron as mockery of Elves. Tolkien himself seemed initially a bit puzzled about Orcish origins, calling them, in a letter to Milton Waldman (Letters no.131, 151, “probably in late 1951”) “…the Orcs (goblins) and other monsters bred by the First Enemy”. The same is said in Appendix F of The Lord of the Rings: “The Orcs were first bred by the Dark Power of the North in the Elder Days.” Then, in a letter to Naomi Mitchison (Letters, no.144, 177-8, 25 April, 1954), however, he writes: “Orcs…are nowhere clearly stated to be of any particular origin. But since they are servants of the Dark Power, and later of Sauron, neither of whom could, or would, produce living things, they must be ‘corruptions.’” And, again, in the draft of a letter to Peter Hastings, from later in the same year, he explains, quoting Frodo, speaking to Sam: “ ‘The Shadow that bred them can only mock, it cannot make real new things of its own. I don’t think it gave life to the Orcs, it only ruined them and twisted them.’” to which he adds, “In the legends of the Elder Days it is suggested that the Diabolus subjugated and corrupted some of the earliest Elves…” (Letters, no.153, 191). (This is continued later in the same letter, 195.)

Of their speech, JRRT wrote:

“It is said that they had no language of their own, but took what they could of other tongues and perverted it to their own liking; yet they made only brutal jargons, scarcely sufficient for their own needs, unless it were for curses and abuse. So it was in the Third Age Orcs used for communication between breed and breed the Westron tongue…” (The Lord of the Rings, Appendix F)

(Linguistically, we wonder if it would be possible for a people—especially a people who appear, in the later Third Age, to be extensive in number—could actually have had no language—or languages–of their own, particularly if they were a people who had existed before being corrupted by Morgoth. In The Lord of the Rings, for example, although they speak the Common Speech, they clearly have names out of some other language—what might that have been?)

Taking the next step, in a previous posting, we had begun to probe the question of literacy versus orality in Middle Earth and here we might ask the question: were Orcs literate at all? The only possible clue we’d found is in Appendix E of The Lord of the Rings, where it is said of the form of writing called “Cirth”:

“The Cirth in their older and simpler form spread eastward in the Second Age, and became known to many peoples, to Men and Dwarves, and even to Orcs…”

This would suggest that they were.

When we actually see the Orcs, however, do we find any evidence of the use of that writing?

There are only a couple of extended passages when we hear the Orcs as well as see them. The first is in the chapter entitled “The Uruk-hai”. In this chapter, the Orcs who have Merry and Pippin argue over their captives and we hear several talk about “orders” and “my orders”, but no documents appear or are mentioned: are these only oral orders? The second time we hear the Orcs is in “The Choices of Master Samwise.” Here, Sam overhears two Orc officers, Gorbag and Shagrat, talking. “The messages go through quicker than anything could fly, as a rule. But I don’t inquire how it’s done. Safest not to.” says Gorbag. And, a little later, Shagrat says, “A message came: Nazgul uneasy. Spies feared on Stairs. Double vigilance. Patrol to head of Stairs.” Unfortunately, there’s no further information here– although that second message almost sounds like it’s one step from being a tweet! (Or, in JRRT’s time, a Western Union telegram.) But then Shagrat says, “ I have my orders…Any trespasser found by the guard is to be held at the tower. Prisoner to be stripped. Full description of every article, garment, weapon, letter, ring, or trinket to be sent to Lugburz at once, and to Lugburz only…” Does such detail require writing? It does say “full description…to be sent”, which certainly suggests it.

We have a final glimpse and earful of the Orcs from “The Tower of Cirith Ungol” and into “The Land of Shadow”, but there are no more discussions of orders or messages or descriptions, just more of the brutality and treachery which seems the norm for such creatures.

So, we have two statements, in total, which are more suggestive than actual proof: Cirth was known to Orcs and the order for a “full description” to be sent to Barad-dur. Does that mean that, should Shagrat or Gorbag have written, he would have done so in Cirth? If so, this proves only literacy in that form and, when we look back to the one sample we have of any length (all of two lines) of the actual Black Speech, it is in Tengwar as we know, from Isildur, that Sauron—at least at the time of the making of the ring—had no Black Speech writing system to employ.

Conclusions? Although it was fun to do the research, at base, this was a fool’s errand—the whole thing, after all, was a creation of the same people who brought you Thranduil on an Irish elk (for more on that, google the extremely useful—and entertaining!– www.tolkien-treasures and see the entry on Thranduil and his mount).

If we play along, as we have, there’s only a process of elimination. The only people who had anything to do with the (revived) Black Speech were in Mordor. If it wasn’t the Nazgul and it wasn’t the Orcs, who’s left? Only one possibility seems to remain: Sauron wrote it as a memo to himself, a kind of Barad-dur post-it, (“To Me: Thorin. Head. Reward? Do soonest.”), but, being very busy in contract negotiations with Benedict Cumberbatch’s agent on voice-overs, he absentmindedly sent it.

What do you think, dear readers?

As always, thanks for reading!

MTCIDC

Strange as News from Bree

03 Wednesday Feb 2016

Posted by Ollamh in Fairy Tales and Myths, J.R.R. Tolkien, Language, Literary History, Narrative Methods

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acta, Barad-Dur, Barliman Butterbur, Bree, Bronte, copyists, Dwarves, English coaching inn, Forum Romanum, Frodo Baggins, Gandalf, Gondor, Gutenberg, Haworth, Johann Carolus, Literacy, manuscripts, Medieval, Minas Tirith, Orality, Peter Jackson, pre-print, press, printing press, Romans, royal archives, Sauron, scriptoria, Story, The Lord of the Rings, The Prancing Pony, The Red Book of Westmarch, The Shire, Tolkien, War of the Ring, word-of-mouth, Yorkshire

Welcome, dear readers, as always.

After the last couple of postings, full of war, this is a rather peaceful one. We want to put forward a scheme for a larger project, all about orality versus literacy in Middle Earth, of which this is one small step, our initial question for the project being, “What is written and how and what is only spoken and remembered?”

Early in Chapter 9 of The Fellowship of the Ring (“At the Sign of the Prancing Pony”), we encounter this passage:

“For Bree stood at an old meeting of ways; another ancient road crossed the East Road just outside the dike at the western end of the village, and in former days Men and other folk of various sorts had travelled much on it. Strange as News from Bree was still a saying in the East Farthing, descending from those days, when news from North, South, and East could be heard in the inn, and when the Shire-hobbits used to go more often to hear it.”

Bree, of course, is the little town to which Frodo and his companions travel once they have gotten free of the Barrow Downs.

The little town is described as being surrounded by a dike—a wide ditch, the inner side topped with a thick hedge—perhaps something like this—

And consisting of “some hundred stone houses of the Big Folk, mostly above the Road…”. Without knowing the kind of stone, we have imagined it as looking rather like Haworth, in Yorkshire, the home of the Bronte family (without the modern touristy stuff, of course).

(And we note, by the way, that its depiction in the Jackson films doesn’t appear to reflect JRRT’s description that the houses were made of stone: rather, it appears to be filled with half-timbered, plaster and lath constructions.)

Here, the Hobbits stay at the Prancing Pony.

Tolkien describes it as

“a meeting place for the idle, talkative, and inquisitive among the inhabitants, large and small…”

To our minds, it probably looked like one of those very old English coaching inns.

And we begin our research inside.

Before we do, let’s spend a moment thinking about that word “news”, as in “Strange as news from Bree”.

In pre-print days, for most people in most places, information about events was circulated only by word-of-mouth. There were a few exceptions: the government in Rome produced hand-written circulars, called acta which were put up in the Forum Romanum from the middle of the last century BC through to the 3^rd century AD. These would obviously have had a very limited circulation, however, and we can imagine that the contents would still have been passed on mouth-to-mouth for most people in Rome.

To gain greater circulation really demanded print. Although Gutenberg produced the first press and movable lead type by 1440,

the earliest surviving printed newspaper known at present dates from 1609, produced in Germany. (It appears that the publisher, Johann Carolus, had actually begun printing, rather than hand-copying, in 1605.)

As far as we can tell, true to the general image of Middle Earth as a medieval world, printing presses have yet to appear (unless Sauron is producing very limited editions at the Barad-dur Press and circulation consists of exactly one copy). This means that we are still in the preprint world of hand-copying, when it comes to documents. In the western European world, on which places like Gondor are modeled, this means scriptoria—copy centers—mainly in monasteries and in royal courts where the copyists had probably been trained in monastic scriptoria.

Because there are no religious foundations or even schools of any sort mentioned in Middle Earth, we don’t know how or where documents were written or copied or even how and where anyone learned to read and write (except Sam, who was taught his letters by Frodo), but literacy turns up all over the place, from the Red Book of Westmarch to the runes of the dwarves to the writings Gandalf says he searched through in the archives of Minas Tirith.

All of this is, in a sense, commemorative—it’s history, really, whether a dwarvish map or tomb inscription, or an account of the War of the Ring. What about other things, however—word of daily events, or even entertainment forms, like songs and poems, things which may some day become part of history but, at the present, seem much more ephemeral? That’s what we’ve come to Bree to find out—and we’re quickly helped in our investigation by the host of the Prancing Pony, Barliman Butterbur, who says to Frodo and the others:

“ ‘I don’t know whether you would care to join the company…Perhaps you would rather go to your beds. Still the company would be very pleased to welcome you, if you had a mind. We don’t get Outsiders—travelers from the Shire, I should say, begging your pardon—often; and we like to hear a bit of news, or any story or song you may have in mind…’ “

And there’s that emphasis on the oral: “we like to hear”. You, readers, have a world of electronic devices to turn to for “a bit of news, or any story or song”, as well as, in the case of news, actual newspapers, not to mention bookstores, libraries, and the wonderful resources of Gutenberg and the Internet Archive. None of that in any form is available to carry or preserve information in Middle Earth. What books there are—and they are manuscripts, remember, things which look like this—

or, if you are rich, this—

are either in royal archives, as in the case of those which Gandalf consults in Minas Tirith, or in the hands of families, as is the fate of The Red Book of Westmarch and other such items in the Shire. And so people are, on the one hand, eager for news and entertainment, but, on the other, forced either to make it for themselves or to wait for willing strangers to add to their meager store.

It’s natural, then, that “As soon as the Shire-hobbits entered, there was a chorus of welcome from the Bree-landers.” The first local reaction to Frodo’s attempts to create an explanation for why he and his companions are traveling is also natural:

“He gave out that he was interested in history and geography (at which there was much wagging of heads, although neither of these words were [sic] much used in the Bree-dialect). He said he was thinking of writing a book (at which there was silent astonishment), and that he and his friends wanted to collect information about hobbits living outside the Shire, especially in the eastern lands.”

In the nearly-oral world of Bree (there must be some literacy—the Prancing Pony has a sign with an inscription and Barliman seems to know what a letter is), the next reaction is also natural:

“At this a chorus of voices broke out. If Frodo had really wanted to write a book, and had had many ears, he would have learned enough for several chapters in a few minutes. And if that was not enough, he was given a whole list of names, beginning with ‘Old Barliman here’, to whom he could go for further information.”

These would all be so-called “oral informants”—not one mention of manuscripts or documents to suggest that information is conveyed and recorded in writing—and so the Breelanders’ third and final reaction is also natural:

“But after a time, as Frodo did not show any sign of writing a book on the spot, the hobbits returned to their questions about doings in the Shire.”

It’s obvious then, that books, like the words “history” and “geography”, are almost alien to these people and so their interest is in the spoken—or sung—word, which is why, when Frodo breaks into Bilbo’s “There is an inn…” to distract the audience from Pippin’s indiscreet recounting of the birthday party, his stratagem almost works—until he overdoes it and—

But even in the aftermath, although it leads to more trouble for Frodo and his companions, Butterbur can imagine that, in time, that surprising event, like all of the others in this near-oral world, will subside into word-of-mouth.

“He reckoned, very probably, that his house would be full again on many future nights, until the present mystery had been thoroughly discussed.”

And then it would become just another piece of strange news from Bree.

Thanks, as always, for reading.

MTCIDC

Knowledge, Rule, Order

06 Wednesday Jan 2016

Posted by Ollamh in Fairy Tales and Myths, Imaginary History, J.R.R. Tolkien, Military History, Military History of Middle-earth, Narrative Methods

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Adolf Hitler, Anduin, Benedict Cumberbatch, Benito Mussolini, British Government, Charlie Chaplin, dictatorships, England, Gandalf, George V, Germany, Gondor, gothic script, Government, History, India, Isengard, Kaiser Willhelm II, Lenin, Mehmed VI, Middle-earth, monarchs, Mordor, Nazis, newsreel, Numenor, Ottoman Empire, Oz, Peter Jackson, Queen Mary, Queen Victoria, Rohan, Saruman, Sauron, Scott, Smaug, Stalin, Stock Market Crash of 1929, Sultan, The Great Dictator, The Lord of the Rings, Tolkien, Treaty of Versailles, Valar, Victoria Louise, Weimar Republic, William Morris, Writing

Dear Readers,

Welcome, as always.

Have you ever wondered what Middle Earth would have been like if the Fourth Age had begun on a calendar written by Sauron?

That of the Third Age was hardly a democratic paradise: a king rules Rohan, a stand-in for king rules Gondor. Elrond and Celeborn/Galadriel behave and are treated like royalty and Thranduil, as we learn from The Hobbit, is the king of Mirkwood. The dwarves have hereditary rulers. Only the outliers—communities like Bree and the Shire and the earlier inhabitants like Tom Bombadil and Fangorn—appear to be completely independent. (The Shire even has elections and a mayor, although the actual government, except for the shire reeves, appears to bemostly token—you wonder who’s running their seemingly-efficient postal service.)

This is not surprising, not only for an author born during the later years of Victoria,

but also for someone powerfully influenced by the medievalist interests of everyone from Scott

Sir_William_Allan_-_Sir_Walter_Scott,_1771_-_1832._Novelist_and_poet_-_Google_Art_Project.jpg

to William Morris.

(We might add that the world of fairy tales, full of princes and princesses, queens and kings, was also a powerful influence at the time—and not only on story-tellers born in monarchies—after all, even Oz is ruled by a queen—

Yet, after Smaug—who could better be a medieval fantasy villain (especially with the voice of the incomparable Benedict Cumberbatch attached)?

—something changed in Tolkien’s world. In fact, something changed in the whole outside world. With the end of World War One, monarchs toppled all over Europe and beyond, from:

Kaiser Wilhelm II of Germany

to Mehmed VI, last Sultan of the Ottoman Empire.

In place of the former, there appeared the always-troubled Weimar Republic, full of good intentions, but badly crippled, not only by the war which had sapped its manpower and resources, but by all kinds of social unrest and then by the Crash of 1929, which notoriously destroyed the value of its currency.

weimar currency.jpg

As early as 1919, there had been clashes among the forces of different ideologies—

CombatesEnBerlín19190903.jpg

And, amidst all of the unrest, there was a failed coup attempt in 1923 by the man in the overcoat in this picture.

Bundesarchiv_Bild_102-00344A,_München,_nach_Hitler-Ludendorff_Prozess.jpg

He, of course, was only following the footsteps of this man, who had pushed his way into power the year before—

to be followed, in turn, by the man on the left, from the mid-1920s.

That first man, having failed at obvious violence, tried again through more complicated means (although still employing violence, if it suited his purposes) and succeeded in 1933.

He was, so we are told, a riveting public speaker, but, if the newsreels we’ve seen are evidence, we guess you would have had to have been there.

Some people thought the style exaggerated in the 1930s and caricatured it even then.

He had a definite social agenda, which he outlined at length and often, although concealing certain of the most horrible aspects. And he liked big words and big concepts, like:

It would have been impossible for someone as intelligent and generally well-informed as Tolkien not to have been very much aware of this man and all of the other like men, busy oppressing as much of the world as they could. And this would have been especially true in a time when radio and film were changing how people received news—and how those interested in influencing others might shape what people saw. As early as 1911, the British government was using newsreel film to show the might and reach of its empire (2/5 of the globe was in their hands) when the king, George V, and his wife, Queen Mary, visited India.

Delhi_Durbar,_1911.jpg

Not to be outdone, Kaiser Wilhelm II encouraged a grand—and filmed–event in 1913, for the wedding of his daughter, Victoria Louise—and some of the film was even in color.

The Marriage of Victoria Louise Color Film

It would be easy to imagine, then, that the weight of such public figures might have influenced Tolkien in his depiction of late-3^rd-Age villains. We can see it in Saruman’s unsuccessful attempt to persuade Gandalf to join him:

“ ‘He drew himself up then and began to declaim, as if he were making a speech long rehearsed. ‘The Elder Days are gone. The Middle Days are passing. The Younger Days are beginning. The time of the Elves is over, but our time is at hand: the world of Men, which we must rule. But we must have power, power to order all things as we will, for that good which only the Wise can see.” (The Fellowship of the Ring, Chapter 2, “The Council of Elrond”)

Thus, unlike the script of Jackson’s version, there is no plan to wipe out men and replace them with orcs. Instead, men are to survive: to be ruled—perhaps under what definitely sounds like it should be a translation from something written in Fraktur—the fake Gothic script favored by the Nazis–

die-schöne-deutsche-Schrift-detail1.jpg

“ ‘We can bide our time,’” says Saruman, “ ‘we can keep our thoughts in our hearts, deploring maybe evils done by the way, but approving the high and ultimate purpose: Knowledge, Rule, Order; all the things that we have so far striven in vain to accomplish…’ ”

Such abstract, but somehow menacing, words sound like a translation of something from Hitler’s Germany: Kenntnisse, Herrschaft, Ordnung. They do not sound in the least like Gandalf’s goals, ever, and he, in fact, replies by implying that not only are they not really Saruman’s words, but that Saruman is foolish for believing them:

“ ‘Saruman,’ I said, ‘I have heard speeches of this kind before, but only in the mouths of emissaries sent from Mordor to deceive the ignorant.’ “

As really the words of Sauron, however, they give us an idea of what to expect in a world under his control. Knowledge would be for Sauron alone, we suppose, perhaps after regaining his lost ring? Certainly he wouldn’t share it with Saruman, whom, it will become clear, he never trusted. As for Rule and Order, the world would be a place full of rules and those watching that they be obeyed. And here we can remember Sharkey’s Shire, with its “by order of the Chief” signs—and its gangs of human enforcers. As well, we can think of its grey, industrial character, as we’ve discussed in a previous post, a universal Mordor, devoted to production. To this, we can add the Mouth of Sauron’s recitation of surrender conditions, delivered to the allies before the Morannon:

“ ‘These are the terms…The rabble of Gondor and its deluded allies shall withdraw at once beyond the Anduin, first taking oaths never again to assail Sauron the Great in arms, open or secret. All lands east of the Anduin shall be Sauron’s for ever, solely. West of the Anduin as far as the Gap of Rohan shall be tributary to Mordor, and men there shall bear no weapons, but shall have leave to govern their own affairs. But they shall help to rebuild Isengard which they have wantonly destroyed, and that shall be Sauron’s, and there his lieutenant shall dwell: not Saruman, but one more worthy of trust.’ “ (The Return of the King, Chapter 10, “The Black Gate Opens”)

In keeping with the influence of current events in this world, we might see this as being a parallel with the 1919 Versailles Treaty, in which Germany was to be forced to make huge territorial concessions, to disarm almost entirely, and to pay massive amounts in reparation to the victorious allies.

Treaty_of_Versailles,_English_version.jpg

The Treaty of Versailles– Wiki Article

Such terms as Sauron offers would also destroy Rohan as an ally and set up a permanent garrison between it and the north. We might also expect the restored Isengard to be a staging area for an assault upon Fangorn and the ents, to their ultimate destruction. As well, “west of the Anduin” is a very vague expression—does it include Gondor, as well as Rohan?

Religion in The Lord of the Rings has always been the subject of debate: how much or how little? Of what kind? Tolkien is quoted as saying that it was monotheistic, although, when attacked by the Mumak, Faramir’s men called on the (plural) Valar. There is no mention, in what is often extremely detailed landscape description, of any kind of temple or shrine, however. Nevertheless, we would like to conclude with an eerie thought about religion in this alternative Fourth Age. The Mouth of Sauron, aka, The Lieutenant of the Tower of Barad-dur, is described as:

“…a renegade, who came of the race of those that are named the Black Numenoreans; for they established their dwellings in Middle-earth during the years of Sauron’s domination, and they worshipped him, being enamoured of evil knowledge.”

Could we imagine that, in this other Fourth Age, a new and horrible religion might have appeared, one dedicated to the worship of Sauron—and to that Knowledge which Saruman finds so important? What do you think, dear readers?

As always, thanks for reading.

MTCIDC

Plot or Blot?

23 Wednesday Dec 2015

Posted by Ollamh in Fairy Tales and Myths, Films and Music, J.R.R. Tolkien, Narrative Methods, Uncategorized

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Adventure, An Unexpected Journey, Eagles, Gandalf, Gwaihir, His Dark Materials, Iofur Rakinson, Isengard, Manwe, Middle-earth, Mirkwood, Moth, Ornthanc, Peter Jackson, Philip Pullman, Radagast, Rohirrim, Saruman, Svalbard, The Battle of the Five Armies, The Council of Elrond, The eagles are coming, The Fellowship of the Ring, The Golden Compass, The Hobbit, The Lord of the Rings, The Return of the King, Tolkien, Wizard

Dear Readers,

Welcome, as always.

This posting is about a puzzle. Recently, while visiting Orthanc to write about Saruman, we bumped into the problem of how Gandalf escaped from there. Our memory was a little unclear about this—we knew that Gwaihir swooped down to rescue him, but why was Gwaihir there in the first place?

Eagles had appeared twice before in our experience of Gandalf, first when they rescued him and his companions from the goblins and Wargs in Chapter 6 of The Hobbit, “Out of the Frying-Pan into the Fire”. Here, the Lord of the Eagles hears the commotion as the Wargs struggle to overcome Gandalf’s fire magic and, gathering up some of his people, flies down to investigate.

Something similar happens at the Battle of the Five Armies, explained in Chapter 18, “The Return Journey”:

“The Eagles had long had suspicion of the goblins’ mustering; from their watchfulness the movements in the mountains could not be altogether hid.” Thus, they appear self-bid, but, as they are ancient creatures, first made by Manwe and given the role of watchers from the time of the First Age, it’s not surprising that they would act as they did.

Battle of the Five Armies_Final Complete.jpg

In Jackson’s An Unexpected Journey and, again, in his The Fellowship of the Ring, an eagle appears after Gandalf has had a heart-to-heart with a moth.

Gandalf+moth.png

With a moth? We asked ourselves. We scratched our heads and wondered: does JRRT use a moth? And, if so, where did the moth come from?

In fact, what really happens is a very neatly constructed piece of plotting on the part of the author, all of which is very nicely laid out in a couple of pages of “The Council of Elrond” during Gandalf’s long narrative.

Gandalf meets Radagast—who is identified, among other talents, as one for whom “birds are especially his friends”—and who says that, if Gandalf needs help with the Black Riders, he needs to apply to Saruman immediately.
In return, Gandalf says to Radagast, “We shall need your help, and the help of all things that will give it. Send out messages to all the beasts and birds that are your friends. Tell them to bring news of anything that bears on this matter to Saruman and Gandalf. Let messages be sent to Orthanc.”
Gandalf goes to Orthanc and, rejecting Saruman’s offer, is imprisoned at its top.
Then, that which was set up in 1 and 2 comes to fruition:

“That was the undoing of Saruman’s plot. For Radagast knew no reason why he should not do as I asked; and he rode away towards Mirkwood where he had many friends of old. And the Eagles of the Mountains went far and wide, and they saw many things…And they sent a messenger to bring these tidings to me.

So it was that when summer waned, there came a night of moon, and Gwaihir the Windlord, swiftest of the Great Eagles, came unlooked-for to Orthanc; and he found me standing on the pinnacle. Then I spoke to him and he bore me away, before Saruman was aware.”

Although we have solved the puzzle of Gandalf’s escape, we have no answer to why this natural and even elegant piece of plotting wasn’t used in the film any more than we understand why Radagast is turned into the horrible, clownish figure he is in the Hobbit films, having been described in “The Council of Elrond” simply as “a worthy Wizard, a master of shapes and changes of hue; and he has much lore of herbs and beasts, and birds are especially his friends.” And someone who could never be corrupted by Saruman, which is really, we think, why Saruman calls him a fool.

In an earlier posting, we suggested that Saruman, in his desire to ape Sauron, had created, in Isenguard, a mini-Mordor, just as Iofur Raknison, in Philip Pullman’s The Golden Compass, has turned Svalbard into a shabby ursine mockery of a human palace.

We also suggested that the creators of the Tolkien-derived films, when they began to veer as far from the text as they appeared increasingly to do in the Hobbit films, had become a bit like Saruman themselves, and, like his master, “cannot make real new things of [their] own…” We hesitate to add this, but, could it be that, as in the case of the orcs, they “only ruined them and twisted them…”? (The Return of the King, “The Stairs of Cirith Ungol”). After all, instead of easy plot lines, we have moths, and, in place of worthy, incorruptible wizards, we have gross clowns.

We are reluctant to end on a negative note, however. After all, just as there are the Rohirrim in The Lord of the Rings films, there are those wonderful eagles at the end of An Unexpected Journey, so why not end with them?

taking-fan-theories-to-a-next-level-the-eagles-are-coming-434375.jpg

Thanks, as ever, for reading.

MTCIDC

If you don’t know Pullman’s His Dark Materials series, we very much recommend them—but with this proviso: in the first and second volumes (The Golden Compass, The Subtle Knife), Pullman’s antagonism towards organized religion is channeled into the “Magisterium”, a believable villainous organization in the world which he has so meticulously and powerfully created. In the third volume (The Amber Spyglass), we feel that that antagonism becomes all-too-apparent and it causes that volume—in our opinion—to lack the more human element and focus of the first two volumes. The first volume can certainly be read on its own and perhaps it says something about the trilogy as a whole that a planned project for filming all three books was eventually cut to a single film of the first book. We recommend this film, as well, but suggest that you read The Golden Compass before you see it.

Mirror, Mirror

09 Wednesday Dec 2015

Posted by Ollamh in Fairy Tales and Myths, J.R.R. Tolkien, Narrative Methods

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A Christmas Carol, Denethor, Dickens, Disney, Evil Stepmother, Fates, Fiction, Folktale, Frodo, Galadriel, Gandalf, Gondor, Grimm Brothers, Istari, Kinder und Hausmaerchen, Lothlorien, Magic mirror, Maiar, Middle-earth, mirror, Mordor, Muses, Norns, Norse Mythology, Numenor, Ornthanc, Palantir, Saruman, Sauron, Schneewittchen, Scrooge, scrying stone, Snow White, Story, The Lord of the Rings, The Theogony, Tolkien, Urtharbrunnr, Valar, Yggdrasil

Dear Readers,

Welcome, as always.

This is the second of two postings which, as we said in our last, was originally just one. That earlier draft linked the Palantiri with Galadriel’s mirror, but, on reconsideration, we believed—at least at first–that, in fact, they weren’t so close as we thought and so we separated them.

In our last, we discussed the Palantiri and what might have been a possible inspiration for them. In this posting, we propose to look a little more closely at Galadriel’s mirror (but we promise not to touch the water).

When we speak of mirrors—and, in this case, magic ones—the first one which pops into our mind is from childhood—the mirror in Snow White and the particularly creepy mirror in the 1937 Disney animated film.

In the original Schneewittchen, first published in the Grimm brothers’ Kinder und Hausmaerchen in the original edition of 1812,

the mirror belongs to Snow White’s stepmother, of whom the story says (in our translation):

“She was a very beautiful woman, but she was proud and arrogant and couldn’t allow that anyone would surpass her in beauty.”

She monitored her position by means of that mirror:

“She had a wonderful mirror. When she stepped before it and looked at herself within it, she said:

Little mirror, little mirror, on the wall,

Who is the most beautiful in the whole land?

The mirror answered thus:

Madame Queen, you are the most beautiful in the land.”

Franz_Jüttner_Schneewittchen_1.jpg

This makes us wonder about the stepmother. Was she like so many of the people we see around us every day (and not “everyday”, which is a compound adjective, meaning “commonly” as in “everyday usage does not necessarily equal correct usage in language”), compulsively fiddling with their electronic devices? How often did she go to that mirror and ask that question? As it was attached to the wall, she wasn’t carrying it in her back pocket, so, can we picture her making excuses to the king, to the prime minister, to her ladies in waiting, just so that she could go back to visit it? The text only says that she did—it’s a folktale, after all, and therefore old and so before current addictions were available, but she seems so obsessed—and familiar.

But then comes the day when the answer is:

“Madame Queen, you’re the most beautiful here,

But Snow White is a thousand times more beautiful than you.”

And the story goes on from there to places we don’t intend to follow. It is interesting, however, that the mirror itself appears to do the talking, not a visible spirit within it, as in the Disney movie, and there is a certain logic to this. After all, normally, a mirror is only a reflecting device: it shows the person who is looking into it, as we see the stepmother doing. Then again, having someone—or something—looking out when you look in raises all sorts of interesting questions: who is it? Where is it? How does it know what it knows and how to speak? Does it have limits?

We might imagine, from her single, repeated question that the woman does. She never, for example, asks “Was there anyone as beautiful before me?” or “Will I always be the most beautiful?” She seems trapped in the moment and, without a greater context, the mirror’s last reply will be that much more shocking.

In contrast, Galadriel’s mirror, is neither on a wall, nor portable. In fact, it’s not really a mirror in the conventional sense at all.

“With water from the stream Galadriel filled the basin to the brim, and breathed on it, and when the water was still again she spoke. ‘Here is the Mirror of Galadriel,’ she said. ‘I have brought you here so that you may look in it, if you will.’ “ (The Fellowship of the Ring, Book 2, “The Mirror of Galadriel”)

When Frodo asks what might be seen therein, Galadriel replies:

‘Many things I can command the Mirror to reveal,’ she answered, ‘and to some I can show what they desire to see. But the Mirror will also show things unbidden, and those are often stranger and more profitable than things which we wish to behold. What you will see if you leave the Mirror free to work, I cannot tell. For it shows things that were, and things that are, and things that yet may be. But which is it that he sees, even the wisest cannot always tell.’ (The Fellowship of the Ring, Book 2, “The Mirror of Galadriel”)

There appear to be several possible influences here. In the ancient Greek poem, The Theogony, the Muses are described as knowing past, present, and future (Theogony 380), as they choose the shepherd, Hesiod, to become a poet.

Others have suggested that an influence upon the author here was the Urtharbrunnr, the well of fate, as it may be translated, from Norse mythology, which lies at the foot of the tree called Yggdrasil. Here the Norns, or Fates in Norse tradition, sit to do their work.

Another possibility yet might be the three Christmases who visit Ebenezer Scrooge in Charles Dickens’ A Christmas Carol and an advantage to pointing to them is that Christmas Yet to Come, although mute, shows Scrooge what turn out to be only “things that yet may be”, as Scrooge, by his change in behavior, diverts fate.

The_Last_of_the_Spirits-John_Leech,_1843.jpg

That sense of potentiality about the future is clearly a very important feature of Galadriel’s Mirror. Lorien is not only a haven from Orcish pursuit,

but also a testing ground, where the surviving members of the Fellowship are probed by the Lady of the Wood, even as she herself is inadvertently tested when Frodo offers her the Ring. Sam may suffer the most from this, being shown what appears to be the destruction of the Shire and the destitution of his own grandfather.

And yet, as Galadriel says,

‘But the Mirror will also show things unbidden, and those are often stranger and more profitable than things which we wish to behold.’ (The Fellowship of the Ring, Book 2, “The Mirror of Galadriel”)

What Sam sees shakes him for a moment to the point of stepping back from the basin, saying (almost shouting, as the sentence ends with an exclamation point), “I must go home!” (The Fellowship of the Ring, Book 2, “The Mirror of Galadriel”) He recovers immediately, however, resolving, “ ‘No, I’ll go home by the long road with Mr. Frodo, or not at all.’” And thus he, like Galadriel, passes the test and perhaps that’s what the odd word “profitable” means in her explanation. Sam is confronted with what must have been that which he subconsciously dreaded most, but his new resolution ultimately proves the salvation of Middle Earth, on the one hand, and the healing of the Shire by means of Galadriel’s gift of a little Lorien, on the other. And, considering that Sam first appears in the story as an eaves-dropping gardener and hardly a giant elf-warrior, that other adjective, “stranger” may be appropriate, too.

So far, the Mirror has nothing in common with a Palantir, which was clearly designed not as a “scrying stone”, but as a communication device. And yet there is Galadriel’s remark,

“ ‘Many things I can command the Mirror to reveal,’ she answered, ‘and to some I can show what they desire to see.’ “

This strikes us as an ambiguous statement—and probably meant to be. Does Galadriel mean:

people come to ask her, for example, to see their future—implication being that she shows them that, and nothing more
people come, ask, and she shows them what they want to see—implication being that what they see is not necessarily what is real?

When Frodo looks into Mirror, he sees the very last thing he would want to see, however:

“But suddenly the Mirror went altogether dark, as dark as if a hole had opened in the world of sight, and Frodo looked into emptiness. In the black abyss there appeared a single Eye that slowly grew, until it filled nearly all the mirror. So terrible was it that Frodo stood rooted, unable to cry out or to withdraw his gaze. The Eye was rimmed with fire, but was itself glazed, yellow as a cat’s, watchful and intent, and the black slit of its pupil opened on a pit, a window into nothing.” (The Fellowship of the Ring, Book 2, “The Mirror of Galadriel”)

This is especially true in that:

“Then the Eye began to rove, searching this way and that; and Frodo knew with certainty and horror that among the many things that it sought he himself was one.” (The Fellowship of the Ring, Book 2, “The Mirror of Galadriel”)

This is clearly not the past or the future, as Frodo sees it, but the all-too-realistic present. And this is not just a present to be viewed. Like the figure in the mirror in the old Disney Snow White, this is someone who would respond directly to what he sees, if he could. And Frodo is aware of this:

“But he also knew that it could not see him—not yet, not unless he willed it.” (The Fellowship of the Ring, Book 2, “The Mirror of Galadriel”)

Does the Mirror have more potential, then? Can it be used as a communication device, like a Palantir? If it can combine the functions of “magic mirror” and Palantir, might the Palantir be able to combine functions, as well?

Certainly Sauron does something which ruins Denethor’s ability to resist Sauron’s view of the future to the point where he attempts to commit flaming suicide along with his one surviving son, having abandoned his city to its fate.

Denethor, though, is just a human, and rather a vain one, at that.

How would Sauron do the same with one of the Maiar, those beings sent by the Valar to protect Middle Earth from the danger which Sauron represents? Certainly we know that Sauron has communicated with Saruman through the Palantir.

There may be a clue in Gandalf’s reply to Saruman, just before he is held captive in Orthanc:

“I have heard speeches of this kind before, but only in the mouths of emissaries sent from Mordor to deceive the ignorant.” (The Fellowship of the Ring, Book 2, “The Council of Elrond”)

What Gandalf is responding to is:

“A new Power is rising. Against it the old allies and policies will not avail us at all. There is no hope left in Elves or dying Numenor. This then is one choice before you, before us. We may join with that Power. It would be wise, Gandalf. There is hope that way. Its victory is at hand; and there will be rich reward for those that aided it. As the Power grows, its proved friends will also grow; and the Wise, such as you and I, may with patience come at last to direct its courses, to control it. We can bide our time, we can keep our thoughts in our hearts, deploring maybe evils done by the way, but approving the high and ultimate purpose: Knowledge, Rule, Order; all the things that we have so far striven in vain to accomplish,,hindered rather than helped by our weak or idle friends. There need not be, there would not be, any real change in our designs, only in our means.” (The Fellowship of the Ring, Book 1, “The Council of Elrond”)

“Knowledge, Rule, Order”? It’s no wonder that Gandalf replies as he does. Such words sound more like the slogan of a totalitarian state—exactly what Mordor has become under its lidless-eyed master–than those of one of the Istari.

And how did Saruman come to have such a distorted vision of the future? Just as Denethor, bitter over his son’s death and the loss to Gandalf—he thinks—of his younger son, has been shown what must have been an increasingly-bleak picture of Gondor and its fate, so can we imagine that Sauron, sensing a latent arrogance and desire for power in Saruman, has given Saruman the second possible understanding of Galadriel’s statement. He has shown Saruman what Saruman secretly wishes for and, in doing so, he cunningly paints for Saruman, who is just wise enough to know that he will never be Sauron, a picture of an alliance which will grant him his wish. Why does Saruman, who is himself an extremely powerful figure, fall for this? Perhaps he’s like Snow White’s stepmother and limited to one question: “Little globe, little globe, who is the (second most) powerful in Middle Earth?”

What do you think, dear readers?

Thanks, as always, for reading.

MTCIDC

doubtfulsea

~ adventure fantasy

Tag Archives: Gandalf

When One Door Closes (I)

Nought’s had, all’s spent

Terrifyingly Funny? (Part 1)

Evil Twin?

Beaux Gestes? (2)

Lingua Orca

Strange as News from Bree

Knowledge, Rule, Order

Plot or Blot?

Mirror, Mirror