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Tag Archives: Thranduil

Thrones or Dominions, Principalities or Powers (1)

31 Wednesday Oct 2018

Posted by Ollamh in J.R.R. Tolkien, Military History, Military History of Middle-earth

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Al Capone, Christopher Tolkien, dictators, Edward VIII, Galadriel, gang, George V, George VI, King Edward VII, Monarchy, oligarchy, Queen Elizabeth II, Queen Victoria, Rivendell, Saruman, Sharkey, Shire government, The Lord of the Rings, Thranduil, Tolkien

Welcome, as ever, dear readers.

In a letter to his son, Christopher, of 29 November, 1943, Tolkien wrote:

“Give me a king whose chief interest in life is stamps, railways, or race-horses;  and who has the power to sack his Vizier (or whatever you care to call him) if he does not like the cut of his trousers.  And so on down the line.  But, of course, the fatal weakness of all that—after all only the fatal weakness of all good natural things in a bad corrupt unnatural world—is that it works and has worked only when all the world is messing along in the same good old inefficient human way.” (Letters, 64)

Monarchs, of course, are all that he had known, when it came to heads of state.  Born during the last years of Queen Victoria (ruled 1837-1901),

image1victoria

he lived under King Edward VII (reigned 1901-1910),

image2bertie

George V (ruled 1910-1936),

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Edward VIII (ruled 1936—abdicated in favor of his younger brother),

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George VI (ruled 1936-1952),

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and died in 1973 during the reign of Elizabeth II (1952—the present).

image6liz2.jpg

It’s not that he was very enthusiastic about monarchies—in the same letter he says “My political opinions lean more and more to Anarchy (philosophically understood, meaning abolition of control not whiskered men with bombs)…”

but even there he couldn’t escape the structure he was a subject of, adding “or to ‘unconstitutional’ Monarchy.”

This made us consider how this conditioning might be reflected in Middle-earth—after all, the title of the third volume of The Lord of the Rings is The Return of the King.  What were the governments of Middle-earth at, roughly, the time of the War of the Ring?  How many were monarchies and what other forms might there be?

Recently, we had looked at the governing structure of the Shire,

image7shire.jpg

about which, as JRRT has told us:

“The Shire at this time had hardly any ‘government’.  (The Lord of the Rings, Prologue, 3. “Of the Ordering of the Shire”)

This depends, of course, upon what is meant by “government”.  There is an elected Mayor, the “only real official in the Shire”, and whose job appears, at first, to be only ceremonial, until we are informed  that “the offices of Postmaster and First Shirriff were attached to the mayoralty.”  At the same time, there was an hereditary position of leader, the Thain, controlled by the Took family, and, the more Tolkien explains, the more it appears that what really governs the Shire is an oligarchy—that is, a small group of families who, together, quietly run things.   (There may also be tension just below the surface about which families this oligarchy includes.  When Saruman (aka “Sharkey”) takes over the Shire, he favors not the Tooks, but the Bagginses, suggesting that he is aware of this tension and may be exploiting it.)

As we move across Middle-earth with the Fellowship,

image8shiretobree.jpg

the next settlement we come to is Bree.  The government of this is completely unclear.  All that we’re told is that:

“The Big Folk and the Little Folk (as they called one another) were on friendly terms, minding their own affairs in their own ways, but both rightly regarding themselves as necessary parts of the Bree-folk…The Bree-folk, Big and Little, did not themselves travel much, and the affairs of the four villages were their chief concern.”  (The Fellowship of the Ring, Book One, Chapter 9, “At the Sign of the Prancing Pony”)

Their only defense appears to have been “a deep dike [ditch] with a thick hedge on the inner side”, but who maintains it is not mentioned, although there is a gate guard—the evil Bill Ferny, when the hobbits first approach the gate.  Unlike the Shirriffs of the Shire, however, we have no idea what structure might lie behind this position.

As we travel farther eastward, we come to Rivendell.

image9rivendell.jpg

Here, Elrond is clearly in charge, but seems to have no distinct title—unlike Thranduil, who is called “the King of the Elves of Northern Mirkwood” (The Fellowship of the Ring, Book Two, Chapter 2, “The Council of Elrond”).   The same lack of title seems to be true of Galadriel.

image10galadriel.jpg

Although Gimli calls her “Queen Galadriel” (The Two Towers, Book Three, Chapter 8, “The Road to Isengard”), and she, along with Celeborn, rules Lorien, she does not bear that title—in fact she may be a little anxious about it, as seen when Frodo offers her the ring:

“You will give me the Ring freely?  In place of the Dark Lord you will set up a Queen.” (The Fellowship of the Ring, Book Two, Chapter 7, “The Mirror of Galadriel”)

Along with Frodo’s frightening vision of her, this seems more like a warning than a statement.

We’ve seen that monarchy seems to be linked with inheritance:  the thainship in the Shire is passed down through the Tooks.  Even Elrond and Galadriel appear to hold their positions through seniority.  In our next government, it is self-assumed, as Saruman, once referred to by Gandalf as “the chief of my order” (The Fellowship of the Ring, Book One, Chapter 2, “The Shadow of the Past”), begins to have grander plans.

image11saruman

In contrast to other monarchs in The Lord of the Rings, Saruman, we would suggest,  is not so much a medieval king, as others in Middle-earth  are, but an avatar for modern (1930s-1940s) dictators,

image12ahitand.jpg

with, as Treebeard says, “a mind of metal and wheels” (The Two Towers, Book Three, Chapter 4, “Treebeard”).  In fact, Saruman is a relative newcomer to the business, “setting up on his own with his filthy white badges”, as Grishnakh describes him (The Two Towers, Book Three, Chapter 3, “The Uruk-hai”), in contrast with Sauron, who, although intermittent in his attempts at control, has been involved in the process in Middle-earth for many centuries.

In his role of metal and wheels dictator, Saruman turns Isengard into a factory/fortress, manufacturing everything from orcs to swords within its precinct.  His orc captain, Ugluk, calls him “Saruman the Wise, the White Hand”, but we see him later in his real form, as he works to destroy the Shire, as “Sharkey”—a name he says “All my people used to call me that in Isengard, I believe.  A sign of affection, possibly.”  (The Return of the King, Book Six, Chapter 8, “The Scouring of the Shire”)  This is hardly “His Majesty”.  Rather, it’s more like the kind of nickname a gang-leader in the US in the 1920s-30s might have had, like “Scarface” Al Capone.

image12alcapone

“Sharkey” may be derived, as JRRT suggests, from “Orkish…sharku, ‘old man’,” but it also suggests a fishy predator—a very appropriate image for a would-be dictator.

In our next, we’ll answer Grishnakh’s question:  “Is Saruman the master or the Great Eye?” as we continue our exploration of government in Middle-earth.

Thanks, as always, for reading.

MTCIDC

CD

When One Door Closes (I)

09 Wednesday Nov 2016

Posted by Ollamh in J.R.R. Tolkien, Literary History, Narrative Methods

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And Unexpected Party, Baggins, Beorn, Bilbo, Bilbo and Gollum, Chico Marx, doors, Dwarves, Gandalf, Goblins, Groucho Marx, hidden door, Hobbit door, Horse Feathers, Into the Fire, Lake Town, Lonely Mountain, Mirkwood, Out of the Frying-Pan, password, Smaug, speakeasy, Swordfish, The Hobbit, The Lord of the Rings, The Marx Brothers, Thranduil, Tolkien, Took, wargs

Welcome, dear readers, as always.

Recently, we’ve been thinking about Bilbo’s remark to Frodo:

“It’s a dangerous business, Frodo, going out your door.” (The Fellowship of the Ring, Book 1, Chapter 3, “Three is Company”)

What makes this true in Tolkien, we wondered? As an experiment, we began to list all of the significant doors in The Hobbit and The Lord of the Rings and what happened at each of them and we believed that we could see that they fell, roughly, into two categories: doors (and we include gates here) which are the approach to danger, as Bilbo says, and doors which at least seem to offer safety. There are so many, in fact, that we have decided to break them down (no pun intended) and, in this posting, we’ll examine those we found in The Hobbit.

Our first door is Bilbo’s own, in front of which he is sitting when Gandalf first appears

bilbogandalf.jpg

and which he dodges behind, to escape Gandalf—or so he thinks:

“With that the hobbit turned and scuttled inside his round green door, and shut it as quickly as he dared, not to seem rude.” (The Hobbit, Chapter 1, “An Unexpected Party”)

This door, of course, is hardly a barrier to Gandalf, who scratches a rune on it, turning it from what Bilbo hopes is a “no trespassing” sign to a “welcome” mat.

bilbosdoor.jpg

We then get a scene which reminds us of one in the Marx Brothers’ movie, Horsefeathers (1932)

horsefeatherposter.jpg

—or maybe it’s just an excuse on our part to bring up the Marx Brothers, who, in our opinion, are never brought up often enough. It’s a scene from the days of Prohibition, when hard liquor had been outlawed in the U.S. by an amendment to the Constitution (1920-1933). It was clearly a batty idea and, very soon, many people (some of whom must even have voted for the amendment), were looking for ways to skirt the federal law. One way to do so was to visit an illegal bar, called a “Speakeasy”, presumably because you could say what you wanted there, including criticizing a stupid law. These were secret places, with guards at the door and a need for passwords, so that people on the inside could detect attempts by the police to raid them. In the movie, Chico (pronounced “chick-o’’—as he was said to be an avid pursuer of girls)

chico.jpg

is the guard on the inside and Groucho

groucho_marx_in_duck_soup.jpg

is a potential customer.

speakeasy.jpg

As is typical with the Marx Brothers, the scheme collapses and they both end up on the outside of the door, but, before that happens, there is a lot of knocking and attempts (full of bad puns) to guess the proper password.

horsefeathersbothshutout.jpg

The door, then, is really only a prop, a site where Chico and Groucho can practice one-liners on each other and not much else (as if that matters with the Marx Brothers!). In the next door scene from The Hobbit, however, JRRT uses Bilbo’s door for larger purposes: to show Gandalf’s subtle understanding of Bilbo’s psychological make-up, as well as the beginning of his plan to turn Bilbo from a staid Baggins to a much freer Took, as Bilbo is forced to confront a gang of dwarves and their mission.

unexpected.jpg

Gandalf’s method, as readers will remember, was to send the dwarves to Bilbo’s door one or two at a time. Gandalf repeats this trick when he and the dwarves (and Bilbo, of course) take refuge at Beorn’s,

beorn.jpg

after their escape from the pursuing wargs and goblins.

warg_rest.jpg

Whereas we might say that the second door scene at Bilbo’s led to danger, this scene leads to safety, although only temporary security, as Bilbo and the dwarves must set out again, even if refreshed and refitted.

(Readers note: this second time has been replaced in the second Hobbit film with a scene which misses both the quiet comedy of the original and its use in the story as a way to provide us with a more rounded picture of Beorn, as well as JRRT’s use of a repeated folk motif perhaps to reinforce the fairy tale-like structure of what was originally an oral tale turned children’s book.)

The dwarves had encountered the goblins through a hidden door (clearly a “danger door”), outside of which they had taken shelter. They are made prisoner

goblinking.jpg

but Bilbo, being lost, finds the Ring, meets Gollum,

Bilbo and Gollum.JPG

and escapes by a door which certainly offers safety. (Although, as the title of the next chapter puts it, not for long, being “Out of the Frying-Pan, Into the Fire”.)

goblinsbackdoor.jpg

This, of course, not only leads us back to Beorn, but also on to Mirkwood and our next door, that of the Mirkwood Elves and their king, Thranduil (who does not ride an elk, as the movies would have it—and really silly-looking that is, in our opinion). This is one of a number of versions by JRRT himself.

palazzo di thranduil 2.jpg

Although this door leads to the dwarves’ imprisonment, the danger appears to be minimal. Thranduil threatens them, but, except for locking them up and putting them on short rations, he does them no harm. (And there is another backdoor escape—this time in barrels—one of JRRT’s own favorite illustrations—and ours, too).

barrel-riding.jpg

The barrels led us to the lake and to Lake Town (a colored version of another JRRT illustration),

Laketown4.jpg

through the gate of which the dwarves had to pass. A strong theme in so many of these entryways is that they are a form of challenge: those who would get in (or out) must deal with a guardian—Bilbo, goblins, elves–and Lake Town is no different. Here, there is a squad of lax gate guards, who are rather easily impressed when Thorin announces who he is and that he wants to see the Master. As the dwarves persuade the Lake Town people to supply their expedition, we would label this one of the doors to safety—the last thing we would say for the final two: the back door and the front gate of the Lonely Mountain.

136TheLonelyMountain.jpg

So far, we have had two front doors (Bilbo’s and Beorn’s), one hidden door (goblins), two sets of gates (elves, Lake Town), and two back doors (goblins and elves). Now we have a door with a spell cast upon it and the riddle of the spell acts as the guardian. It is, of course, the door most desired by the dwarves, but it’s hardly a door to safety as, at its bottom lies the reason they abandoned the mountain to begin with: Smaug.

bilbowithsmaug.jpg

The front gate is hardly better, as it soon becomes a defensive work for the dwarves as they prepare to fend off those who either try to seek recompense or are simply goblin attackers.

the-hobbit-the-battle-of-the-five-armies3.jpg

But wait—we’ve left out a final door, haven’t we? “the door where it began”—and, in front of it, Bilbo experiences one more trial:   finding that he’s been declared dead and his property is up for auction—and just when he believes he is “back again”. But there is a happy ending and The Hobbit itself ends with Bilbo, some years later, answering that same door

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and entertaining Gandalf and Balin. (Although in the drawing above, Bilbo bears a certain resemblance to someone else…)

j_r_r_tolkien_-_smoking_pipe-700x1049.jpg

In our next post, we’ll continue by looking at doors and gates in The Lord of the Rings.

Thanks, as always, for reading!

MTCIDC

CD

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