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The Ring in Question

02 Wednesday Mar 2016

Posted by Ollamh in Artists and Illustrators, Fairy Tales and Myths, Imaginary History, J.R.R. Tolkien, Literary History, Narrative Methods

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Alan Lee, Allen and Unwin, Angus McBride, casting, forging, Home Alone, literary belief, literary theory, The Lord of the Rings, The One Ring, Tolkien

Dear Readers,

Recently, one of us came up with an interesting question about our friend JRRT and the One Ring: how would such a small thing with such power have been made? In The Silmarillion, Tolkien, as he so often does, has an answer for this:

“And much of the strength and will of Sauron passed into that One Ring… and Sauron forged it in the Mountain of Fire in the Land of Shadow” (The Silmarillion, 287-288).

In the histories of Middle-earth, Sauron is said to have “made” and “forged” the One Ring—JRRT uses both words more than once in his letters, LOTR, and The Silmarillion, and this has led us to another question: how would the Ring have been forged? We did a little research, and found that the typical process of forging is (according to the ever-useful wiki page on the subject) a manufacturing process using compressive forces, such as a hammer, to shape metal in a particular way. If Sauron “forged” the One Ring in the fires of Mount Doom, it’s safe to assume that he used the process of “hot forging”, where the metal is heated in a forge (or in this case, very hot fires of a volcano). The last two items of wiki’s “commonly forged” list are weapons and jewelry—both on the list of Middle-earth’s most wanted Christmas gifts of 3018—and we’ve seen weapon-forging before:

6c735f9774332ccb9c7580b226a0f4fc

But rings are usually cast, using a mold and molten metal. Peter Jackson’s prologue to The Fellowship of the Ring acknowledges this, although the Ring is still said to have been “forged”:

tumblr_inline_nsok14xlI41sfc6si_500

But, in the illustrations of Tolkien illustrators Alan Lee

ea7f4b46a0e0f9fc7e00d1a5aca2eb30

And Angus McBride

180px-Angus_McBride_-_Celebrimbor

This detail—perhaps even an error on Tolkien’s part—has been overlooked. Is it that the artists have made the same error, or are they simply letting it go in favor of the story?

From here, we can ask several questions: what material was the Ring made of? Where did he get the material? How did Sauron make it a magic ring? How did he get the Black Speech/Elvish inscription onto the Ring?

While there may be one or several answers to these questions, we wonder just how far into detail we’re meant to go—and how far JRRT means for us to go. He created a world so intricate that his work has been named a “legendarium”, and in several previous postings, we’ve discussed details of Middle-earth, such as trade and coinage. Could the man who took such care to design Middle-earth’s moon phases have answers to these questions—or should he?

(And here, for those who know the movie Home Alone, we hope not to sound like the little boy from across the street who asks the van driver endless, empty questions!)

The concept of the One Ring begins in Gollum’s cave in The Hobbit. At that point, it was only a magic ring, serving the purpose of a plot device: JRRT had not yet planned a sequel to The Hobbit. In fact, the magic ring was not yet the One Ring in Tolkien’s stories until after JRRT published the book.

Tolkien said himself of the matter in his Letters:

“The Hobbit… was quite independently conceived: I did not know as I began it that it belonged.”(Letters, 145)

And, of the Ring:

“Rayner has, of course, spotted a weakness (inevitable): the linking. … But I don’t feel worried by the discovery that the ring was more serious than appeared… the weakness is Gollum, and his action in offering the ring as a present.” (Letters, 121)

This was a response to publishers Allen and Unwin; Rayner (Unwin’s son) had read the story and commented to the author:

“…. Converting the original Ring into this new and powerful instrument takes some explaining away and Gandalf is hard put to it to find reasons for many of the original Hobbit’s actions…” (letters, 120)

Nowhere in his criticism does Rayner ask what the Ring was made of, how Sauron had made the Elvish script, or how it would have been either forged or cast, and neither does JRRT in his answer; their focus is placed upon converting the magic ring into the One Ring, and using the Ring as a crucial plot element in both The Hobbit and The Lord of the Rings. Tolkien writes in another letter:

“The magic ring was the one obvious thing in The Hobbit that could be connected with my mythology. To be the burden of a large story it had to be of supreme importance. I then linked it with the (originally) quite casual reference to the Necromancer…” (Letters, 346)

Although Tolkien’s work provides a great richness of material to discuss, question, and write about, we suppose that we can forgive JRRT for this small detail. Then again, when JRRT gives us so much, when should we stop asking questions or expecting answers? As we’ve found in writing these postings, JRRT seems to have an inexhaustible amount of material, although even he sets limits to the interpretation of his work; in fact, these “hidden meanings” annoyed him:

“I am honoured by the interest that many readers have taken in the nomenclature of The Lord of the Rings… But I remain puzzled, and indeed sometimes irritated, by many of the guesses at the ‘sources’ of the nomenclature, and theories or fancies concerning hidden meanings… many of them seem to show ignorance or disregard of the clues and information which are provided in notes, renderings, and in the Appendices” (Letters, 379-380).

We don’t believe that this was meant to be a discouragement. Instead, it is a pointing by the author towards the extra material meant to help his readers to understand and study what Tolkien says he wishes he’s achieved: “the ‘literary belief’ in the story as historical” (Letters, 279).

But this leaves us at another crossroads.

If the answers aren’t to be found there, however, should we stop?   We’ve said that we’re haunted by the image from Home Alone:   if we persist, should we be cast in Home Alone 4 as two kids, pestering the English academic with “So how was this Ring really made, mister? Is it really made of gold? Is it really powerful? How powerful? For how long?”

Or should we leave those details about the Ring as they are, accepting that it’s a magic ring forged in the fires of Mount Doom by Sauron—without interrupting JRRT to ask too many questions about details which aren’t essential to the story, believing that it is more important that he masterfully took a simple plot element—a magic ring—and focused on converting it into the crucial element of Frodo’s quest in The Lord of the Rings.

As always, we ask: what do you think, Dear Readers?

Thanks for reading,

MTCIDC,

CD

 

 

A Pirate’s Life

24 Wednesday Feb 2016

Posted by Ollamh in Artists and Illustrators, Imaginary History, J.R.R. Tolkien, Literary History, Military History, Military History of Middle-earth, Villains

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Barbary Coast, Captain Blood, Captain Hook, Corsairs, Errol Flynn, Gilbert and Sullivan, Howard Pyle, Jack Sparrow, Jolly Roger, mariners, Napoleonic Wars, Narnia, Peter Jackson, Pirates, Scharb, shipbuilding, Tamora Pierce, The Black Pearl, The Lord of the Rings, Tolkien, Tortall, Treasure Island, Umbar, USS Philadelphia, xebec

“Oh, a pirate’s life is a wonderful life,

A-rovin’ over the sea,

Give me a career as a buccaneer

It’s the life of a pirate for me…”

Wallace/Penner, Peter Pan (1953)

 

Dear readers, welcome, as ever.

Being clever, you can tell immediately where this posting is going to go. Yep, the corsairs of Umbar.

A corsair is another word for pirate. And, when we think “pirate”, first there’s the late-19th-early-20th-century work of Howard Pyle.

Pyle_pirate_handsome.jpg

 

And the silly pirates from Gilbert and Sullivan’s The Pirates of Penzance.

piratesofpenzance.jpg

 

And Long John Silver, from Treasure Island.

longjohnsilver.jpg

 

 

And then there is Captain Hook and the Jolly Roger.

TigerLilyandHook.jpg

 

 

And Errol Flynn in the 1935 movie, Captain Blood.

1023_captblood.jpg

 

And who could forget Jack Sparrow and The Black Pearl?

Captain-Jack-captain-jack-sparrow-14117613-1242-900.jpg

blackpearl.jpg

We think that Tolkien has something rather different in mind, however. Let’s start with a little history.

Umbar’s past in relation to Gondor is summed up by Damrod in “Of Herbs and Stewed Rabbit”:

“ ‘Aye, curse the Southrons!’ said Damrod. ‘Tis said that there were dealing of old between Gondor and the kingdoms of the Harad to the Far South; though there was never friendship. In those days our bounds were away south beyond the mouths of Anduin, and Umbar, the nearest of their realms, acknowledged our sway. But that is long since. ‘Tis many lives of Men since any passed to and fro . Now of late we have learned that the Enemy has been among them, and they are gone over to Him, or back to Him—they were ever ready to his Will—“ (The Two Towers, Book 4, Chapter 4,“Of Herbs and Stewed Rabbit”)

Damrod’s mistrust is confirmed by what Beregond says to Pippin in “Minas Tirith”:

“…There is a great fleet drawing near to the mouths of Anduin, manned by the corsairs of Umbar in the South. They have long ceased to fear the might of Gondor, and they have allied them with the Enemy, and now make a heavy stroke in his cause. For this attack will draw off much of the help that we looked to have from Lebennin and Belfalas, where folk are hardy and numerous.” (The Return of the King, Chapter 1, “Minas Tirith”)

As Damrod has said, Umbar is to the far south.

map-of-gondor-and-neighbors2.jpg

Here is a view of it as imagined by the Czech artist, Scharb.

thecityofumbar.jpg

To us, this resembles cities along the southern Mediterranean coast, especially as seen in old engravings of the Barbary Coast.

Old_algiers_16th_century.jpg

Take, for example, this copperplate of Tunis, from 1778.

tunisengraving.JPG

 

There are all kinds of ships depicted here, from three-masters to a galley, in the center, to a small xebec, to the far right.

The galley seemed once to be the characteristic ship of the pirates of the Barbary Coast, coming from earlier Turkish galleys.

Galley1500ca.jpg

 

What the Czech artist appears to have picked up upon, however, is something from P. Jackson’s third The Lord of the Rings film, in which the xebec

Xebec L80 - 01.jpg_0_1024x769.jpg

 

is the model for the corsairs’ vessels.

corsairMastSails.jpg

 

Jackson’s corsairs look like this (including Jackson himself, mugging to the left).

jacksonandcorsairs.jpg

The crews of actual Barbary ships probably looked more like this:

21c27fb9a0a7cdf4d123d6e12bcbbd83.jpg

This makes perfect sense, as these are North Africans, and very tough people, as European mariners came to know. Their swift, daring ships attacked any vessel which might bring them profit.

barbary-pirate-galleon.jpg

The young United States first paid them tribute to keep them away from US ships.

tribute.jpg

But, as the government somewhere found the money, it began a shipbuilding program to provide the country with its first national navy.

buildingthephiladelphia.jpg

This particular ship was the ill-fated USS Philadelphia, which ran aground and was captured by the pirates.

philly.jpg

captureofthephiladelphia.jpg

It was destroyed, however,

destructionofthephiladelphia.jpg

in a daring raid by Stephen Decatur, seen in this miniature.

stephendecatur.jpg

The United States fought two wars against the Barbary pirates, 1801-5 and 1815, doing a great deal of damage to the pirates.

USS-Enterprise-barbary-war.jpg

Ultimately, however, it was a combination of governments and navies, including the US, the British, and the Dutch, which put a stop to piracy in the southern Mediterranean after the end of the Napoleonic Wars in 1815.

Decatur_Boarding_the_Tripolitan_Gunboat.jpg

So, like Scharb, we took the idea from JRRT that Umbar was in the far south and, influenced by our experience, not only of the Barbary pirates, but of Narnia and the country called Calormen

Baynes-Map_of_Narnia.jpg

and of Tamora Pierce’s “Tortall” with its Carthaki southland,

Tortall_1.gif

we imagined the corsairs to look like this.

barbarypirates.jpg

So, dear readers, what do you think?

Thanks, as always, for reading.

MTCIDC

CD

 

Fourth Age—Big Bang Theory

17 Wednesday Feb 2016

Posted by Ollamh in Economics in Middle-earth, Heroes, Imaginary History, J.R.R. Tolkien, Literary History, Military History, Military History of Middle-earth, Narrative Methods

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American Civil War, Battle of Crecy, Battle of the Somme, cannon, Siege Warfare, The Lord of the Rings, The War of the Ring, Tolkien, World War I

Welcome, dear readers, as always!

In this posting, we are going to do something a little different:  speculate.  It’s about a possible military development in the years after the War of the Ring and, if you have enjoyed our past postings on military issues in Middle Earth, we hope that you will enjoy this one.

Our inspiration for this posting came from two sources:  The Lord of the Rings and the history of the later western Middle Ages and it began like this–

The-Two-Towers-Explosion-helms-deep-2.jpg

“Even as they spoke there came a blare of trumpets.  Then there was a crash and a flash of flame and smoke. The waters of the Deeping-stream poured out hissing and foaming:  they were choked no longer, a gaping hole was blasted in the wall.  A host of dark shapes poured in.” (The Two Towers, Chapter 7, “Helm’s Deep”)

Aragorn calls this “the fire of Orthanc”, but I think that we can guess that it was an explosive device and our immediate thought was the use of mines over the centuries of siege warfare.  Originally, the idea was to undermine an enemy’s wall by digging a tunnel below it.   The next step was either to use the finished tunnel as a passageway into an inner courtyard or, alternatively, to prop up the wall, fill the area below with flammable materials, torch the materials, then clear out to watch the section of wall tumble down when the fire burn away the props before charging in.

mining1.gif

Once gunpowder was available, this technique could be improved upon by tunneling under a wall, planting a large stock of explosives, setting a very long fuse, clearing out, then watching it blow a large hole in the enemy’s fortification.

Two of the most spectacular such mines in our experience are during the American Civil War, at Petersburg, on 30 July, 1864—

Waud-Petersburg-Crater.jpeg

and the first day of the Somme, 1 July, 1916, in World War 1—

Hawthorn_Ridge_mine_1_July_1916.jpg

Sauron’s orcs appear to use the same technique when facing the protective wall around Gondor, the Rammas Echor:

“The bells of day had scarcely rung out again, a mockery of the unlightened dark, when far away he saw fires spring up, across the dim spaces where the walls of the Pelennor stood.  The watchmen cried aloud, and all men in the City stood to arms.  Now ever and anon there was a red flash, and slowly through the heavy air dull rumbles could be heard.” (The Return of the King, Chapter 4, “The Siege of Gondor”)

As we thought about the future, we considered what had happened in our Middle Ages.  Although gunpowder had been mentioned in the mid-13th century, our first illustration of a weapon based upon it dates from about 1327.

EarlyCannonDeNobilitatibusSapientiiEtPrudentiisRegumManuscriptWalterdeMilemete1326.jpg

By the mid-14th century, there appear to have been cannon of some sort used against the Scots in 1327 and at the Battle of Crecy (1346) against the French and, by the early 15th c. they are becoming a regular feature of battles and sieges.

medievalsiege.jpg

Very early cannon were very simple, being a tube of any length fastened to a wooden bed of some sort.

FortMedeival.jpg

The tubes were made of long bars of iron hammered together and then secured with a series of iron rings.

25_slash_57.JPG

The technology for this looks like it came from barrel-making:  long staves of wood pressed together, then wrapped with iron bands

winebarrelanatomy.jpg

When we think of barrels in Middle Earth, what better evidence do we have than this, one of our favorite JRRT illustrations from The Hobbit?

barrel-riding.jpg

A well-known technical skill in the Middle Ages was that of casting church bells:  making molds, pouring in metal, letting it cool, and producing sometimes quite large ones.

bellfounding.jpeg

This led to making cannon the same way.

foundry-church-cannon-casting.jpg

Sometimes, early cannon were so large that they were cast at the site of their first use, as large bells occasionally were.  For the Ottoman siege of Constantinople in 1453, this was said to be true.

Illustration-of-angus-mcbride-showing-the-ottoman-cannon-basilica-during-the-siege-of-constantinople-in-1453-ad.jpg

You’ll notice here, by the way, that this isn’t an iron gun, but a bronze one.  After the first iron guns, gun-founders had begun experimenting with bronze and for several centuries, until all guns would be made out of steel, there was discussion among both gunners and military theoreticians over the value of each metal.

As for Middle Earth, well, we know that there were barrels and the ability to cast large (going by medieval bells) objects in metal.  Now the speculation begins.  Suppose, when Saruman was defeated and later left Orthanc, he had left behind his papers (he doesn’t appear to have anything like them when he is met on the road by Gandalf and the others in “Many Partings”).  In those papers would have been the recipe for gunpowder.  Sometime after Isengard had been taken over by the allies, those papers had come to Minas Tirith and someone, remembering what he had heard about the attack on Helm’s Deep, went through them, found that recipe, and, just as in medieval Europe, soon these began to appear—

medgun.jpg

What do you think, dear readers?

Thanks, as always, for reading.

MTCIDC

CD

Lingua Orca

10 Wednesday Feb 2016

Posted by Ollamh in Imaginary History, J.R.R. Tolkien, Language, Literary History, Narrative Methods

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Adventure, Black Speech, Bree, Cirth, Fantasy, Gandalf, L. Frank Baum, Mordor, Orcs, Origin of Orcs, Ozma of Oz, Princess Langwidere, The Lord of the Rings, Thorin, Tolkien

Welcome, dear readers, as always.

In P. Jackson’s The Desolation of Smaug, there is a scene at the opening, cut from whole cloth as so much of the later Hobbit movies, in which Gandalf meets Thorin in The Prancing Pony in Bree.

gandalfandthorin.jpg

There Gandalf shows Thorin a “message”.

“Gandalf: It is Black Speech.

[Thorin looks at Gandalf with unease]

Gandalf: A promise of payment.

Thorin: For what?

Gandalf: Your head. Someone wants you dead.”

One can laugh at that last—is there the possibility that someone who promised payment for a head would not want the owner dead? (Here we thought, for a moment, of the Princess Langwidere in L. Frank Baum’s Ozma of Oz, who has a collection of 30 exchangeable heads which she keeps locked in a cabinet.)

princesslangwidere.jpg

After laughing, however, we began to wonder just who that message was supposed to be for.

Tolkien says of the Black Speech:

“It is said that the Black Speech was devised by Sauron in the Dark Years, and that he had desired to make it the language of all those that served him, but he failed in that purpose.”

We are never told why he failed: was it too complicated? Too impractical? Too limited? (In modern terms, we can imagine Sauron sending out memos, saying things like: “To All Departments: it has come to Our attention that there are those who are not using the Black Speech in all official documents. Please conform to standards as laid out in Mordor Bulletin #512. Immediate.”) If what Isildur has to say about the inscription inside the ring is true,

One_Ring_Inscription_In_Three_Languages.jpg

Sauron doesn’t appear to have devised a script in which to write it:

“Already the writing upon it, which at first was as clear as red flame, fadeth and is now only barely to be read. It is fashioned in an elven-script of Eregion, for they have no letters in Mordor for such subtle work…” (The Fellowship of the Ring, Book 2, Chapter 2, “The Council of Elrond”)

Tolkien continues:

From the Black Speech, however, were derived many of the words that were in the Third Age wide- spread among the Orcs, such as ghash ‘fire’, but after the first overthrow of Sauron this language in its ancient form was forgotten by all but the Nazgul. When Sauron arose again, it became once more the language of Barad-dur and of the captains of Mordor.”

Could the “promise of payment” be meant for the Nazgul, then? That hardly seems likely—after all, they are the main servants of Sauron, bound to him by the rings they wear, Nazgul, after all, meaning “ring wraith”. Sauron’s success is their success—just as his failure seems to mean their end.

Because this scene exists only in the minds of the scriptwriters, we could have just shrugged it off right there as being a piece with the resurrected Azog and that ridiculous arm which he seems to have borrowed from a macho Frosty the Snowman, “Tauriel” and the embarrassing romance with a Dwarf, etc, etc, etc. Instead, we decided to play with the idea.

Using Tolkien’s actual texts as the basis of our thinking, we wondered: if the message wasn’t for the Nazgul and the Black Speech is specifically linked to Mordor, who else might be the recipient? Well, there are always the Orcs—but could they read it?

We know—sort of—what they are. Fangorn tells Merry and Pippin that they were made by Sauron as mockery of Elves. Tolkien himself seemed initially a bit puzzled about Orcish origins, calling them, in a letter to Milton Waldman (Letters no.131, 151, “probably in late 1951”) “…the Orcs (goblins) and other monsters bred by the First Enemy”. The same is said in Appendix F of The Lord of the Rings: “The Orcs were first bred by the Dark Power of the North in the Elder Days.” Then, in a letter to Naomi Mitchison (Letters, no.144, 177-8, 25 April, 1954), however, he writes: “Orcs…are nowhere clearly stated to be of any particular origin. But since they are servants of the Dark Power, and later of Sauron, neither of whom could, or would, produce living things, they must be ‘corruptions.’” And, again, in the draft of a letter to Peter Hastings, from later in the same year, he explains, quoting Frodo, speaking to Sam: “ ‘The Shadow that bred them can only mock, it cannot make real new things of its own. I don’t think it gave life to the Orcs, it only ruined them and twisted them.’” to which he adds, “In the legends of the Elder Days it is suggested that the Diabolus subjugated and corrupted some of the earliest Elves…” (Letters, no.153, 191). (This is continued later in the same letter, 195.)

Of their speech, JRRT wrote:

“It is said that they had no language of their own, but took what they could of other tongues and perverted it to their own liking; yet they made only brutal jargons, scarcely sufficient for their own needs, unless it were for curses and abuse. So it was in the Third Age Orcs used for communication between breed and breed the Westron tongue…” (The Lord of the Rings, Appendix F)

(Linguistically, we wonder if it would be possible for a people—especially a people who appear, in the later Third Age, to be extensive in number—could actually have had no language—or languages–of their own, particularly if they were a people who had existed before being corrupted by Morgoth. In The Lord of the Rings, for example, although they speak the Common Speech, they clearly have names out of some other language—what might that have been?)

Taking the next step, in a previous posting, we had begun to probe the question of literacy versus orality in Middle Earth and here we might ask the question: were Orcs literate at all? The only possible clue we’d found is in Appendix E of The Lord of the Rings, where it is said of the form of writing called “Cirth”:

d5256b13ca277364da6f842a2744b63c.gif

“The Cirth in their older and simpler form spread eastward in the Second Age, and became known to many peoples, to Men and Dwarves, and even to Orcs…”

This would suggest that they were.

When we actually see the Orcs, however, do we find any evidence of the use of that writing?

There are only a couple of extended passages when we hear the Orcs as well as see them. The first is in the chapter entitled “The Uruk-hai”. In this chapter, the Orcs who have Merry and Pippin argue over their captives and we hear several talk about “orders” and “my orders”, but no documents appear or are mentioned: are these only oral orders? The second time we hear the Orcs is in “The Choices of Master Samwise.” Here, Sam overhears two Orc officers, Gorbag and Shagrat, talking. “The messages go through quicker than anything could fly, as a rule. But I don’t inquire how it’s done. Safest not to.” says Gorbag. And, a little later, Shagrat says, “A message came: Nazgul uneasy. Spies feared on Stairs. Double vigilance. Patrol to head of Stairs.” Unfortunately, there’s no further information here– although that second message almost sounds like it’s one step from being a tweet! (Or, in JRRT’s time, a Western Union telegram.) But then Shagrat says, “ I have my orders…Any trespasser found by the guard is to be held at the tower. Prisoner to be stripped. Full description of every article, garment, weapon, letter, ring, or trinket to be sent to Lugburz at once, and to Lugburz only…” Does such detail require writing? It does say “full description…to be sent”, which certainly suggests it.

We have a final glimpse and earful of the Orcs from “The Tower of Cirith Ungol” and into “The Land of Shadow”, but there are no more discussions of orders or messages or descriptions, just more of the brutality and treachery which seems the norm for such creatures.

So, we have two statements, in total, which are more suggestive than actual proof: Cirth was known to Orcs and the order for a “full description” to be sent to Barad-dur. Does that mean that, should Shagrat or Gorbag have written, he would have done so in Cirth? If so, this proves only literacy in that form and, when we look back to the one sample we have of any length (all of two lines) of the actual Black Speech, it is in Tengwar as we know, from Isildur, that Sauron—at least at the time of the making of the ring—had no Black Speech writing system to employ.

Conclusions? Although it was fun to do the research, at base, this was a fool’s errand—the whole thing, after all, was a creation of the same people who brought you Thranduil on an Irish elk (for more on that, google the extremely useful—and entertaining!– www.tolkien-treasures and see the entry on Thranduil and his mount).

elf-elk-lord-of-the-rings-the-hobbit-Favim.com-2609245.jpg

If we play along, as we have, there’s only a process of elimination. The only people who had anything to do with the (revived) Black Speech were in Mordor. If it wasn’t the Nazgul and it wasn’t the Orcs, who’s left? Only one possibility seems to remain: Sauron wrote it as a memo to himself, a kind of Barad-dur post-it, (“To Me: Thorin. Head. Reward? Do soonest.”), but, being very busy in contract negotiations with Benedict Cumberbatch’s agent on voice-overs, he absentmindedly sent it.

What do you think, dear readers?

As always, thanks for reading!

MTCIDC

CD

Strange as News from Bree

03 Wednesday Feb 2016

Posted by Ollamh in Fairy Tales and Myths, J.R.R. Tolkien, Language, Literary History, Narrative Methods

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acta, Barad-Dur, Barliman Butterbur, Bree, Bronte, copyists, Dwarves, English coaching inn, Forum Romanum, Frodo Baggins, Gandalf, Gondor, Gutenberg, Haworth, Johann Carolus, Literacy, manuscripts, Medieval, Minas Tirith, Orality, Peter Jackson, pre-print, press, printing press, Romans, royal archives, Sauron, scriptoria, Story, The Lord of the Rings, The Prancing Pony, The Red Book of Westmarch, The Shire, Tolkien, War of the Ring, word-of-mouth, Yorkshire

Welcome, dear readers, as always.

After the last couple of postings, full of war, this is a rather peaceful one. We want to put forward a scheme for a larger project, all about orality versus literacy in Middle Earth, of which this is one small step, our initial question for the project being, “What is written and how and what is only spoken and remembered?”

Early in Chapter 9 of The Fellowship of the Ring (“At the Sign of the Prancing Pony”), we encounter this passage:

“For Bree stood at an old meeting of ways; another ancient road crossed the East Road just outside the dike at the western end of the village, and in former days Men and other folk of various sorts had travelled much on it. Strange as News from Bree was still a saying in the East Farthing, descending from those days, when news from North, South, and East could be heard in the inn, and when the Shire-hobbits used to go more often to hear it.”

Bree, of course, is the little town to which Frodo and his companions travel once they have gotten free of the Barrow Downs.

ICE Bree and the Barrow-downs (Late Third Age) v1.3.jpg

The little town is described as being surrounded by a dike—a wide ditch, the inner side topped with a thick hedge—perhaps something like this—

D21-15-2-14-More-hedging-activity_0670.jpg

And consisting of “some hundred stone houses of the Big Folk, mostly above the Road…”. Without knowing the kind of stone, we have imagined it as looking rather like Haworth, in Yorkshire, the home of the Bronte family (without the modern touristy stuff, of course).

haworth.jpg

(And we note, by the way, that its depiction in the Jackson films doesn’t appear to reflect JRRT’s description that the houses were made of stone: rather, it appears to be filled with half-timbered, plaster and lath constructions.)

LOTR Bree.JPG

 

Here, the Hobbits stay at the Prancing Pony.

naismithprancingpony.jpg

Tolkien describes it as

“a meeting place for the idle, talkative, and inquisitive among the inhabitants, large and small…”

To our minds, it probably looked like one of those very old English coaching inns.

111-1000011im.jpg

 

 

And we begin our research inside.

Before we do, let’s spend a moment thinking about that word “news”, as in “Strange as news from Bree”.

In pre-print days, for most people in most places, information about events was circulated only by word-of-mouth. There were a few exceptions: the government in Rome produced hand-written circulars, called acta which were put up in the Forum Romanum from the middle of the last century BC through to the 3rd century AD. These would obviously have had a very limited circulation, however, and we can imagine that the contents would still have been passed on mouth-to-mouth for most people in Rome.

To gain greater circulation really demanded print. Although Gutenberg produced the first press and movable lead type by 1440,

gutenberg.jpg

the earliest surviving printed newspaper known at present dates from 1609, produced in Germany. (It appears that the publisher, Johann Carolus, had actually begun printing, rather than hand-copying, in 1605.)

Relation_Aller_Fuernemmen_und_gedenckwuerdigen_Historien_(1609).jpg

As far as we can tell, true to the general image of Middle Earth as a medieval world, printing presses have yet to appear (unless Sauron is producing very limited editions at the Barad-dur Press and circulation consists of exactly one copy). This means that we are still in the preprint world of hand-copying, when it comes to documents. In the western European world, on which places like Gondor are modeled, this means scriptoria—copy centers—mainly in monasteries and in royal courts where the copyists had probably been trained in monastic scriptoria.

scriptorium.jpg

Because there are no religious foundations or even schools of any sort mentioned in Middle Earth, we don’t know how or where documents were written or copied or even how and where anyone learned to read and write (except Sam, who was taught his letters by Frodo), but literacy turns up all over the place, from the Red Book of Westmarch to the runes of the dwarves to the writings Gandalf says he searched through in the archives of Minas Tirith.

All of this is, in a sense, commemorative—it’s history, really, whether a dwarvish map or tomb inscription, or an account of the War of the Ring. What about other things, however—word of daily events, or even entertainment forms, like songs and poems, things which may some day become part of history but, at the present, seem much more ephemeral? That’s what we’ve come to Bree to find out—and we’re quickly helped in our investigation by the host of the Prancing Pony, Barliman Butterbur, who says to Frodo and the others:

“ ‘I don’t know whether you would care to join the company…Perhaps you would rather go to your beds. Still the company would be very pleased to welcome you, if you had a mind. We don’t get Outsiders—travelers from the Shire, I should say, begging your pardon—often; and we like to hear a bit of news, or any story or song you may have in mind…’ “

And there’s that emphasis on the oral: “we like to hear”. You, readers, have a world of electronic devices to turn to for “a bit of news, or any story or song”, as well as, in the case of news, actual newspapers, not to mention bookstores, libraries, and the wonderful resources of Gutenberg and the Internet Archive. None of that in any form is available to carry or preserve information in Middle Earth. What books there are—and they are manuscripts, remember, things which look like this—

MS-Italian.jpg

or, if you are rich, this—

frms.png

are either in royal archives, as in the case of those which Gandalf consults in Minas Tirith, or in the hands of families, as is the fate of The Red Book of Westmarch and other such items in the Shire. And so people are, on the one hand, eager for news and entertainment, but, on the other, forced either to make it for themselves or to wait for willing strangers to add to their meager store.

It’s natural, then, that “As soon as the Shire-hobbits entered, there was a chorus of welcome from the Bree-landers.” The first local reaction to Frodo’s attempts to create an explanation for why he and his companions are traveling is also natural:

“He gave out that he was interested in history and geography (at which there was much wagging of heads, although neither of these words were [sic] much used in the Bree-dialect). He said he was thinking of writing a book (at which there was silent astonishment), and that he and his friends wanted to collect information about hobbits living outside the Shire, especially in the eastern lands.”

In the nearly-oral world of Bree (there must be some literacy—the Prancing Pony has a sign with an inscription and Barliman seems to know what a letter is), the next reaction is also natural:

“At this a chorus of voices broke out. If Frodo had really wanted to write a book, and had had many ears, he would have learned enough for several chapters in a few minutes. And if that was not enough, he was given a whole list of names, beginning with ‘Old Barliman here’, to whom he could go for further information.”

These would all be so-called “oral informants”—not one mention of manuscripts or documents to suggest that information is conveyed and recorded in writing—and so the Breelanders’ third and final reaction is also natural:

“But after a time, as Frodo did not show any sign of writing a book on the spot, the hobbits returned to their questions about doings in the Shire.”

It’s obvious then, that books, like the words “history” and “geography”, are almost alien to these people and so their interest is in the spoken—or sung—word, which is why, when Frodo breaks into Bilbo’s “There is an inn…” to distract the audience from Pippin’s indiscreet recounting of the birthday party, his stratagem almost works—until he overdoes it and—

But even in the aftermath, although it leads to more trouble for Frodo and his companions, Butterbur can imagine that, in time, that surprising event, like all of the others in this near-oral world, will subside into word-of-mouth.

“He reckoned, very probably, that his house would be full again on many future nights, until the present mystery had been thoroughly discussed.”

And then it would become just another piece of strange news from Bree.

Thanks, as always, for reading.

MTCIDC

CD

Feudal Array 2

27 Wednesday Jan 2016

Posted by Ollamh in Economics in Middle-earth, Fairy Tales and Myths, Imaginary History, J.R.R. Tolkien, Literary History, Military History, Military History of Middle-earth

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14th century, 15th century, Adventure, Agincourt, Anglo-Saxon, armor, Bayeux Tapestry, feudalism, Fyrd, Gerry Embleton, Huscarl, Luttrell Psalter, Middle-earth, N.C. Wyeth, tapestry, The Lord of the Rings, Tolkien

Welcome, as always.

In this posting, we want to conclude what has turned out to be a kind of mini-series on Feudalism in Middle Earth. Two postings ago, we used the 14th-century Luttrell Psalter to illustrate what working the plowland behind the Rammas Echor might have looked like. In our last, we used the Bayeux Tapestry to offer another possible visual influence on Tolkien’s depiction of the Rohirrim: the conquering Normans. In this final posting, we will look at the forces of Rohan’s ally, Gondor and will use a number of sources, both medieval and modern.

In the Jackson movies, there is a kind of regularity, from Osgiliath to Minas Tirith in what we are shown.

gondorians.jpg

This is not surprising if the cue for costuming has come primarily from one description:

“The Guards of the gate were robed in black, and their helms were of strange shape, high-crowned, with long cheek-guards close-fitting to the face, and above the cheek-guards were set the white wings of sea-birds; but the helms gleamed with a flame of silver, for they were indeed wrought of mithril, heirlooms from the glory of old days. Upon the black surcoats were embroidered in white a tree blossoming like snow beneath a silver crown and many-pointed stars. This was the livery of the heirs of Elendil, and none wore it now in all Gondor, save the Guards of the Citadel before the Court of the Fountain where the White Tree once had grown.” (The Return of the King, Chapter 1, “Minas Tirith”)

We have no wish to criticize—in this respect, at least—the creators of the films for taking what might appear to be an easy out: uniformity being cheaper than individuality, since it’s clear that, when it came to dramatic effects in the films in general, the old theatrical advertising line, “No Expense Was Spared To…” is really true. Instead, we want employ our former method of consulting medieval manuscripts, as well as another passage from the same chapter, to offer another possible view, one which might have influenced the author in his depiction of the defenders of Gondor.

We’ll begin with the passage:

“Leading the line there came walking a big thick-limbed horse, and on it sat a man of wide shoulders and huge girth, but old and grey-bearded, yet mail-clad and black-helmed and bearing a long heavy spear. Behind him marched proudly a dusty line of men, well-armed and bearing great battle-axes; grim-faced they were and shorter and somewhat swarthier than any men that Pippin had yet seen in Gondor…

And so the companies came…The men of Ringlo Vale…from the uplands of Morthond…five hundred bowmen…From the Anfalas…a long line of men of many sorts, hunters and herdsmen and men of little villages, scantily equipped save for the household of Golasgil their lord. From Lamedon, a few grim hillmen…Fisher-folk of the Ethir…Hirluin the Fair…with three hundreds of gallant green-clad men. Imrahil…with gilded banners bearing his token of the Ship and the Silver Swan, and a company of knights in full harness riding grey horses; and behind them seven hundreds of men at arms, tall as lords, grey-eyed, dark-haired, singing as they came.”

There is actually not a lot of detail here, but there are a few hints. First off, there are those “great battle-axes”.   Here are two images from the Bayeux Tapestry of the Anglo-Saxon king, Harold’s, bodyguards, his huscarl, armed with their characteristic long-handled axes.

axemen_bayeux.jpg

And here is a modern reconstruction.

huscarl4.jpg

Next, we have those five hundred bowmen from Morthond. The Tapestry can provide a useful image of those,

archers2.jpg

but perhaps what JRRT really was thinking of were the famous longbowmen of Crecy and Poitiers and Agincourt, whose skill and courage knocked down whole waves of equally brave French knights. Here are a pair of modern images by the brilliant historical illustrator, Gerry Embleton, himself a medieval reenactor.

EnglishLongbowman1330-15151
longbowman2

Besides the huscarl, King Harold’s army was made up of the fyrd, a kind of militia drawn from the freemen of the countryside, who had to provide their own weapons and equipment and were only required to serve for limited periods—they would have been farmers, most of them, after all, and couldn’t be off the farm for too long without threatening their own livelihoods. Perhaps these could suggest that “long line of men of many sorts”. Here’s an image from the Tapestry of what appears to be the fyrd fending off a mounted Norman attack. You’ll notice the lack of defensive armor.

fyrd3.jpg

“gallant, green-clad men” is rather vague, but, suddenly, all we could see is Robin Hood and his Merry Men. And so we can’t resist including some of our favorite N.C. Wyeth illustrations.

rhood1rhood2

And these could easily provide the model for the rangers in South Ithilien, couldn’t they?

faramir.jpg

Last, there is that “company of knights in full harness”. This presents a real problem. Knights from which period? The armor available at the time of the Bayeux Tapestry in the mid-11th century

fyrd3.jpg

and which, we suggested in our last, might be good for the Rohirrim, was very different from that of later times. Here’s the armor of the days of Sir Geoffrey Luttrell,

Sir_Geoffrey_from_LPsalter.jpg

in the early 14th century—

early14thcarmor.jpg

and here’s what the English archers would have faced as worn by their valiant French opponents at Agincourt, in 1415.

early15thcarmor.jpg

This handy chart can give you a diachronic (through-time) view of changes in medieval armor.

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If we look at something produced through the workshop of William Morris, that strong influence upon JRRT, we find this group of knights from a set of tapestries produced in the 1890s.

Holy_Grail_Tapestry_-The_Arming_and_Departure_of_the_Kniights.jpg

The armor is pretty vague (the systematic study of the history of armor was still in its childhood then—if you’re interested in the early days, google Sir Samuel Rush Meyrick to learn about its first great scholar), but one of the helmets—the one to the far left in the background, looks like a visored sallet, which could date what we see in the tapestry to the later 15th century.

Sallet_helmet,_Southern_Germany,_1480-1490_-_Higgins_Armory_Museum_-_DSC05461.JPG

(Sharp-eyed readers who are Star Wars fans—we are—will recognize this general pattern from the technical people on the Death Star—

deathstarcrewmen.png

We might add that Morris and his friends were strongly influenced by pre-Renaissance and early Renaissance painters, so perhaps this picture, one of a set of 3 by Paolo Uccello from the middle of the 15th century, might also provide a possible model (and we’re glad to show you the whole set because we think that they’re just magical).

Öèôðîâàÿ ðåïðîäóêöèÿ íàõîäèòñÿ â èíòåðíåò-ìóçåå Gallerix.ru

Uccello_Battle_of_San_Romano_Uffizi

 

Taken all together, these produce a very different image from the films, don’t they? Much more individual, often much less well-equipped, more actual medieval, as we would imagine the author had had in mind. So—contrast this

 

with this:

ArmiesOfAgincourt.jpg

Which do you prefer, dear readers?

Thanks, as always, for reading.

MTCIDC

CD

 

Feudal Array 1

20 Wednesday Jan 2016

Posted by Ollamh in Artists and Illustrators, Economics in Middle-earth, Fairy Tales and Myths, Imaginary History, J.R.R. Tolkien, Literary History, Military History, Military History of Middle-earth, Narrative Methods

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Anglo-Saxon, Bayeux Tapestry, Embroidery, feudalism, Medieval, Middle-earth, Normandy, Peter Jackson, Rohirrim, tapestry, The Lord of the Rings, Tolkien

Welcome, as always, dear readers.

In this posting, we would like to continue what we began in “Behind the Rammas Echor”. In that posting, we talked about using the illustrations from medieval English psalters (the wonderful 14th-century Luttrell Psalter in particular) to try to visualize the feudal world suggested by certain aspects of Tolkien’s The Lord of the Rings.

In that posting, we said that feudalism could be broken down into two big categories, land and troops, and there we spent time looking at basic agricultural life, to imagine the look of the feudal world of Middle Earth.

Now we move on to troops. And, as much as we can, we would like to continue to use medieval images to help us.

In previous posts, we’ve praised Jackson’s depiction of the Rohirrim, both the architecture and the people. Edoras and Meduseld within it just look right—and, when you watch the material on constructing them in the extended version box set, we can only be absolutely bowled over by the care taken there, for all that we have difficulties with certain other parts of the films, both in look and in the changes to the text.

Edoras-MtSunday.jpg

meduseld.jpg

rohirrimmassed.jpg

In one previous post, we suggested the kinds of models we both know and imagine Tolkien used to create the Rohirrim. These were primarily Anglo-Saxon, but combined with a horse people (which the Anglo-Saxons were not) of some sort, possibly Scythian (an Indo-European-speaking horse folk from north of the Black Sea).

ScythianCavalry.jpg

As we’ve thought more about it (one, for us, of the great pleasures of solid adventure literature, new and old—is that you not only want to think more about it, but, as you do, you find more in it), we began to imagine that Tolkien might have had another visual source, based upon another famous set of medieval illustrations, the Bayeux Tapestry.

This is a roll of linen, some 230 feet (that’s about 70 metres) long and 20 inches (50 centimetres) high, into which are woven three bands of designs. The center is a long (very long!) series of adjoining panels covered in human figures, which have been stitched on with various colored woolen threads. Above and below the central band are two narrower ones which combine abstract figures (commonly on the upper panel) with human activities (on the lower one). Across the top of the central band are a series of captions in very simple Latin, describing what is happening below.

haroldkilled.jpg

The caption here reads: “Here Harold the king has been killed.”

As it’s not through-woven, like this—

unicorn3.jpg

this isn’t really a tapestry, but an embroidery, in fact.

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makingthebt.jpg

It’s linked to the cathedral at Bayeux, in Normandy, where it has been for at least 6 centuries. On the map, find Le Havre and look left and you’ll see Bayeux.

normandy_map_phys.gif

bayeux_cathedral.jpg

Where it really came from and who made it are two of those mysteries that it’s been fun to follow the scholarship of, but, as of 2015, there are lots of theories, some of them more convincing than others, but that’s all there are: theories. If you’d like to know more about them, go to: www.bayeux-tapestry.org.uk/whomadethetapestry.htm.

The tapestry is housed in an impressive museum in Bayeux, where its entire length is ingeniously displayed in a sort of wrap-around way.

The-Bayeux-Tapestry-Museum-1019.jpg

Bayeux-Tapestry-1_131941101594170.jpg

We’ve given you lots of facts, but the one thing we haven’t mentioned is the subject of such an immense work. It is, in fact, a lengthy piece of propaganda justifying the Norman invasion and conquest of England in 1066AD. We know, then, one definite thing about it: it certainly wasn’t embroidered for the Anglo-Saxons! (Although there is at least one theory that it was made by them.)

As much as we are interested in the subject, what has caught our attention now is the look—here are soldiers from the same period as the Anglo-Saxon model for the Rohirrim, after all, but, although archers are depicted on the Norman side, and a few infantry, the Normans are mainly shown as horsemen.

WebPage-ImageF.00070.jpeg

Here is our first sight of the Rohirrim in The Two Towers, Chapter 2, “The Riders of Rohan”:

“Their horses were of great stature, strong and clean-limbed; their grey coats glistened, their long tails flowed in the wind, their manes were braided on their proud necks. The Men that rode them matched them well: tall and long-limbed; their hair, flaxen-pale, flowed under their light helms, and streamed in long braids behind them; their faces were stern and keen. In their hands were tall spears of ash, painted shields were slung at their backs, long swords were at their belts, their burnished shirts of mail hung down upon their knees.”

05bayeux.jpg

Minus the grey horses and the braids, what do you think, dear readers?

 

As ever, thanks for reading.

CD

MTCIDC

 

PS

That MTC will be Feudal Array.2, in which we consider the other forces opposing Mordor…

 

Feudal-Earth?

13 Wednesday Jan 2016

Posted by Ollamh in Artists and Illustrators, Economics in Middle-earth, Fairy Tales and Myths, J.R.R. Tolkien, Literary History, Military History, Military History of Middle-earth, Narrative Methods

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Bayeux Tapestry, feudalism, Gondor, Medieval, Prince Valiant, The Lord of the Rings, Tolkien

Welcome, dear readers, as always!

In this posting, we want to think out loud about something which has puzzled us for some time. Regular readers must know by this time that, along with literature of various times and places, we’re also very much interested in world history, from its human beginnings all the way up to the present. As those of you who have read past postings know, we have sometimes tried to apply our interest (and, we hope our knowledge) to the works of one of our favorite fantasy authors, JRR Tolkien. In our last posting, for example, we have spent a little time considering the 20th-century world of dictators and how they might have influenced JRRT’s depiction of Sauron and his plans.

In this posting, we want to look at something we’ve touched upon some time in the past, the economic/social structure of Middle Earth (or Middle-earth as it sometimes seems to appear). After all, kingdoms don’t just magically appear and survive: or, in Middle Earth, do they? For fun, we wondered what we might find in The Lord of the Rings which would remind us of our own Middle Ages.

In our world, particularly in western Europe , this is the period which appears physically similar to the end of the Third Age (minus Elves, etc), and, in this period, we find a social/economic structure called feudalism. There has been a great deal of scholarly discussion as to where the base word, feud comes from, but the structure is pretty basic and goes like this (with apologies to all actual medievalists for the gross simplification):

feudalsystemchart.png

At base, it’s all about two things: land and soldiers.

At the top—the very top—is God, who owns everything. He chooses a king (this comes down to us under the heading of “the divine right of kings” and is similar to “the mandate of heaven” in Chinese history). The king then claims that, because of his position as the Chosen One, he owns all of the land in the country. This land, however, he divides, keeping some for himself, but giving large portions to his chief nobles (the Church also owns a large chunk, but, as religion is rather subterranean in Middle Earth, we’ll leave it at that). They, in turn, divide it among lesser nobles (family members and/or those loyal to them), who, in turn, divide it among the lowest level of nobility (often knights). The simplest parcel is a manor and a knight may hold just one or more than one and this is true all the way up the chain.

4186733_orig.jpg

Each manor, in turn, has various grades of inhabitants, from freeholders, who own land but pay taxes on it, to peasants who are free, but are landless and have to work for others, and serfs, who are nothing more than slaves and considered part of the property. Even freemen might still owe an obligation in the form of labor to the lord of the manor.

Reeve_and_Serfs.jpg

In return for a manor or for many manors, the nobles at every level owed the king military service.

Sir_Geoffrey_from_LPsalter.jpg

This was necessary, since, with the exception of a certain number of household troops or bodyguards, kings couldn’t afford to keep standing armies on their own.

When we began wondering if we could find traces of feudalism in Middle Earth, we thought first about titles. As we said, there are kings, so could we add to them “sirs”, “knights”, “lords”, and such? The densest patch of those would seem to be in The Return of the King, Chapter 1, “Minas Tirith”. Almost at the end of the chapter, Pippin and Beregond’s son, Bergil, watch reinforcements march into the city. Here we can list leaders, almost every one seeming to be a major landowner, judging by the number of his military followers, and all but one called “lord” : Forlong, Dervorin (“son of their lord”), Golasgil, and last and most feudal-like, Imrahil, Prince of Dol Amroth, who comes with “a company of knights in full harness”.

This last reminded us of an earlier posting, when we wondered whether JRRT had ever seen the Prince Valiant comic strip, which occasionally had scenes like this:

Prince-Valiant-10-2-38.jpg

 

 

Our other thought was this sounded rather like a combination of men entering the Alamo and a gathering of the clans.

raising-the-standard-at-glenfinnan-1745-jacobite-rebellion.jpg

To gain a portion of land, all levels of nobles swore oaths of loyalty (called fealty, from Latin fidelitas, through Old French, the legal language of England after the Norman conquest) to those who gave them that land and that oath was commonly done publically and was legally binding.

There were different ways of confirming the earnestness of the person swearing. An altar or saint’s reliquary might be used, as seems to be the case from this scene on the “Bayeaux Tapestry”, in which Harold swears a sacramentum (a “sacred oath”, so Norman propaganda would afterwards claim) to be the vassal (sworn man) of Duke William of Normandy.

Bayeux_Tapestry_scene23_Harold_sacramentum_fecit_Willelmo_duci.jpg

 

Oaths might take the form of the receiver placing his hands between those of the giver and swearing.

1274514-miniature-depicting-a-knight-receiving-his-sword-from-the-king-guillaume-dorange.jpeg

 

An extremely useful site (www.dragonbear.com) provides a number of examples of the oath, which, while varying greatly through time and place, can be encapsulated in this version, from “The Laws of Alfred, Guthrum, and Edward the Elder”:

“Thus shall a man swear fealty oaths.

By the Lord, before whom this relic is holy, I will be to ____ faithful and true, and love all that he loves, and shun all that he shuns, according to God’s law, and according to the world’s principles, and never, by will nor by force, by word nor by work, do ought of what is loathful to him; on condition that he keep me as I am willing to deserve, and all that fulfil that our agreement was, when I to him submitted and chose his will.”

Compare this with Pippin’s oath to Denethor, after Pippin offers his sword to him:

“Here do I swear fealty and service to Gondor, and to the Lord and Steward of the realm, to speak and to be silent, to do and to let be, to come and to go, in need or plenty, in peace or war, in living or dying, from this hour henceforth, until my lord release me, or death take me, or the world end. So say I, Peregrin son of Paladin of the Shire of the Halflings.” (The Return of the King, Chapter 1, “Minas Tirith”)

There is no transfer of land involved here, but certainly there is military service.

JRRT, for all of the amazing detail which he put into Middle Earth, was content, it would seem, to leave it at that: there are kings to whom oaths are sworn, and that idea comes from feudal oaths. There are knights and lords—who else would be in charge of this quasi-medieval world (except, of course, among the non-men—elves, dwarves, and hobbits)? At the same time, this is a huge and wonderfully entertaining adventure, not a disguised treatise on the economic and social substructure of a mirror of the western Middle Ages, as interesting as, if anyone, Tolkien, could have made even that. It is fun, however, to spend a moment imagining what, given another ten years and several more drafts, Middle Earth might have looked like… As always, we ask: what do you think?

Thanks, as always, for reading.

MTCIDC

CD

Knowledge, Rule, Order

06 Wednesday Jan 2016

Posted by Ollamh in Fairy Tales and Myths, Imaginary History, J.R.R. Tolkien, Military History, Military History of Middle-earth, Narrative Methods

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Adolf Hitler, Anduin, Benedict Cumberbatch, Benito Mussolini, British Government, Charlie Chaplin, dictatorships, England, Gandalf, George V, Germany, Gondor, gothic script, Government, History, India, Isengard, Kaiser Willhelm II, Lenin, Mehmed VI, Middle-earth, monarchs, Mordor, Nazis, newsreel, Numenor, Ottoman Empire, Oz, Peter Jackson, Queen Mary, Queen Victoria, Rohan, Saruman, Sauron, Scott, Smaug, Stalin, Stock Market Crash of 1929, Sultan, The Great Dictator, The Lord of the Rings, Tolkien, Treaty of Versailles, Valar, Victoria Louise, Weimar Republic, William Morris, Writing

Dear Readers,

Welcome, as always.

Have you ever wondered what Middle Earth would have been like if the Fourth Age had begun on a calendar written by Sauron?

That of the Third Age was hardly a democratic paradise: a king rules Rohan, a stand-in for king rules Gondor. Elrond and Celeborn/Galadriel behave and are treated like royalty and Thranduil, as we learn from The Hobbit, is the king of Mirkwood. The dwarves have hereditary rulers.   Only the outliers—communities like Bree and the Shire and the earlier inhabitants like Tom Bombadil and Fangorn—appear to be completely independent. (The Shire even has elections and a mayor, although the actual government, except for the shire reeves, appears to bemostly token—you wonder who’s running their seemingly-efficient postal service.)

This is not surprising, not only for an author born during the later years of Victoria,

queenvic.jpg

but also for someone powerfully influenced by the medievalist interests of everyone from Scott

Sir_William_Allan_-_Sir_Walter_Scott,_1771_-_1832._Novelist_and_poet_-_Google_Art_Project.jpg

to William Morris.

William_Morris_age_53.jpg

(We might add that the world of fairy tales, full of princes and princesses, queens and kings, was also a powerful influence at the time—and not only on story-tellers born in monarchies—after all, even Oz is ruled by a queen—

OzmaOz.jpg

Yet, after Smaug—who could better be a medieval fantasy villain (especially with the voice of the incomparable Benedict Cumberbatch attached)?

p8204516_n279079_cc_v4_aa.jpg

—something changed in Tolkien’s world. In fact, something changed in the whole outside world. With the end of World War One, monarchs toppled all over Europe and beyond, from:

Kaiser Wilhelm II of Germany

KAISER-WILHELM_2994889b.jpg

to Mehmed VI, last Sultan of the Ottoman Empire.

mehmed6.jpg

In place of the former, there appeared the always-troubled Weimar Republic, full of good intentions, but badly crippled, not only by the war which had sapped its manpower and resources, but by all kinds of social unrest and then by the Crash of 1929, which notoriously destroyed the value of its currency.

weimar currency.jpg

As early as 1919, there had been clashes among the forces of different ideologies—

CombatesEnBerlín19190903.jpg

And, amidst all of the unrest, there was a failed coup attempt in 1923 by the man in the overcoat in this picture.

Bundesarchiv_Bild_102-00344A,_München,_nach_Hitler-Ludendorff_Prozess.jpg

He, of course, was only following the footsteps of this man, who had pushed his way into power the year before—

March_on_Rome.jpg

to be followed, in turn, by the man on the left, from the mid-1920s.

stalinandfriends.jpg

That first man, having failed at obvious violence, tried again through more complicated means (although still employing violence, if it suited his purposes) and succeeded in 1933.

Hitler-Papen-First-Reichstag-1933.jpg

He was, so we are told, a riveting public speaker, but, if the newsreels we’ve seen are evidence, we guess you would have had to have been there.

hitlerspeaking.jpg

Some people thought the style exaggerated in the 1930s and caricatured it even then.

chaplin2.jpg

He had a definite social agenda, which he outlined at length and often, although concealing certain of the most horrible aspects. And he liked big words and big concepts, like:

einfolk.jpg

It would have been impossible for someone as intelligent and generally well-informed as Tolkien not to have been very much aware of this man and all of the other like men, busy oppressing as much of the world as they could. And this would have been especially true in a time when radio and film were changing how people received news—and how those interested in influencing others might shape what people saw. As early as 1911, the British government was using newsreel film to show the might and reach of its empire (2/5 of the globe was in their hands) when the king, George V, and his wife, Queen Mary, visited India.

Delhi_Durbar,_1911.jpg

Not to be outdone, Kaiser Wilhelm II encouraged a grand—and filmed–event in 1913, for the wedding of his daughter, Victoria Louise—and some of the film was even in color.

vlouisekaiser.jpg

The Marriage of Victoria Louise Color Film

It would be easy to imagine, then, that the weight of such public figures might have influenced Tolkien in his depiction of late-3rd-Age villains. We can see it in Saruman’s unsuccessful attempt to persuade Gandalf to join him:

“ ‘He drew himself up then and began to declaim, as if he were making a speech long rehearsed. ‘The Elder Days are gone. The Middle Days are passing. The Younger Days are beginning. The time of the Elves is over, but our time is at hand: the world of Men, which we must rule. But we must have power, power to order all things as we will, for that good which only the Wise can see.” (The Fellowship of the Ring, Chapter 2, “The Council of Elrond”)

Thus, unlike the script of Jackson’s version, there is no plan to wipe out men and replace them with orcs. Instead, men are to survive: to be ruled—perhaps under what definitely sounds like it should be a translation from something written in Fraktur—the fake Gothic script favored by the Nazis–

die-schöne-deutsche-Schrift-detail1.jpg

“ ‘We can bide our time,’” says Saruman, “ ‘we can keep our thoughts in our hearts, deploring maybe evils done by the way, but approving the high and ultimate purpose: Knowledge, Rule, Order; all the things that we have so far striven in vain to accomplish…’ ”

Such abstract, but somehow menacing, words sound like a translation of something from Hitler’s Germany: Kenntnisse, Herrschaft, Ordnung. They do not sound in the least like Gandalf’s goals, ever, and he, in fact, replies by implying that not only are they not really Saruman’s words, but that Saruman is foolish for believing them:

“ ‘Saruman,’ I said, ‘I have heard speeches of this kind before, but only in the mouths of emissaries sent from Mordor to deceive the ignorant.’ “

As really the words of Sauron, however, they give us an idea of what to expect in a world under his control. Knowledge would be for Sauron alone, we suppose, perhaps after regaining his lost ring? Certainly he wouldn’t share it with Saruman, whom, it will become clear, he never trusted. As for Rule and Order, the world would be a place full of rules and those watching that they be obeyed. And here we can remember Sharkey’s Shire, with its “by order of the Chief” signs—and its gangs of human enforcers. As well, we can think of its grey, industrial character, as we’ve discussed in a previous post, a universal Mordor, devoted to production. To this, we can add the Mouth of Sauron’s recitation of surrender conditions, delivered to the allies before the Morannon:

“ ‘These are the terms…The rabble of Gondor and its deluded allies shall withdraw at once beyond the Anduin, first taking oaths never again to assail Sauron the Great in arms, open or secret. All lands east of the Anduin shall be Sauron’s for ever, solely. West of the Anduin as far as the Gap of Rohan shall be tributary to Mordor, and men there shall bear no weapons, but shall have leave to govern their own affairs. But they shall help to rebuild Isengard which they have wantonly destroyed, and that shall be Sauron’s, and there his lieutenant shall dwell: not Saruman, but one more worthy of trust.’ “ (The Return of the King, Chapter 10, “The Black Gate Opens”)

In keeping with the influence of current events in this world, we might see this as being a parallel with the 1919 Versailles Treaty, in which Germany was to be forced to make huge territorial concessions, to disarm almost entirely, and to pay massive amounts in reparation to the victorious allies.

Treaty_of_Versailles,_English_version.jpg

The Treaty of Versailles– Wiki Article

Such terms as Sauron offers would also destroy Rohan as an ally and set up a permanent garrison between it and the north. We might also expect the restored Isengard to be a staging area for an assault upon Fangorn and the ents, to their ultimate destruction. As well, “west of the Anduin” is a very vague expression—does it include Gondor, as well as Rohan?

Religion in The Lord of the Rings has always been the subject of debate: how much or how little? Of what kind? Tolkien is quoted as saying that it was monotheistic, although, when attacked by the Mumak, Faramir’s men called on the (plural) Valar. There is no mention, in what is often extremely detailed landscape description, of any kind of temple or shrine, however. Nevertheless, we would like to conclude with an eerie thought about religion in this alternative Fourth Age. The Mouth of Sauron, aka, The Lieutenant of the Tower of Barad-dur, is described as:

“…a renegade, who came of the race of those that are named the Black Numenoreans; for they established their dwellings in Middle-earth during the years of Sauron’s domination, and they worshipped him, being enamoured of evil knowledge.”

Could we imagine that, in this other Fourth Age, a new and horrible religion might have appeared, one dedicated to the worship of Sauron—and to that Knowledge which Saruman finds so important? What do you think, dear readers?

As always, thanks for reading.

MTCIDC

CD

The Man Who Was Killed

30 Wednesday Dec 2015

Posted by Ollamh in J.R.R. Tolkien, Military History, Military History of Middle-earth, Narrative Methods

≈ Leave a comment

Tags

"The Man He Killed", Adventure, British Infantry, British Militia, Crimean War, Damrod, Fantasy, Faramir, Frodo, Haradrim, History, Lamellar, Mablung, Middle-earth, military history, Military recruiters, Napoleonic Wars, Sam Gamgee, Second Boer War, The Dynasts, The Lord of the Rings, The Two Towers, Thomas Hardy, Time's Laughingstocks, Tolkien, Waterloo, WWI

Dear Readers,

Welcome, as always. In this posting, we propose to suggest a connection—one, at the moment, at least, which we can’t prove—between Tolkien and the late-Victorian/Edwardian/Georgian (he was born in 1840 and died in 1928) poet/novelist, Thomas Hardy.

We begin with a quotation from The Two Towers, Chapter 4, “Of Herbs and Stewed Rabbit”. Sam and Frodo have been taken by Faramir’s rangers and, with Damrod and Mablung as their minders, they are about to sit out the ambush staged by Faramir to destroy a column of Haradrim. Unthinkingly, Sam has become an eager spectator, and:

“Then suddenly straight over the rim of their sheltering bank, a man fell, crashing through the slender trees, nearly on top of them. He came to rest in the fern a few feet away, face downward, green arrow-feathers sticking from his neck below a golden collar. His scarlet robes were tattered, his corslet of overlapping brazen plates was rent and hewn, his black plaits of hair braided with gold were drenched with blood. His brown hand still clutched the hilt of a broken sword.”

The Haradrim are from the far south, but, wherever this man was from, he was wearing a type of armor called “lamellar”, from the Latin word, “lamella”, meaning, “a little, thin plate”, it being a diminutive of “lamina”, “a thin piece of something/a plate, leaf”. It’s a kind of protection worn over many centuries in many parts of the world. Basically, it looks like this:

d3934595510aec78efa73aa58041de6c.jpg

It can be made, as the one described, of lamellae of bronze, or of iron, which are sewn to an underlying fabric.

78477F80D31240E0BFBAA3A67A63844D02jpg.jpg

So, perhaps, this dead warrior looked a bit like this:

big_img_20070912155947.jpg

Sam’s curiosity was quickly dampened by the sight—and it makes us wonder if what we are also seeing here is Lieutenant Tolkien’s first glimpse of a dead enemy soldier.

tolkien-xdeadgerman

“It was Sam’s first view of a battle of Men against Men, and he did not like it much. He was glad that he could not see the dead face. He wondered what the man’s name was and where he came from; and if he was really evil of heart, or what lies or threats had led him on the long march from his home; and if he would not really rather have stayed there in peace—“

It was this brief meditation—abruptly interrupted by the appearance of a Mumak—which reminded us of this Thomas Hardy poem, “The Man He Killed”:

“Had he and I but met
            By some old ancient inn,
We should have sat us down to wet
            Right many a nipperkin!

 

            “But ranged as infantry,
            And staring face to face,
I shot at him as he at me,
            And killed him in his place.

 

            “I shot him dead because —
            Because he was my foe,
Just so: my foe of course he was;
            That’s clear enough; although

 

            “He thought he’d ‘list, perhaps,
            Off-hand like — just as I —
Was out of work — had sold his traps —
            No other reason why.

 

            “Yes; quaint and curious war is!
            You shoot a fellow down
You’d treat if met where any bar is,
            Or help to half-a-crown.”

The language—“nipperkin”, “ ‘list”—and the social situation depicted: “was out of work—had sold his traps” (“traps” being slang of the time for “personal possessions”)—would suggest that the speaker is a working man. Such, along with farm boys, were prime material for military recruiters

victorianrecruiters.jpg

in the Victorian world in which this poem was written (1902—published in Hardy’s Time’s Laughingstocks, 1909 ). The speaker is, in his own words, however, from an earlier day. When Hardy wrote the poem, the Second Boer War (1899-1902) was just ending, but it was hardly a war in which soldiers did as the speaker says, “but ranged as infantry,/and staring face to face,/I shot at him as he at me,/and killed him in his place.” The war had begun with British infantry attacking in spread-out lines, but still very visible on the landscape and it had cost them dearly.

Sidney_Paget00.jpg

Their enemy—mostly all militia—that is, part-time soldiers—had dug in from the start.

Colenso,_KwaZulu-Natal_-_Project_Gutenberg_eText_16462.jpg

boer-main.jpg

British losses had taught them to do the same.

boer-II-01.jpg

What the speaker is describing sounds much more like earlier European wars, in which soldiers stood in long lines at a narrowing distance from each other and fired. The last of these, for Britain, had been the Crimean War (1854-56).

download-193789-The-23rd-Regiment-Royal-Welsh-Fusiliers-at-the-Battle-of-the-Alma-on-20th-September,-1854.jpg

Hardy, however, had a strong interest in the Napoleonic wars of the late-18th-early 19th-centuries, had published a massive dramatic piece, The Dynasts (1904-08), set in that period, and had even twice visited the battlefield of Waterloo (1876, 1896). Thus, we imagine that the poem’s speaker is actually describing something like this:

Lejeune_-_Bataille_de_Marengo.jpg

Had Tolkien read the Hardy poem and perhaps have even been inspired by it? Both scenes include a battlefield, a battle death, and a lingering sense of regret—although Sam hadn’t killed the man from Harad, he displays that same sense of “this was just a person, an ordinary person, once” which gives the Hardy poem its power.

As ever, we leave it to you, dear readers—what do you think?

Thanks, as ever, for reading!

MTCIDC

CD

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