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“A kind of proud, venerable, but increasingly impotent Byzantium”

01 Wednesday Jun 2016

Posted by Ollamh in Artists and Illustrators, J.R.R. Tolkien, Literary History, Maps, Military History, Military History of Middle-earth, Narrative Methods

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Adventure, Byzantine Empire, Byzantium, Constantinople, Gondor, Justinian, Megara, Mehmet II, Milton Waldman, Minas Arnor, Minas Tirith, Mont Saint Michel, Ottoman Empire, Ted Nasmith, The Lord of the Rings, The Tower of Guard, Theodosian walls, Theodosius, Tolkien

Welcome, as always, dear readers.

The title of this posting is taken from a very long letter (10,000 words), written to Milton Waldman probably in 1951 (Letters No.131, 157). Waldman represented the English publisher, Collins, which had expressed an interest in The Lord of the Rings and The Silmarillion when Allen & Unwin had been hesitant. Determined to justify the simultaneous publication of both, Tolkien wrote in great detail about the general narrative, with an emphasis upon the religious aspects.

In the process, he likened Gondor to the Byzantine empire, a comparison which immediately attracted our attention. We ourselves had suggested in an earlier posting that the attack on its capital, Minas Tirith, had been like the siege of the Byzantine capital, Constantinople.

attackongondor.jpg

8da792d4aac58fe51f8ddf1aefa36048.jpg

What was JRRT thinking of when he likened the two?

First, they both were—or had been—large kingdoms—in the case of Byzantium, an empire, really, as these maps demonstrate.

gondor1050height.jpg

2000px-Byzantiumby650AD.svg.png

Their capitals were both of great age. Minas Tirith, “The Tower of Guard”, had been built originally as Minas Anor, “Tower of the Sun” in SA 3320 by Anarion, the younger son of Elendil, but only became the capital of Gondor in TA1640, after Osgiliath had been devastated by a plague. If we add its time in the Second Age (121 years) to the whole of the Third Age (3021 years), we reach a total of 3142 years at the defeat of Sauron. (For comparison, we might look at Athens, whose continuous habitation began before 3000BC, giving it a more-than-5000-year history.)

Constantinople, is old, by anyone’s standards, having been founded in 667BC as a Greek colony (there’s a bit of argument over the dating of this, which is typical of such things), and is still inhabited (and an absolutely amazing place!), but a bit younger than Minas Tirith at the time of The Lord of the Rings by some 500 years or so.

Third, there is the matter of the elaborate construction of these capitals.

“For the fashion of Minas Tirith was such that it was built on seven levels, each delved into the hill, and about each was set a wall, and in each wall was a gate. But the gates were not set in a line: the Great Gate in the City Wall was at the east point of the circuit, but the next faced half south, and the third half north, and so to and fro upwards; so that the paved way that climbed towards the Citadel turned first this way and then that across the face of the hill. And each time that it passed the line of the Great Gate it went through an arched tunnel, piercing a vast pier of rock whose huge out-thrust bulk divided in two all of the circles of the City save the first. For partly in the primeval shaping of the hill, partly by the mighty craft and labour of old, there stood up from the rear of the wide court behind the Gate a towering bastion of stone, its edge sharp as a ship-keel facing east. Up it rose, even to the level of the topmost circle, and there was crowned with a battlement; so that those in the Citadel might, like mariners in a monstrous ship, look from its peak sheer down upon the Gate seven hundred feet below.”

The Lord of the Rings, Book 5, Chapter 1, “Minas Tirith”

Here’s one of our favorite paintings (by Ted Nasmith—one of our favorite Tolkien artists).

TN-Minas_Tirith_at_Dawn.jpgnaismith.jpg

And here’s the film.

ROTK-Minas-Tirith.jpg

The designers have said that they were influenced by the look of Mont Saint Michel, a medieval monastery just off the coast of Normandy in France.

Mont_St_Michel_3,_Brittany,_France_-_July_2011.jpg

MtStMichel_avion.jpg

The complex nature of the place is captured in this diagram.

minas-tirith-diagram.0.jpg

Byzantium (or, Constantinople, its later name) began its life, as we said, as a colony of the Greek mainland city of Megara. In the 4th century AD, the Roman emperor Constantine I, the last survivor in a long civil war, chose the site for his new capital. As much of the weight, both of commerce and defense, lay in the eastern part of the Roman world by this time, he chose very wisely: his new city was placed to control trade with the rich Black Sea region and to provide a strategic jumping-off point for dealing with invaders and emerging kingdoms in Asia Minor.

Locator_map_Byzantion.PNG

The position was also well-chosen for defense, being at the end of a peninsula—the main strategy then being its walling-off from the mainland.

constantin.jpg

There is, of course, a big difference here between the 7 levels and 7 gates of Minas Tirith and the two walls—the older inner 4th-century one of Constantine and the slightly-later (early 5th century) walls of Theodosius II. Nevertheless, those later walls were well-constructed, in two successive lines, with a moat on the outside.

Theodosian Walls.jpg

The Theodosian walls were about a mile-and-half from the older, Constantine wall, encompassing a population which, at its height, may have been over 400,000 in number. By the time of its fall to the Ottoman army in 1453, that number had dropped to perhaps only 50,000, which reflected the gradual shrinking of the empire from its greatest size, in the 6th century

Byzantine-empire.6thc.gif

under the emperor Justinian

justinian.jpg

when it encompassed the majority of the Mediterranean basin, to its last, worn-out phase in the early 15th century, when it controlled a few scattered outposts, but mainly the area directly around the capital.

constantinople-world-map.jpg

This shrinking of the empire and of its population proved disastrous for the capital. When the Ottoman army, under Mehmet II, arrived outside the walls in the spring of 1453, the imperial government could only provide 7000 defenders, 2000 of whom were foreigners, to defend about 3 and ½ miles of wall (that’s 5 ½ km). Against them were anywhere from 50 to 80,000 attackers, who brought with them (or cast on the spot), massive artillery pieces and, after a 53-day siege, broke into the city and put an end to an empire which had lasted for over 1100 years.

Illustration-of-angus-mcbride-showing-the-ottoman-cannon-basilica-during-the-siege-of-constantinople-in-1453-ad.jpg

Benjamin-Constant-The_Entry_of_Mahomet_II_into_Constantinople-1876.jpg

And this is the last sad similarity with Gondor and its capital, as we see through Pippin’s eyes:

“Pippin gazed in growing wonder at the great stone city, vaster and more splendid than anything that he had dreamed of, greater and stronger than Isengard, and far more beautiful. Yet is was in truth falling year by year into decay, and already it lacked half the men that could have dwelt at ease there. In every street they passed some great house or court over whose doors and arched gates were carved many fair letters of strange and ancient shapes: names Pippin guessed of great men and kindreds that had once dwelt there; and yet now they were silent, and no footsteps rang on their wide pavements, nor voice was heard in their halls, nor any face looked out from door or empty window.”

The Lord of the Rings, Book 5, Chapter 1, “Minas Tirith”

And, just as in the case of Constantinople, the capital of Gondor was hard-pressed to defend itself. Luckily for it, however, there was an uncrowned king with a ghostly army, a brave reinforcement of southern yeomen, a mass of wild horsemen from the north, a wizard, and the fulfillment of an ancient prophecy about a witch king to aid it in its hour of need…

Thanks, as always, for reading.

MTCIDC

CD

The Fall of Two Cities?

09 Wednesday Mar 2016

Posted by Ollamh in Economics in Middle-earth, Imaginary History, J.R.R. Tolkien, Language, Maps, Military History, Military History of Middle-earth, Narrative Methods

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Tags

Agincourt, Anadoluhisari, Anatolia, Asia Minor, Bayezid I, Bosphorus, Byzantium, Constantine I, Constantinople, Crecy, English Civil Wars, Eowyn, Gondor, map, Mehmet II, Minas Tirith, motte and bailey, Newark, Normans, Osgiliath, Ottoman Empire, Poitiers, Rumelihisari, siege, The Lord of the Rings, Tolkien, Witch-King of Angmar

Dear Readers,

Welcome, as always. A little while ago, we talked about the “siege of Gondor”, which really wasn’t a siege in the formal sense, at all, but rather an assault. (We suspect that JRRT liked the sound of “siege” and so used it, not caring if it were strictly accurate or not.) In this posting, we want to look at a real siege and examine what might be parallels with events in Middle Earth.

Before we do, we want to take a moment to talk about the word “siege”. It comes into English through Old French asegier, which comes from Latin ad + sedeo > adsideo, adsidere , literally, “to sit down at”. The northern French who passed the word on to England must have liked to say what’s called a y-glide when certain consonants came before e, so, though it was spelled asegier, it would have been said “ah-see-YED-jier”. And that’s why English today has what can be a confusing spelling. (In our experience, lots of native speakers have trouble distinguishing between the ie of “siege” and the ei of “seize”). The stress on the word in English would have been away from the initial a, and so that would have disappeared from the word as it moved from being a borrowing.

[As what we think is a cool footnote, Latin also has the verb obsideo “to sit down right before=to besiege” and we can see that used in English in the word “obsession”, with the idea that something bothers you so much that it’s like you’re being besieged by it. You can also see it on this wonderful bit of 17th-c. English history.

obsidionalmoney.jpg

Although it doesn’t look like a modern coin, this is a form which used to be called “half-a-crown”—that is, 30 pennies (that’s what those three xses mean), or two shillings, sixpence.   This coin was struck in the town of Newark-upon-Trent, when it was besieged during the English Civil Wars (1642-1651).

_82601862_newark-1646map.jpg

And that’s where obsideo comes in. The back (the “reverse” in coin language—the front is called the “obverse”) says:

OBS: Newark (with a date, either 1645 or 1646, depending on when the coin was struck)

OBS = Obsessa Newark = “Newark Besieged”

There were a lot of coin-substitutes struck by various besieged towns, but, apparently, those from Newark are the most numerous.]

In the medieval western military world, sieges were more common, it seems, than pitched battles. As castles and towns were focal points for the possession and control of land—think of the hundreds of early castles, called “motte and bailey”, which the Normans built all across England in the first years after their conquest–it’s not surprising that they would have been a focus of attack.

motteandbailey.jpg Tapisserie_motte_dinan 704.jpg

As well, we can imagine that, ultimately, they would have been cheaper, in terms of the most irreplaceable manpower, sparing the highly-trained, hard-to-replace, knights and men-at-arms.

knights.jpg

Battles like Crecy (1346), Poitiers (1356), and Agincourt (1415), cost the French dearly as their brave knights threw themselves at their English opponents, whose longbows shot them and their horses down.

agincourt.jpg

In a siege, although there was the occasional combat, including the exploitation of a break in the enemy’s defenses,

Edward-III-takes-Poix-Castle.jpg

most of a siege would be spent in using machinery of various sorts to aid you in breaking down the walls—and the resistance of the defenders, as well.

castles-and-knights-2-with-labels.jpg

This brings us to the real, historical siege we want to examine: Constantinople, 1453.

Bizansist_touchup.jpg

Constantinople had begun life as a Greek colony, called Byzantium, on the European side of the narrow passageway between the Black Sea and the northeastern Mediterranean.

byzempmap.gif

It had been refounded and greatly expanded by the Roman emperor, Constantine I, to be a new capital in the east.

Constantine-I-Face.jpg

Although it was supposed to be called “New Rome”, everyone in the east called it after its refounder, and so it was “Constantinople”, becoming the capital of an eastern empire which we call “Byzantine”. Even with setbacks and a number of unsuccessful attacks over the centuries, it was, for a long time, a very wealthy and powerful city.

1-reconstruccion-de-bizancio.jpg

But even the wealthiest and most powerful cities will fade—especially when faced with ambitious enemies. Constantinople had had a number of those, but, finally, in its last years, perhaps its most ambitious and most powerful arose in Asia Minor: that of the Ottoman Turks. As you can see from this map, its beginnings were modest: one Turkic-speaking group among many.

Anatolian_Beyliks_in_1300.png

This was a period of instability, however. The Ottoman leaders quickly took advantage of that instability to grab power and territory, so that, by 1400, they had spread beyond the shrinking Byzantine world, into the Balkans, and, soon, Constantinople was surrounded.

trebizond1400

This surrounding took place in an increasingly-methodical way. In 1393-4, the ruler of the Ottomans, the sultan Bayezid I

bayezit1.jpg

 

built a small fortress on the Asia Minor side of the Bosphorus, the name for the northern stretch of the passage which led from the Black Sea to the Mediterranean. It was called Anadoluhisari, “the Anatolian fort”.

Anadoluhisari.jpg

 

You can see from the map that this was the beginning of setting up a choke point upstream from Constantinople.

mapwithanadoluhisari.gif

In 1451-2, the sultan Mehmet II finished the job with the Rumelihisari just opposite, on the European side (and that’s what its name means, “the Roman—that is, European—fort”).

Rumeli_hisari.jpg

Guns were mounted

muslim_rocket_technology_06.jpg

and any help which might have come from the Black Sea was blocked.

And here we want to take a minute to look at our imaginary city and its danger—because we see some easy parallels here. First, of course, the Ottoman empire was an eastern threat—so was Mordor. Mordor had taken the east bank of the Anduin, just as the Ottomans had taken the Asian side of the Bosphorus. And, in the capture of the European side and the building of Rumelihisari, we might see the taking of Osgiliath and the west bank of the Anduin. Then there is the massive city of Minas Tirith and the attack upon it.

mt.jpg 2381576-zmordorforcesk7.jpg

Constantinople was also a massive city.

Byzantine_Constantinople-en.png

It was, basically, on a triangular piece of land, with two sides protected by water. The original Greek town had had a wall, but it was long gone and almost all of Constantine’s land wall had long disappeared, as well. The latest walls are called the Theodosian, after their originator, the emperor Theodosius II (408-450AD), but the walls included bits of the Constantinian walls and many repairs, over the centuries. The main land defenses included three lines of wall and a moat.

2rh67o0.jpg

This sounds very impressive until one considers two things: first, is there a garrison big enough to defend what are, in fact, a number of miles of wall? And, second, although the walls have withstood previous attacks, including one made by the Ottomans in 1422AD, how will they stand up to the threat of modern artillery?

At the height of its power and prosperity, it is estimated that Constantinople had had a population of anywhere from 500,000 to 750,000 (although scholars argue over this). At the time of the final siege, the population had fallen to as low as 40,000. Thus, large parts of the city were empty—just like Minas Tirith:

“Pippin gazed in growing wonder at the great stone city…Yet it was in truth falling year by year into decay; and already it lacked half the men that could have dwelt at ease there.” (The Return of the King, Book 5, Chapter 1, “Minas Tirith”)

The garrison of Constantinople was perhaps about 9,000, in all, which meant that they were very thinly stretched. We don’t know just how many troops were in Minas Tirith. Some reinforcements had come from South Gondor, as we noted in an earlier posting, but only a few thousand and the defenders were powerfully outnumbered, just as those of Constantinople were, when the forces of Mordor began to arrive. The Ottoman army is thought to have had between 50,000 and 80,000 men, but just how many Orcs and others marched down the causeway from Osgiliath isn’t known–they are just a horde—something which the Jackson film shows very well.

maxresdefault

Then the assault begins, the Orcs having giant stone throwers, siege towers, and, finally, a giant, fire-breathing ram, Grond.

Grond_arrives.png

If you’ve been following our postings (and we hope you have!), then you know that we’ve discussed the use of what appears to be gunpowder, both at Helm’s Deep and at the Rammas Echor. The Orcs who attack the walls of Minas Tirith don’t appear to have such a weapon, but, unfortunately for the defenders of Constantinople in 1453, the Turks do, in the form of plentiful modern artillery.

Illustration-of-angus-mcbride-showing-the-ottoman-cannon-basilica-during-the-siege-of-constantinople-in-1453-ad.jpg

Attacks wear down the small garrison and huge, stone-throwing weapons knock down the walls, so that, finally the city falls, on 29 May, 1453.

84087026.jpg

Its conqueror, Mehmet II, rides in—

mehmet2enteringconstantinople.jpg

which is something the witch king of Angmar never gets to do, perishing instead, at the hands of Eowyn and Merry.

Eowyn.jpg

 

And there the parallels end, as does our posting. Did JRRT have the fall of Constantinople somewhere in the back of his mind? What do you think?

Thanks, as always, for reading.

MTCIDC

CD

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